IDEAS home Printed from https://ideas.repec.org/a/aza/jsoc00/y2010v3i2p111-121.html
   My bibliography  Save this article

Mutual fund omnibus processing: A way to increase revenues and improve the client experience

Author

Listed:
  • Kolzow, Craig L.

Abstract

Omnibus accounts can not only provide the broker-dealer with increased revenues but they also provide additional benefits. Omnibus accounts allow the broker-dealer to increase efficiency and productivity, while delivering a better client experience. A few issues remain un­resolved with respect to omnibus accounts, but more firms believe that the advantages far outweigh the disadvantages. This paper explores the benefits of omnibus accounts in the USA and its territories, as well as the problems that need to be addressed to make working in an omnibus environment more efficient.

Suggested Citation

  • Kolzow, Craig L., 2010. "Mutual fund omnibus processing: A way to increase revenues and improve the client experience," Journal of Securities Operations & Custody, Henry Stewart Publications, vol. 3(2), pages 111-121, August.
    • Handle: RePEc:aza:jsoc00:y:2010:v:3:i:2:p:111-121
    as

    Download full text from publisher

    File URL: https://hstalks.com/article/442/download/
    Download Restriction: Requires a paid subscription for full access.
    File URL: https://hstalks.com/article/442/
    Download Restriction: Requires a paid subscription for full access.
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    More about this item

    Keywords

    mutual funds; omnibus; sub-accounting; transparency; client experience;
    All these keywords.

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K22 - Law and Economics - - Regulation and Business Law - - - Business and Securities Law

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:aza:jsoc00:y:2010:v:3:i:2:p:111-121. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    We have no bibliographic references for this item. You can help adding them by using this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Henry Stewart Talks (email available below). General contact details of provider: .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.