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Estimation of Dose-Response Functions and Optimal Doses with a Continuous Treatment

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Author Info
Carlos A. Flores () (Department of Economics, University of Miami)
Abstract

This paper considers the continuous-treatment case and develops nonparametric estimators for the average dose-response function, the treatment level at which this function is maximized (location of the maximum), and the maximum value achieved by this function (size of the maximum). These parameters are identified by assuming that selection into different levels of the treatment is based on observed characteristics. The proposed nonparametric estimators of the location and size of the optimal dose are shown to be jointly asymptotically normal and uncorrelated. More generally, these estimators can be used to estimate the location and size of the maximum of a partial mean (Newey, 1994). To illustrate the utility of our approach, the techniques developed in the paper are used to estimate the turning point of the environmental Kuznets curve (EKC) for NOx, that is, the level of per capita income at which the emissions of NOx reach their peak and start decreasing. Finally, a Monte Carlo exercise is performed partly based on the data used in the empirical application. The results show that the nonparametric estimators of the location and size of the optimal dose developed in this paper work well in practice (especially when compared to a parametric model), in some cases even for relatively small sample sizes.

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File URL: http://moya.bus.miami.edu/~cflores/research_papers/Flores_OD_111007.pdf
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Paper provided by University of Miami, Department of Economics in its series Working Papers with number 0707.

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Length: 37 pages
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Handle: RePEc:mia:wpaper:0707

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Related research
Keywords: Continuous Treatment; Nonparametric Estimation; Partial Means; Location and Size of the Maximum; Environmental Kuznets Curve;

Find related papers by JEL classification:
C12 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: General - - - Hypothesis Testing
C14 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: General - - - Semiparametric and Nonparametric Methods
C21 - Mathematical and Quantitative Methods - - Single Equation Models; Single Variables - - - Cross-Sectional Models; Spatial Models; Treatment Effect Models

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  1. Cropper, Maureen & Griffiths, Charles, 1994. "The Interaction of Population Growth and Environmental Quality," American Economic Review, American Economic Association, vol. 84(2), pages 250-54, May. [Downloadable!] (restricted)
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  3. Sergio Firpo, 2007. "Efficient Semiparametric Estimation of Quantile Treatment Effects," Econometrica, Econometric Society, vol. 75(1), pages 259-276, 01. [Downloadable!] (restricted)
    Other versions:
  4. Fryges, Helmut, 2006. "The Export-Growth Relationship: Estimating a Dose-Response Function," ZEW Discussion Papers 06-28, ZEW - Zentrum für Europäische Wirtschaftsforschung / Center for European Economic Research. [Downloadable!]
  5. Stengos, T. & Millimet, D.L. & List, J.A., 2002. "The Environmental Kuznets Curve: Real Progress or Misspecified Models?," Working Papers 2002-13, University of Guelph, Department of Economics. [Downloadable!]
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  6. Keisuke Hirano & Guido W. Imbens & Geert Ridder, 2003. "Efficient Estimation of Average Treatment Effects Using the Estimated Propensity Score," Econometrica, Econometric Society, vol. 71(4), pages 1161-1189, 07. [Downloadable!] (restricted)
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  7. Jean Imbs & Romain Wacziarg, 2003. "Stages of Diversification," American Economic Review, American Economic Association, vol. 93(1), pages 63-86, March. [Downloadable!]
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  8. Stern , David I., 1998. "Progress on the environmental Kuznets curve?," Environment and Development Economics, Cambridge University Press, vol. 3(02), pages 173-196, May. [Downloadable!]
  9. Newey, Whitney K. & McFadden, Daniel, 1986. "Large sample estimation and hypothesis testing," Handbook of Econometrics, in: R. F. Engle & D. McFadden (ed.), Handbook of Econometrics, edition 1, volume 4, chapter 36, pages 2111-2245 Elsevier. [Downloadable!] (restricted)
  10. Alfonso Flores-Lagunes & Arturo Gonzalez & Todd C. Neumann, 2007. "Estimating the Effects of Length of Exposure to a Training Program: The Case of Job Corps," IZA Discussion Papers 2846, Institute for the Study of Labor (IZA). [Downloadable!]
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  11. Chen, Hung & Huang, Mong-Na Lo & Huang, Wen-Jang, 1996. "Estimation of the Location of the Maximum of a Regression Function Using Extreme Order Statistics," Journal of Multivariate Analysis, Elsevier, vol. 57(2), pages 191-214, May. [Downloadable!] (restricted)
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  13. Baltagi, Badi H. & Hidalgo, Javier & Li, Qi, 1996. "A nonparametric test for poolability using panel data," Journal of Econometrics, Elsevier, vol. 75(2), pages 345-367, December. [Downloadable!] (restricted)
  14. Susmita Dasgupta et al., 2002. "Confronting the Environmental Kuznets Curve," Journal of Economic Perspectives, American Economic Association, vol. 16(1), pages 147-168, Winter. [Downloadable!] (restricted)
  15. Guido W. Imbens, 2004. "Nonparametric Estimation of Average Treatment Effects Under Exogeneity: A Review," The Review of Economics and Statistics, MIT Press, vol. 86(1), pages 4-29, 06. [Downloadable!] (restricted)
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  16. Jochen Kluve & Hilmar Schneider & Arne Uhlendorff & Zhong Zhao, 2007. "Evaluating Continuous Training Programs Using the Generalized Propensity Score," Discussion Papers of DIW Berlin 752, DIW Berlin, German Institute for Economic Research. [Downloadable!]
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  17. Grossman, Gene M & Krueger, Alan B, 1995. "Economic Growth and the Environment," The Quarterly Journal of Economics, MIT Press, vol. 110(2), pages 353-77, May. [Downloadable!] (restricted)
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  18. David I. Stern, 2003. "The Rise and Fall of the Environmental Kuznets Curve," Rensselaer Working Papers in Economics 0302, Rensselaer Polytechnic Institute, Department of Economics. [Downloadable!]
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