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Derivatives Performance Attribution

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Author Info
Mark Rubinstein.
Abstract

This paper shows how to decompose the dollar profit earned from an option into two basic components: 1) mispricing of the option relative to the asset at the time of purchase, and 2) profit from subsequent fortuitous changes or mispricing of the underlying asset. This separation hinges on measuring the "true relative value" of the option from its realized payoff. The payoff from any one option has a huge standard error about this value which can be reduced by averaging the payoff from several independent option positions. It appears from simulations that 95% reductions in standard errors can be further achieved by using the payoff of a dynamic replicating portfolio as a Monte Carlo control variate. In addition, it is shown that these low standard errors are robust to discrete rather than continuous dynamic replication and to the likely degree of misspecification of the benchmark formula used to implement the replication.

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File URL: http://haas.berkeley.edu/finance/WP/rpf274.pdf
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Paper provided by University of California at Berkeley in its series Research Program in Finance Working Papers with number RPF-274-Rev.

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Date of creation: 01 Nov 1997
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Handle: RePEc:ucb:calbrf:rpf-274-rev

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  1. Rubinstein, Mark, 1994. " Implied Binomial Trees," Journal of Finance, American Finance Association, vol. 49(3), pages 771-818, July. [Downloadable!] (restricted)
  2. Cox, John C. & Ross, Stephen A. & Rubinstein, Mark, 1979. "Option pricing: A simplified approach," Journal of Financial Economics, Elsevier, vol. 7(3), pages 229-263, September. [Downloadable!] (restricted)
  3. Galai, Dan, 1983. "The Components of the Return from Hedging Options against Stocks," Journal of Business, University of Chicago Press, vol. 56(1), pages 45-54, January. [Downloadable!] (restricted)
  4. Mark Rubinstein., 1994. "Implied Binomial Trees," Research Program in Finance Working Papers RPF-232, University of California at Berkeley. [Downloadable!]
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This page was last updated on 2009-11-27.


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