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An empirical investigation of the effects of concentration on profitability among US banks

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Author Info
Fiona, Tregenna

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Abstract

This paper analyses the effects of concentration on profitability in the US banking sector from 1994-2005, using bank-level panel data. A new index of concentration is proposed, which reflects the depth and intensity of concentration. The econometric specification facilitates the simultaneous testing of the four main hypotheses in the literature concerning the relationship between concentration and profitability. Strong support is found for the Structure-Conduct-Performance hypothesis, as well as some support for the Relative Market Power hypothesis. The results are robust to alternative econometric techniques and specifications, and to various measures of profitability and of concentration. Further analysis sheds light on the nature and possible channels of the concentration-profitability relationship. A positive relationship is found between concentration and profitability even when the largest banks are excluded from the sample, suggesting that the relationship between concentration and profitability may act in a generalised structural way. In addition to very large banks, large banks and small banks also appear to benefit from concentration, but with no clear advantages to lower-middle-sized banks. Analysis of the effects of concentration on the components of profitability suggests that concentration may raise both interest and non-interest revenue, and reduce both interest and non-interest costs. Furthermore, concentration appears to depress bank deposit interest rates and raise both lending rates and the interest rate spread. This suggests that bank concentration might have negative effects on savings, investment, and growth.

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File URL: http://mpra.ub.uni-muenchen.de/13731/
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Publisher Info
Paper provided by University Library of Munich, Germany in its series MPRA Paper with number 13731.

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Date of creation: 2006
Date of revision: 2009
Handle: RePEc:pra:mprapa:13731

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Related research
Keywords: banks; financial institutions; profitability; concentration; competition; market structure.;

Find related papers by JEL classification:
L11 - Industrial Organization - - Market Structure, Firm Strategy, and Market Performance - - - Production, Pricing, and Market Structure; Size Distribution of Firms
L10 - Industrial Organization - - Market Structure, Firm Strategy, and Market Performance - - - General
O16 - Economic Development, Technological Change, and Growth - - Economic Development - - - Financial Markets; Saving and Capital Investment
G34 - Financial Economics - - Corporate Finance and Governance - - - Mergers; Acquisitions; Restructuring; Corporate Governance
D40 - Microeconomics - - Market Structure and Pricing - - - General
G21 - Financial Economics - - Financial Institutions and Services - - - Banks; Other Depository Institutions; Mortgages

References listed on IDEAS
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  1. De Bandt, Olivier & Davis, E. Philip, 2000. "Competition, contestability and market structure in European banking sectors on the eve of EMU," Journal of Banking & Finance, Elsevier, vol. 24(6), pages 1045-1066, June. [Downloadable!] (restricted)
  2. Christopher F Baum & Mark E. Schaffer & Steven Stillman, 2002. "Instrumental variables and GMM: Estimation and testing," Boston College Working Papers in Economics 545, Boston College Department of Economics, revised 14 Feb 2003. [Downloadable!]
    Other versions:
  3. Carol Ann Northcott, 2004. "Competition in Banking: A Review of the Literature," Working Papers 04-24, Bank of Canada. [Downloadable!]
  4. Harold Demsetz, 1968. "Do Competition and Monopolistic Competition Differ?," Journal of Political Economy, University of Chicago Press, vol. 76, pages 146. [Downloadable!] (restricted)
  5. Maddala, G S & Wu, Shaowen, 1999. " A Comparative Study of Unit Root Tests with Panel Data and a New Simple Test," Oxford Bulletin of Economics and Statistics, Department of Economics, University of Oxford, vol. 61(0), pages 631-52, Special I. [Downloadable!] (restricted)
  6. Ramon Caminal & Carmen Matutes, 2002. "Can competition in the credit market be excessive?," UFAE and IAE Working Papers 527.02, Unitat de Fonaments de l'Anàlisi Econòmica (UAB) and Institut d'Anàlisi Econòmica (CSIC). [Downloadable!]
    Other versions:
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This page was last updated on 2009-12-13.


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