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Measuring Science: An Exploration

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Author Info
James Adams
Zvi Griliches

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Abstract

This paper examines available U.S. data on academic R&D expenditures and the number of papers published and the number of citations to these papers as possible measures of `output' of this enterprise. We look at these numbers for science and engineering as a whole, for 5 selected major fields, and at the individual university-field level. The published data in Science and Engineering Indicators imply sharply diminishing returns to academic R&D using published papers as a `output' measure. These data are problematic. Using a newer set of data on papers and citations, based on an `expanding' set changes the picture drastically, eliminating seemingly diminishing returns but raising the question of why input prices of academic R&D are rising so much faster than either the GDP deflator or the implicit R&D deflator in industry. A production function analysis of such data indicates significant diminishing returns to `own' R&D, with the R&D coefficients hovering around 0.5 for estimates with paper numbers as the dependent variable and around 0.6 if total citations are used. When we substitute scientists and engineers in place of R&D as the right hand side variables, the coefficient on papers rises from 0.5 to 0.8, and the coefficient on citations rises from 0.6 to 0.9, indicating systematic measurement problems with R&D as the sole input into the production of scientific output. But allowing for individual university-field effects drives these numbers down below unity. Since in the aggregate both paper numbers and citations are growing as fast or faster than R&D, this can be seen as leaving a major, yet unmeasured role, for the contribution of spill- overs from other fields, other universities, and other countries.

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Paper provided by National Bureau of Economic Research, Inc in its series NBER Working Papers with number 5478.

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Date of creation: Jul 1997
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Handle: RePEc:nbr:nberwo:5478

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H40 - Public Economics - - Publicly Provided Goods - - - General

References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:

  1. Pardey, Philip G, 1989. "The Agricultural Knowledge Production Function: An Empirical Look," The Review of Economics and Statistics, MIT Press, vol. 71(3), pages 453-61, August. [Downloadable!] (restricted)
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  2. Richard Nelson, 1962. "The Link Between Science and Invention: The Case of the Transistor," NBER Chapters, in: The Rate and Direction of Inventive Activity: Economic and Social Factors, pages 549-584 National Bureau of Economic Research, Inc. [Downloadable!]
  3. Adams, James D, 1990. "Fundamental Stocks of Knowledge and Productivity Growth," Journal of Political Economy, University of Chicago Press, vol. 98(4), pages 673-702, August. [Downloadable!] (restricted)
  4. Griliches, Zvi, 1994. "Productivity, R&D, and the Data Constraint," American Economic Review, American Economic Association, vol. 84(1), pages 1-23, March.
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  5. Rosenberg, Nathan & Nelson, Richard R., 1994. "American universities and technical advance in industry," Research Policy, Elsevier, vol. 23(3), pages 323-348, May. [Downloadable!] (restricted)
  6. Mansfield, Edwin, 1991. "Academic research and industrial innovation," Research Policy, Elsevier, vol. 20(1), pages 1-12, February. [Downloadable!] (restricted)
  7. Zvi Griliches, 1958. "Research Costs and Social Returns: Hybrid Corn and Related Innovations," Journal of Political Economy, University of Chicago Press, vol. 66, pages 419. [Downloadable!] (restricted)
  8. Adams, James D, 1993. "Science, R&D, and Invention Potential Recharge: U.S. Evidence," American Economic Review, American Economic Association, vol. 83(2), pages 458-62, May. [Downloadable!] (restricted)
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  9. Weisbrod, Burton A, 1971. "Costs and Benefits of Medical Research: A Case Study of Poliomyelitis," Journal of Political Economy, University of Chicago Press, vol. 79(3), pages 527-44, May-June. [Downloadable!] (restricted)
  10. Jorgenson, D.W. & Fraumeni, B.M., 1991. "The Output Of The Education Sector," Harvard Institute of Economic Research Working Papers 1543, Harvard - Institute of Economic Research.
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  11. Richard C. Levin & Alvin K. Klevorick & Richard R. Nelson & Sidney G. Winter, 1987. "Appropriating the Returns from Industrial Research and Development," Brookings Papers on Economic Activity, Economic Studies Program, The Brookings Institution, vol. 18(1987-3), pages 783-832. [Downloadable!]
  12. Richard C. Levin & Alvin K. Klevorick & Richard R. Nelson & Sidney G. Winter, 1988. "Appropriating the Returns from Industrial R&D," Cowles Foundation Discussion Papers 862, Cowles Foundation, Yale University. [Downloadable!]
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  1. Arthur Diamond, 2004. "Zvi Griliches's contributions to the economics of technology and growth," Economics of Innovation and New Technology, Taylor and Francis Journals, vol. 13(4), pages 365-397, June. [Downloadable!] (restricted)
  2. Stefano Breschi & Francesco Lissoni & Fabio Montobbio, 2006. "University patenting and scientific productivity. A quantitative study of Italian academic inventors," CESPRI Working Papers 189, CESPRI, Centre for Research on Innovation and Internationalisation, Universita' Bocconi, Milano, Italy, revised Nov 2006. [Downloadable!]
  3. Nathan Berg, 2002. "Coping with journal-price inflation: leading policy proposals and the quality-spectrum," Economics Bulletin, Economics Bulletin, vol. 4(14), pages 1-7. [Downloadable!]
  4. Maryann P. Feldman & Frank R. Lichtenberg, 1997. "The Impact and Organization of Publicly-Funded Research and Development in the European Community," NBER Working Papers 6040, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    Other versions:
  5. Ashish Arora & Alfonso Gambardella, 1997. "Impact of NSF support for basic research in economics," Others 9702001, EconWPA. [Downloadable!]
  6. Saul Lach & Mark Schankerman, 2003. "Incentives and invention in universities," Proceedings, Federal Reserve Bank of San Francisco, issue Nov. [Downloadable!]
    Other versions:
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