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An unsupervised heuristic‐based hierarchical method for name disambiguation in bibliographic citations

Author

Listed:
  • Ricardo G. Cota
  • Anderson A. Ferreira
  • Cristiano Nascimento
  • Marcos André Gonçalves
  • Alberto H. F. Laender

Abstract

Name ambiguity in the context of bibliographic citations is a difficult problem which, despite the many efforts from the research community, still has a lot of room for improvement. In this article, we present a heuristic‐based hierarchical clustering method to deal with this problem. The method successively fuses clusters of citations of similar author names based on several heuristics and similarity measures on the components of the citations (e.g., coauthor names, work title, and publication venue title). During the disambiguation task, the information about fused clusters is aggregated providing more information for the next round of fusion. In order to demonstrate the effectiveness of our method, we ran a series of experiments in two different collections extracted from real‐world digital libraries and compared it, under two metrics, with four representative methods described in the literature. We present comparisons of results using each considered attribute separately (i.e., coauthor names, work title, and publication venue title) with the author name attribute and using all attributes together. These results show that our unsupervised method, when using all attributes, performs competitively against all other methods, under both metrics, loosing only in one case against a supervised method, whose result was very close to ours. Moreover, such results are achieved without the burden of any training and without using any privileged information such as knowing a priori the correct number of clusters.

Suggested Citation

  • Ricardo G. Cota & Anderson A. Ferreira & Cristiano Nascimento & Marcos André Gonçalves & Alberto H. F. Laender, 2010. "An unsupervised heuristic‐based hierarchical method for name disambiguation in bibliographic citations," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 61(9), pages 1853-1870, September.
  • Handle: RePEc:bla:jamist:v:61:y:2010:i:9:p:1853-1870
    DOI: 10.1002/asi.21363
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    Citations

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    Cited by:

    1. Ciriaco Andrea D’Angelo & Nees Jan Eck, 2020. "Collecting large-scale publication data at the level of individual researchers: a practical proposal for author name disambiguation," Scientometrics, Springer;Akadémiai Kiadó, vol. 123(2), pages 883-907, May.
    2. Jinseok Kim, 2019. "A fast and integrative algorithm for clustering performance evaluation in author name disambiguation," Scientometrics, Springer;Akadémiai Kiadó, vol. 120(2), pages 661-681, August.
    3. Jinseok Kim & Jinmo Kim & Jason Owen-Smith, 2019. "Generating automatically labeled data for author name disambiguation: an iterative clustering method," Scientometrics, Springer;Akadémiai Kiadó, vol. 118(1), pages 253-280, January.
    4. Jinseok Kim & Jason Owen-Smith, 2021. "ORCID-linked labeled data for evaluating author name disambiguation at scale," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(3), pages 2057-2083, March.
    5. Humaira Waqas & Muhammad Abdul Qadir, 2021. "Multilayer heuristics based clustering framework (MHCF) for author name disambiguation," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(9), pages 7637-7678, September.
    6. Cristian Santini & Genet Asefa Gesese & Silvio Peroni & Aldo Gangemi & Harald Sack & Mehwish Alam, 2022. "A knowledge graph embeddings based approach for author name disambiguation using literals," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(8), pages 4887-4912, August.
    7. Humaira Waqas & Abdul Qadir, 2022. "Completing features for author name disambiguation (AND): an empirical analysis," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(2), pages 1039-1063, February.
    8. Jinseok Kim & Jenna Kim & Jason Owen‐Smith, 2021. "Ethnicity‐based name partitioning for author name disambiguation using supervised machine learning," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 72(8), pages 979-994, August.
    9. Jinseok Kim & Jenna Kim, 2020. "Effect of forename string on author name disambiguation," Journal of the Association for Information Science & Technology, Association for Information Science & Technology, vol. 71(7), pages 839-855, July.
    10. Yuto Chikazawa & Marie Katsurai & Ikki Ohmukai, 2021. "Multilingual author matching across different academic databases: a case study on KAKEN, DBLP, and PubMed," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(3), pages 2311-2327, March.
    11. KM. Pooja & Samrat Mondal & Joydeep Chandra, 2021. "Exploiting similarities across multiple dimensions for author name disambiguation," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(9), pages 7525-7560, September.

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