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Nonparametric Identification and Estimation of Multivariate Mixtures

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Author Info
Hiroyuki Kasahara () (University of Western Ontario)
Katsumi Shimotsu () (Queen's University)

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Abstract

We study nonparametric identifiability of finite mixture models of k-variate data with M subpopulations, in which the components of the data vector are independent conditional on belonging to a subpopulation. We provide a sufficient condition for nonparametrically identifying M subpopulations when k>=3. Our focus is on the relationship between the number of values the components of the data vector can take on, and the number of identifiable subpopulations. Intuition would suggest that if the data vector can take many different values, then combining information from these different values helps identification. Hall and Zhou (2003) show, however, when k=2, two-component finite mixture models are not nonparametrically identifiable regardless of the number of the values the data vector can take. When k>=3, there emerges a link between the variation in the data vector, and the number of identifiable subpopulations: the number of identifiable subpopulations increases as the data vector takes on additional (different) values. This points to the possibility of identifying many components even when k=3, if the data vector has a continuously distributed element. Our identification method is constructive, and leads to an estimation strategy. It is not as efficient as the MLE, but can be used as the initial value of the optimization algorithm in computing the MLE. We also provide a sufficient condition for identifying the number of nonparametrically identifiable components, and develop a method for statistically testing and consistently estimating the number of nonparametrically identifiable components. We extend these procedures to develop a test for the number of components in binomial mixtures.

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File URL: http://www.econ.queensu.ca/working_papers/papers/qed_wp_1153.pdf
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Publisher Info
Paper provided by Queen's University, Department of Economics in its series Working Papers with number 1153.

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Length: 25 pages
Date of creation: Dec 2007
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Handle: RePEc:qed:wpaper:1153

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Related research
Keywords: finite mixture; binomial mixture; model selection; number of components; rank estimation;

Find related papers by JEL classification:
C13 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: General - - - Estimation
C14 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: General - - - Semiparametric and Nonparametric Methods
C51 - Mathematical and Quantitative Methods - - Econometric Modeling - - - Model Construction and Estimation
C52 - Mathematical and Quantitative Methods - - Econometric Modeling - - - Model Evaluation and Testing

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Cragg, John G. & Donald, Stephen G., 1997. "Inferring the rank of a matrix," Journal of Econometrics, Elsevier, vol. 76(1-2), pages 223-250. [Downloadable!] (restricted)
  2. Kleibergen, Frank & Paap, Richard, 2006. "Generalized reduced rank tests using the singular value decomposition," Journal of Econometrics, Elsevier, vol. 133(1), pages 97-126, July. [Downloadable!] (restricted)
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  3. Robin, J.M. & Smith, R.J., 1995. "Tests of Rank," Cambridge Working Papers in Economics 9521, Faculty of Economics, University of Cambridge.
    Other versions:
    • Robin, Jean-Marc & Smith, Richard J., 2000. "Tests Of Rank," Econometric Theory, Cambridge University Press, vol. 16(02), pages 151-175, April. [Downloadable!]
  4. W. Gibson, 1955. "An extension of Anderson's solution for the latent structure equations," Psychometrika, Springer, vol. 20(1), pages 69-73, March. [Downloadable!] (restricted)
  5. T. P. Hettmansperger & Hoben Thomas, 2000. "Almost nonparametric inference for repeated measures in mixture models," Journal Of The Royal Statistical Society Series B, Royal Statistical Society, vol. 62(4), pages 811-825. [Downloadable!] (restricted)
  6. T. Anderson, 1954. "On estimation of parameters in latent structure analysis," Psychometrika, Springer, vol. 19(1), pages 1-10, March. [Downloadable!] (restricted)
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Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Yingyong Dong & Arthur Lewbel, 2009. "Nonparametric identification of a binary random factor in cross section data," CeMMAP working papers CWP16/09, Centre for Microdata Methods and Practice, Institute for Fiscal Studies. [Downloadable!]
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