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The Characteristics and Trading Behaviour of Dual-listed Companies

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Author Info
Jaideep Bedi (Reserve Bank of Australia)
Anthony Richards (Reserve Bank of Australia)
Paul Tennant (Reserve Bank of Australia)

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Abstract

We examine the characteristics and stock price behaviour of existing and recently unified dual-listed companies (DLCs, also known as Siamese-twin companies). DLC structures are effectively mergers in which companies agree to combine their operations and cash flows, but retain separate identities and shareholder registries. We identify 14 such international structures and survey the rationales that have been advanced for the creation as well as the unification of such groups. We find that three recent Anglo-Australian DLCs exhibit the ‘excess comovement’ phenomenon identified by Froot and Dabora (1999) and confirm this phenomenon has persisted for the long-standing Anglo-Dutch DLCs. We also investigate what happens to the market exposures of DLCs that have been abandoned in favour of a unified structure. Standard models would suggest there should be no change in the betas of the combined firm, while models of trading-based comovement would suggest that betas could change. We find that the market value of the unified DLCs becomes more (less) correlated with the market index of the new primary (secondary) market after unification. Together with the evidence for excess comovement, this result is consistent with a model where the market prices of assets depend not only on fundamentals, but also on the location of trade and the investors that hold the assets. Finally, we conduct an event study into the stock returns of DLC twins around the time of unification announcements. Unifications of the share structure have typically occurred on the market that placed the higher value on the cash flows of the DLC. Not surprisingly, the pricing of the twins converges after these announcements, and we find that a rise in the value of the discounted twin is apparently accompanied by a modest fall in the value of the twin trading at a premium.

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Paper provided by Reserve Bank of Australia in its series RBA Research Discussion Papers with number rdp2003-06.

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Date of creation: Jun 2003
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Handle: RePEc:rba:rbardp:rdp2003-06

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Related research
Keywords: dual-listed company; Siamese twin companies; international equities;

Find related papers by JEL classification:
F30 - International Economics - - International Finance - - - General
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing
G34 - Financial Economics - - Corporate Finance and Governance - - - Mergers; Acquisitions; Restructuring; Corporate Governance

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
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    Other versions:
  4. Abreu, Dilip & Brunnermeier, Markus K., 2002. "Synchronization risk and delayed arbitrage," Journal of Financial Economics, Elsevier, vol. 66(2-3), pages 341-360. [Downloadable!] (restricted)
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  6. Lee, Charles M C & Shleifer, Andrei & Thaler, Richard H, 1991. " Investor Sentiment and the Closed-End Fund Puzzle," Journal of Finance, American Finance Association, vol. 46(1), pages 75-109, March. [Downloadable!] (restricted)
    Other versions:
  7. Nicholas Barberis & Andrei Shleifer & Jeffrey Wurgler, 2002. "Comovement," Harvard Institute of Economic Research Working Papers 1953, Harvard - Institute of Economic Research. [Downloadable!]
    Other versions:
    • Nicholas Barberis & Andrei Shleifer & Jeffrey Wurgler, 2002. "Comovement," NBER Working Papers 8895, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    • Barberis, Nicholas & Shleifer, Andrei & Wurgler, Jeffrey, 2005. "Comovement," Journal of Financial Economics, Elsevier, vol. 75(2), pages 283-317, February. [Downloadable!] (restricted)
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  9. Nicholas Barberis & Richard Thaler, 2002. "A Survey of Behavioral Finance," NBER Working Papers 9222, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  10. A. Craig MacKinlay, 1997. "Event Studies in Economics and Finance," Journal of Economic Literature, American Economic Association, vol. 35(1), pages 13-39, March. [Downloadable!] (restricted)
  11. Kalok Chan & Allaudeen Hameed & Sie Ting Lau, 2003. "What if Trading Location Is Different from Business Location? Evidence from the Jardine Group," Journal of Finance, American Finance Association, vol. 58(3), pages 1221-1246, 06. [Downloadable!] (restricted)
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Cited by:
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  1. Gagnon, Louis & Karolyi, G. Andrew, 2004. "Multi-market Trading and Arbitrage," Working Paper Series 2004-9, Ohio State University, Charles A. Dice Center for Research in Financial Economics. [Downloadable!]
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