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Assessing buy-side preparations for meeting derivatives reform under the European Market Infrastructure Regulation

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  • Goodchild, Elspeth

Abstract

In 2012, Rule Financial undertook in-depth research into how financial institutions were preparing for the raft of over-the-counter (OTC) derivatives reform legislated under Dodd–Frank in the USA and the European Market Infrastructure Regulation (EMIR). The research found that the sell-side had invested heavily in new technology that would allow for connectivity to new counterparties and also meet trade reporting compliance. In comparison, the buy-side had spent only a fraction of what the sell-side had on reform technology. Now, with the first Dodd–Frank deadlines already passed, institutions are looking towards the impending EMIR deadlines coming into action in 2014. In this paper, Amrik Chawla provides an assessment following his recent engagement with the buy-side and discusses the options available to those who are preparing to meet the first deadlines.

Suggested Citation

  • Goodchild, Elspeth, 2014. "Assessing buy-side preparations for meeting derivatives reform under the European Market Infrastructure Regulation," Journal of Securities Operations & Custody, Henry Stewart Publications, vol. 6(2), pages 174-180, January.
    • Handle: RePEc:aza:jsoc00:y:2014:v:6:i:2:p:174-180
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    More about this item

    Keywords

    buy-side; compliance; EMIR; Dodd–Frank; regulation; OTC; collateral;
    All these keywords.

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K22 - Law and Economics - - Regulation and Business Law - - - Business and Securities Law

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