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Tracking Error and Active Portfolio Management

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Author Info
Nadima El-Hassan () (School of Finance and Economics, University of Technology, Sydney)
Paul Kofman (Department of Finance, University of Melbourne)

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Abstract

Persistent bear market conditions have led to a shift of focus in the tracking error literature. Until recently the portfolio allocation literature focused on tracking error minimization as a consequence of passive benckmark management under portfolio weights, transaction costs and short selling constraints. Abysmal benchmark performance shifted the literature's focus towards active portfolio strategies that aim at beating the benchmark while keeping tracking error within acceptable bounds. We investigate an active (dynamic) portfolio allocation strategy that exploits the predictability in the conditional variance-covariance matrix of asset returns. To illustrate our procedure we use Jorion's (2002) tracking error frontier methodology. We apply our model to a representative portfolio of Australian stocks over the period January 1999 through November 2002.

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Paper provided by Quantitative Finance Research Centre, University of Technology, Sydney in its series Research Paper Series with number 98.

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Date of creation: 01 Jun 2003
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Handle: RePEc:uts:rpaper:98

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  1. Rudd, Andrew & Rosenberg, Barr, 1980. " The "Market Model" in Investment Management," Journal of Finance, American Finance Association, vol. 35(2), pages 597-607, May. [Downloadable!] (restricted)
  2. Blake, David & Timmermann, Allan G, 2002. "International Asset Allocation with Time-Varying Investment Opportunities," CEPR Discussion Papers 3464, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
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  3. Campbell, Rachel & Huisman, Ronald & Koedijk, Kees, 2001. "Optimal portfolio selection in a Value-at-Risk framework," Journal of Banking & Finance, Elsevier, vol. 25(9), pages 1789-1804, September. [Downloadable!] (restricted)
  4. Rudolf, Markus & Wolter, Hans-Jurgen & Zimmermann, Heinz, 1999. "A linear model for tracking error minimization," Journal of Banking & Finance, Elsevier, vol. 23(1), pages 85-103, January. [Downloadable!] (restricted)
  5. Treynor, Jack L & Black, Fischer, 1973. "How to Use Security Analysis to Improve Portfolio Selection," Journal of Business, University of Chicago Press, vol. 46(1), pages 66-86, January. [Downloadable!] (restricted)
  6. Chan, Louis K C & Karceski, Jason & Lakonishok, Josef, 1999. "On Portfolio Optimization: Forecasting Covariances and Choosing the Risk Model," Review of Financial Studies, Oxford University Press for Society for Financial Studies, vol. 12(5), pages 937-74.
  7. Louis K.C. Chan & Jason Karceski & Josef Lakonishok, 1999. "On Portfolio Optimization: Forecasting Covariances and Choosing the Risk Model," NBER Working Papers 7039, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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