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Regulation and Supervision: An Ethical Perspective

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Author Info
Edward J. Kane
Abstract

This essay shows that government credit-allocation schemes generate incentive conflicts that undermine the quality of bank supervision and eventually produce banking crisis. For political reasons, most countries establish a regulatory culture that embraces three economically contradictory elements: politically directed subsidies to selected bank borrowers; subsidized provision of explicit or implicit repayment guarantees for the creditors of banks that participate in the credit-allocation scheme; and defective government monitoring and control of the subsidies to leveraged risk-taking that the other two elements produce. In 2007-2008, technological change and regulatory competition simultaneously encouraged incentive-conflicted supervisors to outsource much of their due discipline to credit-rating firms and encouraged banks to securitize their loans in ways that pushed credit risks on poorly underwritten loans into corners of the universe where supervisors and credit-ratings firms would not see them.

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Paper provided by National Bureau of Economic Research, Inc in its series NBER Working Papers with number 13895.

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Date of creation: Mar 2008
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Handle: RePEc:nbr:nberwo:13895

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G28 - Financial Economics - - Financial Institutions and Services - - - Government Policy and Regulation

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  1. Honohan, Patrick & Klingebiel, Daniela, 2003. "The fiscal cost implications of an accommodating approach to banking crises," Journal of Banking & Finance, Elsevier, vol. 27(8), pages 1539-1560, August. [Downloadable!] (restricted)
  2. Edward J. Kane, 1998. "Capital movements, asset values, and banking policy in globalized markets," Proceedings, Federal Reserve Bank of Chicago, issue May, pages 482-501.
  3. Schüler , Martin, 2003. "How Do Banking Supervisors Deal with Europe-wide Systemic Risk?," ZEW Discussion Papers 03-03, ZEW - Zentrum für Europäische Wirtschaftsforschung / Center for European Economic Research. [Downloadable!]
  4. Edward J. Kane, 1998. "Capital Movements, Asset Values, and Banking Policy in Globalized Markets," NBER Working Papers 6633, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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This page was last updated on 2008-8-19.


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