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Sustainability of Public Finances

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Author Info
Perotti, Roberto
Strauch, Rolf
von Hagen, Jürgen

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Abstract

A central tenet of the Maastricht Treaty is that a successful European Monetary Union requires sustainable public finances of its member states. Yet there is no clear definition of sustainability. The economist’s common use of the term builds on the concept of an intertemporal budget constraint over an infinite time horizon, which is of little practical use. In this study, we develop a concept of sustainability focusing on the controllability of public finances. In so doing, we adopt the approach of the Maastricht Treaty, to assume sustainability as long as a country does not violate the double standards of the deficit (3%) and the debt (60% of GDP) criterion. When the benign assumption does not hold, we distinguish between the symptoms of non-sustainability of public finances, which can be determined in a relatively straightforward way, and the underlying institutional causes, which are more difficult to identify. Correcting the symptoms requires a disaggregate view of the government budget. Successful consolidation requires the fiscal policy problem to be addressed ‘at the source’, i.e. the adjustment of those items of the government budget that produced the build-up of a non-sustainable deficit in the first place. Lasting consolidation also requires a correction of the institutional weaknesses that are the ultimate causes of a non-sustainable deficit. After reviewing the theoretical and empirical arguments for a disaggregate and institutions-oriented approach to correcting non-sustainable deficits, we propose a practical procedure to assess the sustainability of a country’s public finances.

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Paper provided by C.E.P.R. Discussion Papers in its series CEPR Discussion Papers with number 1781.

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Date of creation: Nov 1997
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Handle: RePEc:cpr:ceprdp:1781

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Related research
Keywords: European Monetary Union Public Debt Public Finance Sustainability

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Find related papers by JEL classification:
H60 - Public Economics - - National Budget, Deficit, and Debt - - - General
H61 - Public Economics - - National Budget, Deficit, and Debt - - - Budget; Budget Systems
H87 - Public Economics - - Miscellaneous Issues - - - International Fiscal Issues; International Public Goods

Cited by:
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  1. Miguel Braun & Luciano di Gresia, 2004. "Towards Effective Social Insurance in Latin America: The Importance of Countercyclical Fiscal Policy," Public Economics 0410001, EconWPA. [Downloadable!]
  2. Charles Wyplosz, 2002. "Fiscal Policy: Institutions vs. Rules," HEI Working Papers 03-2002, Economics Section, The Graduate Institute of International Studies. [Downloadable!]
  3. Joao L.M. Amador, 2000. "Fiscal Policy And Budget Deficit Stability In A Continuous Time Stochastic Economy," Computing in Economics and Finance 2000 27, Society for Computational Economics. [Downloadable!]
  4. Amador, Joao L. M., 1999. "Optimal Budget Deficit Rules," FEUNL Working Paper Series wp385, Universidade Nova de Lisboa, Faculdade de Economia. [Downloadable!]
  5. Thierry Warin, 2005. "Stability and Growth Pact: An Index to Trigger an Early Warning Earlier?," Middlebury College Working Paper Series 0502, Middlebury College, Department of Economics. [Downloadable!]
  6. Amador, Joao L. M., 2000. "Fiscal Policy and Budget Deficit Stability in a Continuous Time Stochastic Economy," FEUNL Working Paper Series wp384, Universidade Nova de Lisboa, Faculdade de Economia. [Downloadable!]
  7. Gábor Orbán & György Szapáry, 2004. "The Stability and Growth Pact from the Perspective Of the New Member States," William Davidson Institute Working Papers Series 2004-709, William Davidson Institute at the University of Michigan Stephen M. Ross Business School. [Downloadable!]
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  8. Thierry Warin, 2005. "A Note on International Fiscal Policy Practices," Middlebury College Working Paper Series 0520, Middlebury College, Department of Economics. [Downloadable!]
  9. Michael Artis & Massimiliano Marcellino, . "Fiscal Solvency and Fiscal Forecasting in Europe," Working Papers 142, IGIER (Innocenzo Gasparini Institute for Economic Research), Bocconi University. [Downloadable!]
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  10. Jose Marin, 2002. "Sustainability of public finances and automatic stabilisation under a rule of budgetary discipline," Working Paper Series 193, European Central Bank. [Downloadable!]
  11. Hallet, Martin, 1999. "The Impact of EMU on cohesion - further research needed?," ERSA conference papers ersa99pa087, European Regional Science Association. [Downloadable!]
  12. Paolo carnazza & Giuseppe Parigi, 2001. "The Evolution of Confidence for European Consumers and Businesses in France, Germany and Italy," Temi di discussione (Economic working papers) 406, Bank of Italy, Economic Research Department. [Downloadable!]
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