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Estimating Variable Returns to Scale Production Frontiers with Alternative Stochastic Assumptions

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William E. Griffiths
Christopher J. O’Donnell

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Abstract

A stochastic production frontier model is formulated within the generalized production function framework popularized by Zellner and Revankar (1969) and Zellner and Ryu (1998). This framework is convenient for parsimonious modeling of a production function with variable returns to scale specified as a function of output. Two alternatives for introducing the stochastic inefficiency term and the stochastic error are considered, one where they are appended to the existing equation for the production relationship and one where the existing equation is solved for the log of output before the stochastic terms are added. The latter alternative is novel, but it is needed to preserve the usual definition of firm efficiency. The two alternative stochastic assumptions are considered in conjunction with two returns to scale functions, making a total of four models that are considered. A Bayesian framework for estimating all four models is described. The techniques are applied to USDA state-level data on agricultural output and four inputs. Posterior distributions for all parameters, firm efficiencies and the efficiency rankings of firms are obtained. The sensitivity of the results to the returns to scale specification and to the stochastic specification is examined.

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Paper provided by The University of Melbourne in its series Department of Economics - Working Papers Series with number 872.

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Length: 35 pages
Date of creation: 2003
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Handle: RePEc:mlb:wpaper:872

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  1. Revankar, Nagesh S, 1971. "A Class of Variable Elasticity of Substitution Production Functions," Econometrica, Econometric Society, vol. 39(1), pages 61-71, January. [Downloadable!] (restricted)
  2. William H. Greene, 1993. "Frontier Production Functions," Working Papers 93-20, New York University, Leonard N. Stern School of Business, Department of Economics.
  3. Kumbhakar, Subal C, 1988. "On the Estimation of Technical and Allocative Inefficiency Using Stochastic Frontier Functions: The Case of U.S. Class 1 Railroads," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 29(4), pages 727-43, November. [Downloadable!] (restricted)
  4. Arnold Zellner & Hang Ryu, 1998. "Alternative functional forms for production, cost and returns to scale functions," Journal of Applied Econometrics, John Wiley & Sons, Ltd., vol. 13(2), pages 101-127. [Downloadable!]
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  5. Kumbhakar, Subal C & Ghosh, Soumendra & McGuckin, J Thomas, 1991. "A Generalized Production Frontier Approach for Estimating Determinants of Inefficiency in U.S. Dairy Farms," Journal of Business & Economic Statistics, American Statistical Association, vol. 9(3), pages 279-86, July.
  6. Fernandez, Carmen & Osiewalski, Jacek & Steel, Mark F. J., 1997. "On the use of panel data in stochastic frontier models with improper priors," Journal of Econometrics, Elsevier, vol. 79(1), pages 169-193, July. [Downloadable!] (restricted)
  7. Zellner, A & Revankar, N S, 1969. "Generalized Production Functions," Review of Economic Studies, Blackwell Publishing, vol. 36(106), pages 241-50, April. [Downloadable!] (restricted)
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