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Capturing Knowledge: Private Gains and Public Gains from University Research Partnerships

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  • Link, Albert N.

Abstract

In this monograph I ask: Does university involvement in the research of private firms enhance the firm's private gains as well as society's public gains? To address this question I analyzed, in an exploratory manner, data relevant to firm-based research projects funded by the U.S. Small Business Innovation (SBIR) program. The data suggest that when a university is involved in a Phase II SBIR project it does realize private gains in the form of greater patenting activity and greater employment growth. However, university involvement is not related to such public gains descriptors as the likelihood that the technology from the SBIR project will be commercialized, the likelihood that the developed technology will be licensed to other U.S. entities, or the likelihood that the firm will enter into a research and development agreement with other U.S. entities. I conclude from my study that firms that receive SBIR research awards are very strategic about involving a university as a research partner. Perhaps such firms only involve universities in activities through which they can appropriate most, if not all, of the related benefits.

Suggested Citation

  • Link, Albert N., 2015. "Capturing Knowledge: Private Gains and Public Gains from University Research Partnerships," Foundations and Trends(R) in Entrepreneurship, now publishers, vol. 11(3), pages 139-206, November.
    • Handle: RePEc:now:fntent:0300000061
    DOI: 10.1561/0300000061
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    Citations

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    Cited by:

    1. Farhat Chowdhury & Albert N. Link & Anne Beeson Royalty, 2023. "Gender and innovation at the US National Institutes of Health," Small Business Economics, Springer, vol. 61(4), pages 1543-1553, December.
    2. Jeremy W. Bray & Albert N. Link, 2017. "Dynamic entrepreneurship: On the performance of U.S. research joint ventures," Small Business Economics, Springer, vol. 49(4), pages 785-797, December.
    3. Albert N. Link & Martijn Hasselt, 2020. "Exploring the impact of R&D on patenting activity in small women-owned and minority-owned entrepreneurial firms," Small Business Economics, Springer, vol. 54(4), pages 1061-1066, April.
    4. Zoltán J. Acs & David B. Audretsch & Erik E. Lehmann & Georg Licht, 2017. "National systems of innovation," The Journal of Technology Transfer, Springer, vol. 42(5), pages 997-1008, October.
    5. Albert N Link & Christopher A Swann & Martijn van Hasselt, 2022. "An assessment of the US Small Business Innovation Research (SBIR) program: A study of project failure [On the Failure of Scientific Research: An Analysis of SBIR Projects Funded by the U.S. Nationa," Science and Public Policy, Oxford University Press, vol. 49(6), pages 972-978.
    6. David B. Audretsch & Albert N. Link & Martijn Hasselt, 2019. "Knowledge begets knowledge: university knowledge spillovers and the output of scientific papers from U.S. Small Business Innovation Research (SBIR) projects," Scientometrics, Springer;Akadémiai Kiadó, vol. 121(3), pages 1367-1383, December.
    7. John T. Scott, 2016. "Creativity for invention insights: corporate strategies and opportunities for public entrepreneurship," Economia e Politica Industriale: Journal of Industrial and Business Economics, Springer;Associazione Amici di Economia e Politica Industriale, vol. 43(4), pages 409-448, December.
    8. David B. Audretsch & Albert N. Link, 2019. "Embracing an entrepreneurial ecosystem: an analysis of the governance of research joint ventures," Small Business Economics, Springer, vol. 52(2), pages 429-436, February.
    9. Daniel Nepelski & Giuseppe Piroli, 2018. "Organizational diversity and innovation potential of EU-funded research projects," The Journal of Technology Transfer, Springer, vol. 43(3), pages 615-639, June.
    10. Martin S. Andersen & Jeremy W. Bray & Albert N. Link, 2017. "On the failure of scientific research: an analysis of SBIR projects funded by the U.S. National Institutes of Health," Scientometrics, Springer;Akadémiai Kiadó, vol. 112(1), pages 431-442, July.
    11. Gaia Bassani & Nicoletta Marinelli & Silvio Vismara, 2019. "Crowdfunding in healthcare," The Journal of Technology Transfer, Springer, vol. 44(4), pages 1290-1310, August.
    12. Daniel Smith & Maryann Feldman & Gary Anderson, 2018. "The longer term effects of federal subsidies on firm survival: evidence from the advanced technology program," The Journal of Technology Transfer, Springer, vol. 43(3), pages 593-614, June.
    13. Elias G. Carayannis & Mike Provance & Evangelos Grigoroudis, 2016. "Entrepreneurship ecosystems: an agent-based simulation approach," The Journal of Technology Transfer, Springer, vol. 41(3), pages 631-653, June.
    14. Dennis Patrick Leyden, 2016. "Universities as partners in research joint ventures," Economia e Politica Industriale: Journal of Industrial and Business Economics, Springer;Associazione Amici di Economia e Politica Industriale, vol. 43(4), pages 449-462, December.
    15. Igors Skute & Kasia Zalewska-Kurek & Isabella Hatak & Petra Weerd-Nederhof, 2019. "Mapping the field: a bibliometric analysis of the literature on university–industry collaborations," The Journal of Technology Transfer, Springer, vol. 44(3), pages 916-947, June.
    16. David A. Kirby & Hala H. El Hadidi, 2019. "University technology transfer efficiency in a factor driven economy: the need for a coherent policy in Egypt," The Journal of Technology Transfer, Springer, vol. 44(5), pages 1367-1395, October.

    More about this item

    Keywords

    Technology transfer; Small business; Public-private partnerships; Knowledge spillover;
    All these keywords.

    JEL classification:

    • L26 - Industrial Organization - - Firm Objectives, Organization, and Behavior - - - Entrepreneurship
    • O31 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Innovation and Invention: Processes and Incentives

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