IDEAS home Printed from https://ideas.repec.org/a/gam/jagris/v15y2025i19p2016-d1758901.html

Analyzing the Driving Mechanism of Drought Using the Ecological Aridity Index Considering the Evapotranspiration Deficit—A Case Study in Xinjiang, China

Author

Listed:
  • Hao Tang

    (College of Water Conservancy and Civil Engineering, Xinjiang Agricultural University, Urumqi 830052, China
    Xinjiang Key Laboratory of Hydraulic Engineering Safety and Water Disaster Prevention, Urumqi 830052, China)

  • Qiao Li

    (College of Water Conservancy and Civil Engineering, Xinjiang Agricultural University, Urumqi 830052, China
    Xinjiang Key Laboratory of Hydraulic Engineering Safety and Water Disaster Prevention, Urumqi 830052, China)

  • Hongfei Tao

    (College of Water Conservancy and Civil Engineering, Xinjiang Agricultural University, Urumqi 830052, China
    Xinjiang Key Laboratory of Hydraulic Engineering Safety and Water Disaster Prevention, Urumqi 830052, China)

  • Pingan Jiang

    (College of Resources and Environment, Xinjiang Agricultural University, Urumqi 830052, China)

  • Congcang Tang

    (College of Water Conservancy and Civil Engineering, Xinjiang Agricultural University, Urumqi 830052, China
    Xinjiang Key Laboratory of Hydraulic Engineering Safety and Water Disaster Prevention, Urumqi 830052, China)

  • Xiangzhi Kong

    (College of Water Conservancy and Civil Engineering, Xinjiang Agricultural University, Urumqi 830052, China
    Xinjiang Key Laboratory of Hydraulic Engineering Safety and Water Disaster Prevention, Urumqi 830052, China)

Abstract

With global warming, the increasing frequency of drought events threatens the stability of ecosystems, so the development of a rational ecological drought monitoring and assessment model is urgently needed. In this study, an evapotranspiration deficit (ED) was added for the first time into the construction of an ecological drought index. Considering atmospheric water deficit (WD), soil moisture (SM) and runoff (RF), both the Copula method and a nonparametric method were used to construct a multivariate comprehensive drought index ( MCDI ) to monitor ecological drought. The MCDI was evaluated using Pearson, actual drought validation, Theil–Sen, Mann–Kendall and ExtraTrees+SHAP methods, in order to assess differences between construction methods, analyze the drivers and sensitivities of ecological drought in Xinjiang, China, and specifically explore the role of ED in ecological drought. The results showed that (1) ED based on the ratio form is more suitable for capturing SM changes; (2) the performance of the composite drought index was improved in all aspects when cumulative effects were considered, and the ecological drought index based on the nonparametric method was superior to the index using the Copula method; (3) soil moisture was identified as the main contributor to ecological drought in Xinjiang, with the strongest synergistic effect occurring between SM and ED; and (4) the sensitivity of ecological drought to soil moisture within the arid regions increased nonlinearly along the decreasing SM gradient. In addition, the sensitivity to all drivers increased over time, with the largest increase observed for RF, followed by SM and then ED. The findings of this paper provide a useful reference for constructing a comprehensive drought index at the global scale, since the nonparametric method requires considerably fewer computational resources compared with the Copula method. In addition, the identified synergistic effect of ED and SM offers a new theoretical basis for ecological drought prevention and management in arid regions.

Suggested Citation

  • Hao Tang & Qiao Li & Hongfei Tao & Pingan Jiang & Congcang Tang & Xiangzhi Kong, 2025. "Analyzing the Driving Mechanism of Drought Using the Ecological Aridity Index Considering the Evapotranspiration Deficit—A Case Study in Xinjiang, China," Agriculture, MDPI, vol. 15(19), pages 1-26, September.
  • Handle: RePEc:gam:jagris:v:15:y:2025:i:19:p:2016-:d:1758901
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2077-0472/15/19/2016/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2077-0472/15/19/2016/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Sha Zhou & A. Park Williams & Benjamin R. Lintner & Alexis M. Berg & Yao Zhang & Trevor F. Keenan & Benjamin I. Cook & Stefan Hagemann & Sonia I. Seneviratne & Pierre Gentine, 2021. "Soil moisture–atmosphere feedbacks mitigate declining water availability in drylands," Nature Climate Change, Nature, vol. 11(1), pages 38-44, January.
    2. Chris A. Boulton & Timothy M. Lenton & Niklas Boers, 2022. "Pronounced loss of Amazon rainforest resilience since the early 2000s," Nature Climate Change, Nature, vol. 12(3), pages 271-278, March.
    3. Sha Zhou & A. Park Williams & Benjamin R. Lintner & Alexis M. Berg & Yao Zhang & Trevor F. Keenan & Benjamin I. Cook & Stefan Hagemann & Sonia I. Seneviratne & Pierre Gentine, 2021. "Publisher Correction: Soil moisture–atmosphere feedbacks mitigate declining water availability in drylands," Nature Climate Change, Nature, vol. 11(3), pages 274-274, March.
    4. Solomon H. Gebrechorkos & Justin Sheffield & Sergio M. Vicente-Serrano & Chris Funk & Diego G. Miralles & Jian Peng & Ellen Dyer & Joshua Talib & Hylke E. Beck & Michael B. Singer & Simon J. Dadson, 2025. "Warming accelerates global drought severity," Nature, Nature, vol. 642(8068), pages 628-635, June.
    5. Hongpeng Guo & Jia Chen & Chulin Pan, 2021. "Assessment on Agricultural Drought Vulnerability and Spatial Heterogeneity Study in China," IJERPH, MDPI, vol. 18(9), pages 1-17, April.
    6. Meng Liu & Anna T. Trugman & Josep Peñuelas & William R. L. Anderegg, 2024. "Climate-driven disturbances amplify forest drought sensitivity," Nature Climate Change, Nature, vol. 14(7), pages 746-752, July.
    7. Andrew F. Feldman & Alexandra G. Konings & Pierre Gentine & Mitra Cattry & Lixin Wang & William K. Smith & Joel A. Biederman & Abhishek Chatterjee & Joanna Joiner & Benjamin Poulter, 2024. "Large global-scale vegetation sensitivity to daily rainfall variability," Nature, Nature, vol. 636(8042), pages 380-384, December.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Li, Linchao & Xu, Zhongshan & Zhang, Yajie & Yao, Ning & Li, Yi & Yu, Qiang & Feng, Hao & Yang, Guijun & He, Qinsi, 2026. "Shifting climatic sensitivities of drought-related yield gaps signal potential increases in irrigation reliance in the Yellow River Basin," Agricultural Water Management, Elsevier, vol. 324(C).
    2. Zefeng Chen & Alessandro Cescatti & Ruofei Xing & Giovanni Forzieri, 2026. "Emergent constraints on the hydrological impacts of land use and land cover change," Nature Communications, Nature, vol. 17(1), pages 1-18, December.
    3. Dong, Leilei & Wang, Weizhen & Che, Tao & Wang, Yuhao & Huang, Xin & Zhang, Shengyin & Xu, Feinan & Feng, Jiaojiao, 2025. "Simultaneous retrieval of soil moisture and salinity in arid and semiarid regions using Sentinel-1 data and a revised dielectric model for salty soil," Agricultural Water Management, Elsevier, vol. 312(C).
    4. Lifei Lin & Chundi Hu & Dake Chen & Renguang Wu & Tao Lian & Quanliang Chen & Zeming Wu & Song Yang, 2026. "Record-breaking emergence of upstream-downstream zonal-consistent variation in the Eurasian jet axis," Nature Communications, Nature, vol. 17(1), pages 1-15, December.
    5. Li, Shenglin & Han, Yang & Li, Caixia & Wang, Jinglei, 2024. "A novel framework for multi-layer soil moisture estimation with high spatio-temporal resolution based on data fusion and automated machine learning," Agricultural Water Management, Elsevier, vol. 306(C).
    6. Yule Sun & Dongliang Zhang & Ze Miao & Shaodong Yang & Quanming Liu & Zhongyi Qu, 2025. "Season-Specific CNN and TVDI Approach for Soil Moisture and Irrigation Monitoring in the Hetao Irrigation District, China," Agriculture, MDPI, vol. 15(18), pages 1-35, September.
    7. Gabriele Vissio & Marco Turco & Antonello Provenzale, 2023. "Testing drought indicators for summer burned area prediction in Italy," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 116(1), pages 1125-1137, March.
    8. Aoyun Xue & Xin Geng & Fei-Fei Jin & Yechul Shin & Mi-Kyung Sung & Jong-Seong Kug, 2025. "Super El Niño events drive climate regime shifts with enhanced risks under global warming," Nature Communications, Nature, vol. 16(1), pages 1-11, December.
    9. Wei Zhou & Changjia Li & Haicheng Zhang & Lindsay C. Stringer & Jingyu Wang & Zhongci Deng & Zhen Wang, 2026. "ENSO amplifies global vegetation resilience variability in a changing climate," Nature Communications, Nature, vol. 17(1), pages 1-12, December.
    10. Sijia Wu & Ming Luo & Gabriel Ngar-Cheung Lau & Wei Zhang & Lin Wang & Zhen Liu & Lijie Lin & Yijing Wang & Erjia Ge & Jianfeng Li & Yuanchao Fan & Yimin Chen & Weilin Liao & Xiaoyu Wang & Xiaocong Xu, 2025. "Rapid flips between warm and cold extremes in a warming world," Nature Communications, Nature, vol. 16(1), pages 1-12, December.
    11. Hsin Hsu & Paul A. Dirmeyer, 2023. "Soil moisture-evaporation coupling shifts into new gears under increasing CO2," Nature Communications, Nature, vol. 14(1), pages 1-9, December.
    12. Zhenyi Yuan & Nan Wei, 2022. "Coupling a New Version of the Common Land Model (CoLM) to the Global/Regional Assimilation and Prediction System (GRAPES): Implementation, Experiment, and Preliminary Evaluation," Land, MDPI, vol. 11(6), pages 1-25, May.
    13. Melo, Leonardo Leite de & Melo, Verônica Gaspar Martins Leite de & Marques, Patrícia Angélica Alves & Frizzone, Jose Antônio & Coelho, Rubens Duarte & Romero, Roseli Aparecida Francelin & Barros, Timó, 2022. "Deep learning for identification of water deficits in sugarcane based on thermal images," Agricultural Water Management, Elsevier, vol. 272(C).
    14. Jing Sun & Kun Yang & Xiaogang He & Guiling Wang & Yong Wang & Yan Yu & Hui Lu, 2025. "Causal pathways underlying global soil moisture–precipitation coupling," Nature Communications, Nature, vol. 16(1), pages 1-10, December.
    15. Sha Zhou & A. Park Williams & Benjamin R. Lintner & Kirsten L. Findell & Trevor F. Keenan & Yao Zhang & Pierre Gentine, 2022. "Diminishing seasonality of subtropical water availability in a warmer world dominated by soil moisture–atmosphere feedbacks," Nature Communications, Nature, vol. 13(1), pages 1-10, December.
    16. Sisi Chen & Peng Ji & Shanshui Yuan & Qibo Xu & Chunhui Lu & Jianyun Zhang, 2026. "Contrary effects of soil moisture-atmosphere feedback on dry and humid heatwaves," Nature Communications, Nature, vol. 17(1), pages 1-12, December.
    17. Xu Zhang & Jinbao Li & Shang-Ping Xie & Fei Liu & Feng Shi & Cong Gao & Han Zhang & Qianjin Dong, 2025. "Volcanic eruptions disrupt ENSO teleconnections with land summer temperature," Nature Communications, Nature, vol. 16(1), pages 1-11, December.
    18. Ji Li & Jakob Zscheischler & Emanuele Bevacqua, 2026. "Global record-shattering breadbasket droughts emerge from moderately extreme regional events," Nature Communications, Nature, vol. 17(1), pages 1-9, December.
    19. Vaccarezza Sevilla, Matías & Pedreira Lucchese, Gino & Krause, Torsten & Garcia Alarcon, Gisele, 2025. "From pastures to plates: The thorny path to achieving deforestation-free cattle from Brazil to European consumers," Ecological Economics, Elsevier, vol. 230(C).
    20. Mikio Ishiwatari & Daisuke Sasaki, 2023. "Special Issue “Disaster Risk Reduction and Climate Change Adaptation: An Interdisciplinary Approach”," IJERPH, MDPI, vol. 20(3), pages 1-4, February.

    More about this item

    Keywords

    ;
    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jagris:v:15:y:2025:i:19:p:2016-:d:1758901. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager The email address of this maintainer does not seem to be valid anymore. Please ask MDPI Indexing Manager to update the entry or send us the correct address (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.