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Book-to-Market Equity, Distress Risk, and Stock Returns

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Author Info
John M. Griffin (Arizona State University and Yale,)
Michael L. Lemmon (University of Utah)
Abstract

This paper examines the relationship between book-to-market equity, distress risk, and stock returns. Among firms with the highest distress risk as proxied by Ohlson's (1980) O-score, the difference in returns between high and low book-to-market securities is more than twice as large as that in other firms. This large return differential cannot be explained by the three-factor model or by differences in economic fundamentals. Consistent with mispricing arguments, firms with high distress risk exhibit the largest return reversals around earnings announcements, and the book-to-market effect is largest in small firms with low analyst coverage. Copyright The American Finance Association 2002.

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Article provided by American Finance Association in its journal The Journal of Finance.

Volume (Year): 57 (2002)
Issue (Month): 5 (October)
Pages: 2317-2336
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Handle: RePEc:bla:jfinan:v:57:y:2002:i:5:p:2317-2336

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