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Outsourcing for fund managers: Demystifying the regulatory structure

Author

Listed:
  • Lewis, Amanda
  • Radmore, Emma

Abstract

Where fund managers outsource critical functions and activities, two strands of law meet. Fund managers operate under an increasingly complex and ever-changing regulatory structure. Overarching principles of business apply to them, as well as complex and detailed rules on outsourcing. In this paper, the authors describe the regulatory structure that applies when fund managers look to outsource, and offer guidance on how they should choose their service providers and negotiate their outsourcing agreements.

Suggested Citation

  • Lewis, Amanda & Radmore, Emma, 2012. "Outsourcing for fund managers: Demystifying the regulatory structure," Journal of Securities Operations & Custody, Henry Stewart Publications, vol. 4(4), pages 295-307, March.
    • Handle: RePEc:aza:jsoc00:y:2012:v:4:i:4:p:295-307
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    More about this item

    Keywords

    outsourcing; fund management; delegation; service providers; MiFID; UCITS; FSA; systems and controls;
    All these keywords.

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K22 - Law and Economics - - Regulation and Business Law - - - Business and Securities Law

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