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Do active fund managers care about capital gains tax efficiency?

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Author Info
Fong, Kingsley Y.L.
Gallagher, David R.
Lau, Sarah S.W.
Swan, Peter L.

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Abstract

This study investigates the tax efficiency of actively managed equity funds by conducting a previously unaddressed natural experiment. Specifically, we examine whether asset sales were timed to take advantage of the introduction of a substantial discount to realized capital gains when the holding period was at least 1Â year. Institutional equity fund management in Australia is principally focused on the pre-fee and pre-tax performance surveys of leading asset consultants. Given this industry setting, our study is important because tax efficiency is not accounted for directly in the reported performance numbers, and is thus opaque. We find that active fund managers overall have significantly increased the proportion of long-term capital gains realized after the change in taxation code, although there are significant variations across funds. We also find that active fund managers realize more long-term gains on both large capitalization and low volatility stocks.

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File URL: http://www.sciencedirect.com/science/article/B6VFF-4SD29MP-1/2/f6637caa2152640925fcf8a7b06eb2c3
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Publisher Info
Article provided by Elsevier in its journal Pacific-Basin Finance Journal.

Volume (Year): 17 (2009)
Issue (Month): 2 (April)
Pages: 257-270
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Handle: RePEc:eee:pacfin:v:17:y:2009:i:2:p:257-270

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Web page: http://www.elsevier.com/locate/pacfin

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Related research
Keywords: Portfolio management Capital gains tax Active management;

Cited by:
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  1. Clemens Sialm & Laura Starks, 2009. "Mutual Fund Tax Clienteles," NBER Working Papers 15327, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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This page was last updated on 2009-12-3.


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