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UCITS IV nuts and bolts: What to expect under the new regulatory regime

Author

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  • Owens, Ken
  • Senior, Suzanne

Abstract

This paper focuses on the upcoming changes to Undertakings for Collective Investment in Transferable Securities (UCITS) Directive. It covers in detail each of the key modifications introduced by UCITS IV. These include: the Key Investor Information Document, the full Management Company Passport, the new notification procedure, the Master–Feeder structure and Fund Mergers. The approach of this paper is to take each of the key modifications and cover in detail the impact it will have on asset managers.

Suggested Citation

  • Owens, Ken & Senior, Suzanne, 2011. "UCITS IV nuts and bolts: What to expect under the new regulatory regime," Journal of Securities Operations & Custody, Henry Stewart Publications, vol. 4(2), pages 157-171, August.
    • Handle: RePEc:aza:jsoc00:y:2011:v:4:i:2:p:157-171
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    More about this item

    Keywords

    UCITS IV; key investor Information Document (KIID); master-feeder structure; mergers management company; notification procedure;
    All these keywords.

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K22 - Law and Economics - - Regulation and Business Law - - - Business and Securities Law

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