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On The Future Contract Quality Option: A New Look

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Author Info
Alejandro balbas ()
Susana Reichardt ()
Abstract

The paper provide a new method to replicate and price the quality options usually embedded in many future contracts. The replicating strategies may draw on both the future contract and its related calls and puts. They also yield the quality option theoretical price in perfect markets, as well as upper and lower bounds for its bid or ask prices if frictions are incorporated. With respect to previous literature, this new approach seems to reflect four contributions: Firstly, the analysis does not depend on any dynamic assumption concerning the TSIR behaviour, secondly, it incorporates the information contained in calls and puts whose underlying security is the future contract, thirdly, it allows us to use real market perfectly synchronized prices, and fourthly, transaction costs can be considered. The paper presents an empirical test involving the German market that reveals some differences with regard to previous studies.

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Paper provided by Universidad Carlos III, Departamento de Economía de la Empresa in its series Business Economics Working Papers with number wb063711.

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Date of creation: May 2006
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Handle: RePEc:cte:wbrepe:wb063711

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  1. Lin, Bing-Huei & Chen, Ren-Raw & Chou, Jian-Hsin, 1999. "Pricing and Quality Option in Japanese Government Bond Futures," Applied Financial Economics, Taylor and Francis Journals, vol. 9(1), pages 51-65, February. [Downloadable!] (restricted)
  2. Hegde, Shantaram P., 1988. "An empirical analysis of implicit delivery options in the treasury bond futures contract," Journal of Banking & Finance, Elsevier, vol. 12(3), pages 469-492, September. [Downloadable!] (restricted)
  3. Vasicek, Oldrich, 1977. "An equilibrium characterization of the term structure," Journal of Financial Economics, Elsevier, vol. 5(2), pages 177-188, November. [Downloadable!] (restricted)
  4. Heath, David & Jarrow, Robert & Morton, Andrew, 1992. "Bond Pricing and the Term Structure of Interest Rates: A New Methodology for Contingent Claims Valuation," Econometrica, Econometric Society, vol. 60(1), pages 77-105, January. [Downloadable!] (restricted)
  5. Hemler, Michael L, 1990. " The Quality Delivery Option in Treasury Bond Futures Contracts," Journal of Finance, American Finance Association, vol. 45(5), pages 1565-86, December. [Downloadable!] (restricted)
  6. Gay, Gerald D. & Manaster, Steven, 1984. "The quality option implicit in futures contracts," Journal of Financial Economics, Elsevier, vol. 13(3), pages 353-370, September. [Downloadable!] (restricted)
  7. Cox, John C & Ingersoll, Jonathan E, Jr & Ross, Stephen A, 1985. "A Theory of the Term Structure of Interest Rates," Econometrica, Econometric Society, vol. 53(2), pages 385-407, March. [Downloadable!] (restricted)
  8. Kamara, Avraham, 1990. "Delivery Uncertainty and the Efficiency of Futures Markets," Journal of Financial and Quantitative Analysis, Cambridge University Press, vol. 25(01), pages 45-64, March. [Downloadable!]
  9. Boyle, Phelim P, 1989. " The Quality Option and Timing Option in Futures Contracts," Journal of Finance, American Finance Association, vol. 44(1), pages 101-13, March. [Downloadable!] (restricted)
  10. Merrick, John Jr & Naik, Narayan Y. & Yadav, Pradeep K., 2005. "Strategic trading behavior and price distortion in a manipulated market: anatomy of a squeeze," Journal of Financial Economics, Elsevier, vol. 77(1), pages 171-218, July. [Downloadable!] (restricted)
  11. Margrabe, William, 1978. "The Value of an Option to Exchange One Asset for Another," Journal of Finance, American Finance Association, vol. 33(1), pages 177-86, March. [Downloadable!] (restricted)
  12. Ritchken, Peter & Sankarasubramanian, L, 1995. "A Multifactor Model of the Quality Option in Treasury Futures Contracts," Journal of Financial Research, Southern Finance Association and Southwestern Finance Association, vol. 18(3), pages 261-79, Fall.
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