IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v9y2017i8p1436-d108170.html
   My bibliography  Save this article

Formalizing the Informal: Understanding the Position of Informal Settlements and Slums in Sustainable Urbanization Policies and Strategies in Bandung, Indonesia

Author

Listed:
  • Paul Jones

    (Urban and Regional Planning, Sydney School of Architecture, Design and Planning, University of Sydney, Sydney 2006, Australia)

Abstract

Sustainable urbanization policies and strategies are posited as a major tool by which to achieve the sustainable development of growing towns and cities. A major challenge for sustainable urbanization policies and strategies is how to address the complexity of urbanization, especially the ongoing growth of informal settlements and slums in developing countries. It is acknowledged that those living their lives in such housing and settlements suffer greater levels of spatial, economic and social exclusion from the benefits of urbanization that other segments of the urban population. Using a case study approach, this paper examines the range of challenges associated with the growth of informal settlements and slums, seeking to understand how they are positioned via upgrading policies in city urbanization plans and strategies in Indonesia’s third largest city, Bandung. The research finds that there has been a shift in kampung and slum upgrading policy from in-situ solutions to vertical housing towers which appear incompatible in accommodating the way of life practiced in kampung adaptive urbanism contexts. The manner in which city governments manage informal settlements and slums by seeking to reshape and restructure the lifestyles of residents to align with formal market measures has a major impact on existing disadvantaged communities. The paper concludes with a call for greater leadership, political commitment and recognition of contextual responses when developing slum upgrading policies set within urbanization policies and strategies branded as sustainable.

Suggested Citation

  • Paul Jones, 2017. "Formalizing the Informal: Understanding the Position of Informal Settlements and Slums in Sustainable Urbanization Policies and Strategies in Bandung, Indonesia," Sustainability, MDPI, vol. 9(8), pages 1-27, August.
  • Handle: RePEc:gam:jsusta:v:9:y:2017:i:8:p:1436-:d:108170
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/9/8/1436/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/9/8/1436/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Fox, Sean, 2014. "The Political Economy of Slums: Theory and Evidence from Sub-Saharan Africa," World Development, Elsevier, vol. 54(C), pages 191-203.
    2. Edi Purwanto & Agung Sugiri & Rony Novian, 2017. "Determined Slum Upgrading: A Challenge to Participatory Planning in Nanga Bulik, Central Kalimantan, Indonesia," Sustainability, MDPI, vol. 9(7), pages 1-18, July.
    3. Paul Jones, 2012. "The Challenges of Implementing Millennium Development Goal target 7D in Pacific island towns and cities," Asia-Pacific Development Journal, United Nations Economic and Social Commission for Asia and the Pacific (ESCAP), vol. 19(1), pages 139-162, June.
    4. R. De Risi & F. Jalayer & F. De Paola & I. Iervolino & M. Giugni & M. Topa & E. Mbuya & A. Kyessi & G. Manfredi & P. Gasparini, 2013. "Flood risk assessment for informal settlements," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 69(1), pages 1003-1032, October.
    5. Paulo Silva, 2016. "Tactical urbanism: Towards an evolutionary cities’ approach?," Environment and Planning B, , vol. 43(6), pages 1040-1051, November.
    6. Patricia Romero-Lankao & Daniel M. Gnatz & Olga Wilhelmi & Mary Hayden, 2016. "Urban Sustainability and Resilience: From Theory to Practice," Sustainability, MDPI, vol. 8(12), pages 1-19, November.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Bangkim Kshetrimayum & Ronita Bardhan & Tetsu Kubota, 2020. "Factors Affecting Residential Satisfaction in Slum Rehabilitation Housing in Mumbai," Sustainability, MDPI, vol. 12(6), pages 1-22, March.
    2. Eugene Ejike Ezebilo & Patrice Savadogo, 2021. "Preferences for Infrastructure and Determinants of Decision to Live in a Makeshift House in Informal Settlements," Economies, MDPI, vol. 9(4), pages 1-27, November.
    3. Víctor Jiménez Barrado, 2020. "Evolution and Management of Illegal Settlements in Mid-Sized Towns. The Case of Sierra de Santa Bárbara (Plasencia, Spain)," Sustainability, MDPI, vol. 12(8), pages 1-16, April.
    4. Mahsa Mesgar & Diego Ramirez-Lovering, 2021. "Informal Land Rights and Infrastructure Retrofit: A Typology of Land Rights in Informal Settlements," Land, MDPI, vol. 10(3), pages 1-17, March.
    5. Sarah Jacobs & Oladipo Olalekan David & Abigail Stiglingh-Van Wyk, 2023. "The Impact of Urbanization on Economic Growth in Gauteng Province, South Africa," International Journal of Economics and Financial Issues, Econjournals, vol. 13(2), pages 1-11, March.
    6. Zafu Assefa Teferi & Peter Newman, 2018. "Slum Upgrading: Can the 1.5 °C Carbon Reduction Work with SDGs in these Settlements?," Urban Planning, Cogitatio Press, vol. 3(2), pages 52-63.
    7. Paulo Silva, 2020. "Not So Much about Informality: Emergent Challenges for Urban Planning and Design Education," Sustainability, MDPI, vol. 12(20), pages 1-16, October.
    8. Olabisi S. Obaitor & Taibat O. Lawanson & Marion Stellmes & Tobia Lakes, 2021. "Social Capital: Higher Resilience in Slums in the Lagos Metropolis," Sustainability, MDPI, vol. 13(7), pages 1-18, April.
    9. Lukasz Damurski & Virginia Arena & Yannick Drijfhout & Carlos Mendez & Paweł Pach & Kasia Piskorek, 2023. "The Impact of Digital Media on Urban Discourse: The Journalists' Perspective," International Journal of E-Planning Research (IJEPR), IGI Global, vol. 12(1), pages 1-20, January.
    10. Batara Surya & Haeruddin Saleh & Seri Suriani & Harry Hardian Sakti & Hadijah Hadijah & Muhammad Idris, 2020. "Environmental Pollution Control and Sustainability Management of Slum Settlements in Makassar City, South Sulawesi, Indonesia," Land, MDPI, vol. 9(9), pages 1-34, August.
    11. Busisiwe Nkonki-Mandleni & Abiodun Olusola Omotayo & David Ikponmwosa Ighodaro & Samuel Babatunde Agbola, 2021. "Analysis of the Living Conditions at eZakheleni Informal Settlement of Durban: Implications for Community Revitalization in South Africa," Sustainability, MDPI, vol. 13(4), pages 1-16, February.
    12. Jota Samper & Jennifer A. Shelby & Dean Behary, 2020. "The Paradox of Informal Settlements Revealed in an ATLAS of Informality: Findings from Mapping Growth in the Most Common Yet Unmapped Forms of Urbanization," Sustainability, MDPI, vol. 12(22), pages 1-25, November.
    13. Peris Njoroge & Amollo Ambole & Daniel Githira & George Outa, 2020. "Steering Energy Transitions through Landscape Governance: Case of Mathare Informal Settlement, Nairobi, Kenya," Land, MDPI, vol. 9(6), pages 1-19, June.
    14. Batara Surya & Seri Suriani & Firman Menne & Herminawaty Abubakar & Muhammad Idris & Emil Salim Rasyidi & Hasanuddin Remmang, 2021. "Community Empowerment and Utilization of Renewable Energy: Entrepreneurial Perspective for Community Resilience Based on Sustainable Management of Slum Settlements in Makassar City, Indonesia," Sustainability, MDPI, vol. 13(6), pages 1-36, March.
    15. Yeddiou, Maroua & Guessoum, Djamel-Eddine, 2023. "Constantine – Algeria- informal expansion, private lands value at stake. Towards a preventive approach to informal land use," Land Use Policy, Elsevier, vol. 134(C).
    16. Paul Jones, 2019. "The Case for Inclusion of International Planning Studios in Contemporary Urban Planning Pedagogy," Sustainability, MDPI, vol. 11(15), pages 1-17, August.
    17. Hesam Kamalipour, 2020. "Improvising Places: The Fluidity of Space in Informal Settlements," Sustainability, MDPI, vol. 12(6), pages 1-14, March.
    18. Hesam Kamalipour & Nastaran Peimani, 2019. "Towards an Informal Turn in the Built Environment Education: Informality and Urban Design Pedagogy," Sustainability, MDPI, vol. 11(15), pages 1-14, August.
    19. Angga Dwiartama & Matthew Kelly & Jane Dixon, 2023. "Linking food security, food sovereignty and foodways in urban Southeast Asia: cases from Indonesia and Thailand," Food Security: The Science, Sociology and Economics of Food Production and Access to Food, Springer;The International Society for Plant Pathology, vol. 15(2), pages 505-517, April.
    20. Jana, Arnab & Sarkar, Ahana & Bardhan, Ronita, 2020. "Analysing outdoor airflow and pollution as a parameter to assess the compatibility of mass-scale low-cost residential development," Land Use Policy, Elsevier, vol. 99(C).
    21. Ramit Debnath & Gianna Monteiro Farias Simoes & Ronita Bardhan & Solange Maria Leder & Roberto Lamberts & Minna Sunikka-Blank, 2020. "Energy Justice in Slum Rehabilitation Housing: An Empirical Exploration of Built Environment Effects on Socio-Cultural Energy Demand," Sustainability, MDPI, vol. 12(7), pages 1-27, April.
    22. Ghorbani, Amineh & Ho, Peter & Bravo, Giangiacomo, 2021. "Institutional form versus function in a common property context: The credibility thesis tested through an agent-based model," Land Use Policy, Elsevier, vol. 102(C).
    23. Batara Surya & Syafri Syafri & Hadijah Hadijah & Baharuddin Baharuddin & Andi Tenri Fitriyah & Harry Hardian Sakti, 2020. "Management of Slum-Based Urban Farming and Economic Empowerment of the Community of Makassar City, South Sulawesi, Indonesia," Sustainability, MDPI, vol. 12(18), pages 1-42, September.
    24. Jiun-Hao Wang & Szu-Yung Wang, 2019. "Indigenous Social Policy and Social Inclusion in Taiwan," Sustainability, MDPI, vol. 11(12), pages 1-17, June.
    25. Dewita, Yulia & Yen, Barbara T.H. & Burke, Matthew, 2018. "The effect of transport cost on housing affordability: Experiences from the Bandung Metropolitan Area, Indonesia," Land Use Policy, Elsevier, vol. 79(C), pages 507-519.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Chandan Deuskar, 2020. "Informal urbanisation and clientelism: Measuring the global relationship," Urban Studies, Urban Studies Journal Limited, vol. 57(12), pages 2473-2490, September.
    2. Fatemeh Jalayer & Raffaele Risi & Francesco Paola & Maurizio Giugni & Gaetano Manfredi & Paolo Gasparini & Maria Topa & Nebyou Yonas & Kumelachew Yeshitela & Alemu Nebebe & Gina Cavan & Sarah Lindley , 2014. "Probabilistic GIS-based method for delineation of urban flooding risk hotspots," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 73(2), pages 975-1001, September.
    3. Sangeetha Madhavan & Shelley Clark & Sara Schmidt, 2021. "Single mothers coping with food insecurity in a Nairobi slum," Urban Studies, Urban Studies Journal Limited, vol. 58(13), pages 2703-2720, October.
    4. Sean Fox & Robin Bloch & Jose Monroy, 2018. "Understanding the dynamics of Nigeria’s urban transition: A refutation of the ‘stalled urbanisation’ hypothesis," Urban Studies, Urban Studies Journal Limited, vol. 55(5), pages 947-964, April.
    5. Lu Liu & Yun Luo & Jingjing Pei & Huiquan Wang & Jixia Li & Ying Li, 2021. "Temporal and Spatial Differentiation in Urban Resilience and Its Influencing Factors in Henan Province," Sustainability, MDPI, vol. 13(22), pages 1-26, November.
    6. Laijun Zhao & Huiyong Li & Yan Sun & Rongbing Huang & Qingmi Hu & Jiajia Wang & Fei Gao, 2017. "Planning Emergency Shelters for Urban Disaster Resilience: An Integrated Location-Allocation Modeling Approach," Sustainability, MDPI, vol. 9(11), pages 1-20, November.
    7. Felix SK Agyemang & Nicky Morrison, 2018. "Recognising the barriers to securing affordable housing through the land use planning system in Sub-Saharan Africa: A perspective from Ghana," Urban Studies, Urban Studies Journal Limited, vol. 55(12), pages 2640-2659, September.
    8. Franklin Obeng-Odoom, 2015. "The Social, Spatial, and Economic Roots of Urban Inequality in Africa: Contextualizing Jane Jacobs and Henry George," American Journal of Economics and Sociology, Wiley Blackwell, vol. 74(3), pages 550-586, May.
    9. Jackie Parker & Greg D. Simpson, 2020. "A Theoretical Framework for Bolstering Human-Nature Connections and Urban Resilience via Green Infrastructure," Land, MDPI, vol. 9(8), pages 1-20, July.
    10. Emily Rains & Anirudh Krishna, 2019. "Will urbanization raise social mobility in the South, replicating the economic history of the West?," WIDER Working Paper Series wp-2019-102, World Institute for Development Economic Research (UNU-WIDER).
    11. Busisiwe Nkonki-Mandleni & Abiodun Olusola Omotayo & David Ikponmwosa Ighodaro & Samuel Babatunde Agbola, 2021. "Analysis of the Living Conditions at eZakheleni Informal Settlement of Durban: Implications for Community Revitalization in South Africa," Sustainability, MDPI, vol. 13(4), pages 1-16, February.
    12. Victoria L. Stevens & Raffaele Risi & Romain Roux-Mallouf & Dowchu Drukpa & György Hetényi, 2020. "Seismic hazard and risk in Bhutan," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 104(3), pages 2339-2367, December.
    13. Alexandra Lenis Escobar & Ramón Rueda López & Jorge E. García Guerrero & Enrique Salinas Cuadrado, 2020. "Design of Strategies for the Implementation and Management of a Complementary Monetary System Using the SWOT-AHP Methodology," Sustainability, MDPI, vol. 12(17), pages 1-23, August.
    14. Elise Huillery, 2009. "History Matters: The Long-Term Impact of Colonial Public Investments in French West Africa," American Economic Journal: Applied Economics, American Economic Association, vol. 1(2), pages 176-215, April.
    15. Surjono Surjono & Pandu Zanuar & Allifia Rizqi, 2022. "Cross-border strategies to respond the impact of climate change in the upstream Brantas Watershed, Indonesia," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 24(12), pages 14393-14420, December.
    16. Batara Surya & Haeruddin Saleh & Seri Suriani & Harry Hardian Sakti & Hadijah Hadijah & Muhammad Idris, 2020. "Environmental Pollution Control and Sustainability Management of Slum Settlements in Makassar City, South Sulawesi, Indonesia," Land, MDPI, vol. 9(9), pages 1-34, August.
    17. Sahasranaman, Anand & Bettencourt, Luís M.A., 2021. "Life between the city and the village: Scaling analysis of service access in Indian urban slums," World Development, Elsevier, vol. 142(C).
    18. Cavalieri, Francesco & Franchin, Paolo & Giovinazzi, Sonia, 2023. "Multi-hazard assessment of increased flooding hazard due to earthquake-induced damage to the natural drainage system," Reliability Engineering and System Safety, Elsevier, vol. 237(C).
    19. Sinharoy, Sheela S. & Pittluck, Rachel & Clasen, Thomas, 2019. "Review of drivers and barriers of water and sanitation policies for urban informal settlements in low-income and middle-income countries," Utilities Policy, Elsevier, vol. 60(C), pages 1-1.
    20. Liang Wang & Xiaolong Xue & Yuanxin Zhang & Xiaowei Luo, 2018. "Exploring the Emerging Evolution Trends of Urban Resilience Research by Scientometric Analysis," IJERPH, MDPI, vol. 15(10), pages 1-29, October.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:9:y:2017:i:8:p:1436-:d:108170. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.