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On the Model-Based Interpretation of Filters and the Reliability of Trend-Cycle Estimates

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Tommaso Proietti (University of Udine)

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Abstract

The paper is concerned with a class of trend cycle filters, encompassing popular ones, such as the Hodrick-Prescott filter, that are derived using the Wiener-Kolmogorov signal extraction theory under maintained models that prove unrealistic in applied time series analysis. As the maintained model is misspecified, inference about the unobserved components, and in particular their first two conditional moments, given the observations, are not delivered by the Kalman filter and smoother or the Wiener-Kolmogorov filter for the maintained model. The paper proposes a model based framework according to which the same class of filters is adapted to the particular time series under investigation; via a suitable decomposition of the innovation process, it is shown that any linear time series with ARIMA representation can be broken down into orthogonal trend and cycle components, for which the class of filters is optimal. Finite sample inferences are provided by the Kalman filter and smoother for the relevant state space representation of the decomposition. In this framework it is possible to discuss two aspects of the reliability of the signals’ estimates: the mean square error of the final estimates and the extent of the revisions. The paper discusses and illustrates how the uncertainty is related to features of the series and the design parameters of the filter, the role of smoothness priors, and the fundamental trade-off between the uncertainty and the magnitude of the revisions as new observations become available.

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Paper provided by EconWPA in its series Econometrics with number 0403007.

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Length: 25 pages
Date of creation: 18 Mar 2004
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Handle: RePEc:wpa:wuwpem:0403007

Note: Type of Document - pdf; pages: 25
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Related research
Keywords: Signal Extraction; Revisions; Kalman filter and Smoother.;

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Find related papers by JEL classification:
C22 - Mathematical and Quantitative Methods - - Single Equation Models; Single Variables - - - Time-Series Models; Dynamic Quantile Regressions
E30 - Macroeconomics and Monetary Economics - - Prices, Business Fluctuations, and Cycles - - - General (includes Measurement and Data)
E32 - Macroeconomics and Monetary Economics - - Prices, Business Fluctuations, and Cycles - - - Business Fluctuations; Cycles

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
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    Other versions:
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    Other versions:
  3. Harvey, A C & Jaeger, A, 1993. "Detrending, Stylized Facts and the Business Cycle," Journal of Applied Econometrics, John Wiley & Sons, Ltd., vol. 8(3), pages 231-47, July-Sept. [Downloadable!] (restricted)
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    Other versions:
  5. Lawrence J. Christiano & Terry J. Fitzgerald, 1999. "The Band pass filter," Working Paper 9906, Federal Reserve Bank of Cleveland. [Downloadable!]
    Other versions:
    • Lawrence J. Christiano & Terry J. Fitzgerald, 1999. "The Band Pass Filter," NBER Working Papers 7257, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    • Lawrence J. Christiano & Terry J. Fitzgerald, 2003. "The Band Pass Filter," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 44(2), pages 435-465, 05. [Downloadable!] (restricted)
  6. Hodrick, Robert J & Prescott, Edward C, 1997. "Postwar U.S. Business Cycles: An Empirical Investigation," Journal of Money, Credit and Banking, Blackwell Publishing, vol. 29(1), pages 1-16, February.
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  7. Charles Nelson & Eric Zivot, 2000. "Why are Beveridge-Nelson and Unobserved-Component Decompositions of GDP so Different?," Econometric Society World Congress 2000 Contributed Papers 0692, Econometric Society. [Downloadable!]
  8. Artis, Michael J & Marcellino, Massimiliano & Proietti, Tommaso, 2003. "Dating the Euro Area Business Cycle," CEPR Discussion Papers 3696, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
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  9. Peter Burridge & Kenneth Wallis, 1988. "Prediction theory for autoregressivemoving average processes," Econometric Reviews, Taylor and Francis Journals, vol. 7(1), pages 65-95. [Downloadable!] (restricted)
  10. Michael Artis & Massimiliano Marcellino & Tommaso Proietti, 2004. "Dating Business Cycles: A Methodological Contribution with an Application to the Euro Area," Oxford Bulletin of Economics and Statistics, Department of Economics, University of Oxford, vol. 66(4), pages 537-565, 09. [Downloadable!] (restricted)
  11. Marianne Baxter & Robert G. King, 1995. "Measuring Business Cycles Approximate Band-Pass Filters for Economic Time Series," NBER Working Papers 5022, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  12. Pollock, D. S. G., 2000. "Trend estimation and de-trending via rational square-wave filters," Journal of Econometrics, Elsevier, vol. 99(2), pages 317-334, December. [Downloadable!] (restricted)
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Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Proietti, Tommaso, 2008. "Structural Time Series Models for Business Cycle Analysis," MPRA Paper 6854, University Library of Munich, Germany. [Downloadable!]
    Other versions:
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