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Factors Affecting University–Industry R&D Collaboration : The importance of screening and signalling

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Author Info
Roberto FONTANA
Aldo GEUNA
Mireille MATT

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Abstract

This paper presents an empirical analysis of the determinants of research cooperation between firms and Public Research Organisations (PROs) for a sample of innovating small and mediumsized enterprises. The econometric analysis is based on the results of the KNOW survey carried out in seven EU countries during 2000. In contrast to earlier works that provide information about the importance of PROs’ research, we know how many collaborative projects a firm has had with PROs. This allows us to study the determinants of firms’ collaboration with PROs in terms of both the propensity of a firm to cooperate with a university (do they cooperate or not) and the extent of this cooperation (the number of collaborations). Two questions are addressed. Which firms cooperated with PROs? And what are the firm characteristics that might explain the number of collaborations with PROs? The results of our analysis point to two major phenomena. First, the propensity to forge an agreement with an academic partner depends on the ‘absolute size’ of the industrial partner. Second the openness of firms to the external environment, as measured by their willingness to search, screen and signal, significantly affects the development of cooperations with PROs. Our findings suggest that acquiring knowledge through the screening of publications and involvement in public policies positively affects the probability of signing an agreement with a PRO, but not the level of collaboration developed. In fact, firms that outsource research and development (R&D), and patent to protect innovation and to signal competencies show higher levels of collaboration.

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Paper provided by Bureau d'Economie Théorique et Appliquée, ULP, Strasbourg in its series Working Papers of BETA with number 2005-07.

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Date of creation: 2005
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Handle: RePEc:ulp:sbbeta:2005-07

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Related research
Keywords: Public Research Organisations; University-Industry R&D cooperation; Openness.;

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Find related papers by JEL classification:
H4 - Public Economics - - Publicly Provided Goods
L3 - Industrial Organization - - Nonprofit Organizations and Public Enterprise
O3 - Economic Development, Technological Change, and Growth - - Technological Change

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References listed on IDEAS
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  1. Anthony Arundel & Aldo Geuna, 2004. "Proximity and the use of public science by innovative European firms," Economics of Innovation and New Technology, Taylor and Francis Journals, vol. 13(6), pages 559-580, September. [Downloadable!] (restricted)
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  2. Jerry A. Hausman & Bronwyn H. Hall & Zvi Griliches, 1984. "Econometric Models for Count Data with an Application to the Patents-R&D Relationship," NBER Technical Working Papers 0017, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  3. Bronwyn H. Hall, Albert N. Link and John T. Scott., 2000. "Universities as Research Partners," Economics Working Papers E00-276, University of California at Berkeley. [Downloadable!]
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  4. Richard C. Levin & Alvin K. Klevorick & Richard R. Nelson & Sidney G. Winter, 1988. "Appropriating the Returns from Industrial R&D," Cowles Foundation Discussion Papers 862, Cowles Foundation, Yale University. [Downloadable!]
  5. Roberto Fontana & Aldo Geuna & Mireille Matt, 2003. "Firm Size and Openness: the Driving Forces of University-Industry Collaboration," SPRU Electronic Working Paper Series 103, University of Sussex, SPRU - Science and Technology Policy Research. [Downloadable!]
  6. Cohen, Wesley M & Klepper, Steven, 1996. "A Reprise of Size and R&D," Economic Journal, Royal Economic Society, vol. 106(437), pages 925-51, July. [Downloadable!] (restricted)
  7. Keld Laursen & Ammon Salter, 2003. "Searching Low and High What Types of Firms use Universities as a Source of Innovation?," DRUID Working Papers 03-16, DRUID, Copenhagen Business School, Department of Industrial Economics and Strategy/Aalborg University, Department of Business Studies. [Downloadable!]
  8. Alvin K. Klevorick & Richard C. Levin & Richard R. Nelson & Sidney G. Winter, 1993. "On the Sources and Significance of Interindustry Differences in Technological Opportunities," Cowles Foundation Discussion Papers 1052, Cowles Foundation, Yale University. [Downloadable!]
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  9. Mansfield, Edwin, 1991. "Academic research and industrial innovation," Research Policy, Elsevier, vol. 20(1), pages 1-12, February. [Downloadable!] (restricted)
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Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

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