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Multi-Moments Method for Portfolio Management: Generalized Capital Asset Pricing Model in Homogeneous and Heterogeneous markets

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Author Info
Y. Malevergne (Univ. Nice and Univ. Lyon)
D. Sornette (CNRS-Univ. Nice and UCLA)
Abstract

We introduce a new set of consistent measures of risks, in terms of the semi-invariants of pdf's, such that the centered moments and the cumulants of the portfolio distribution of returns that put more emphasis on the tail the distributions. We derive generalized efficient frontiers, based on these novel measures of risks and present the generalized CAPM, both in the cases of homogeneous and heterogeneous markets. Then, using a family of modified Weibull distributions, encompassing both sub-exponentials and super-exponentials, to parameterize the marginal distributions of asset returns and their natural multivariate generalizations, we offer exact formulas for the moments and cumulants of the distribution of returns of a portfolio made of an arbitrary composition of these assets. Using combinatorial and hypergeometric functions, we are in particular able to extend previous results to the case where the exponents of the Weibull distributions are different from asset to asset and in the presence of dependence between assets. In this parameterization, we treat in details the problem of risk minimization using the cumulants as measures of risks for a portfolio made of two assets and compare the theoretical predictions with direct empirical data. Our extended formulas enable us to determine analytically the conditions under which it is possible to ``have your cake and eat it too'', i.e., to construct a portfolio with both larger return and smaller ``large risks''.

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File URL: http://arxiv.org/abs/cond-mat/0207475
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Paper provided by arXiv.org in its series Quantitative Finance Papers with number cond-mat/0207475.

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Date of creation: Jul 2002
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Publication status: Published in In ``Multi-moment Asset Allocation and Pricing Models'', B. Maillet and E. Jurczenko eds., Wiley & Sons, pp. 165-193 (2006)
Handle: RePEc:arx:papers:cond-mat/0207475

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  1. Hwang, Soosung & Satchell, Stephen E, 1999. "Modelling Emerging Market Risk Premia Using Higher Moments," International Journal of Finance & Economics, John Wiley & Sons, Ltd., vol. 4(4), pages 271-96, October. [Downloadable!] (restricted)
  2. Lux, Thomas, 1996. "The Stable Paretian Hypothesis and the Frequency of Large Returns: An Examination of Major German Stocks," Applied Financial Economics, Taylor and Francis Journals, vol. 6(6), pages 463-75, December. [Downloadable!] (restricted)
  3. Campbell R. Harvey & Akhtar Siddique, 2000. "Conditional Skewness in Asset Pricing Tests," Journal of Finance, American Finance Association, vol. 55(3), pages 1263-1295, 06. [Downloadable!] (restricted)
  4. Kraus, Alan & Litzenberger, Robert H, 1976. "Skewness Preference and the Valuation of Risk Assets," Journal of Finance, American Finance Association, vol. 31(4), pages 1085-1100, September. [Downloadable!] (restricted)
  5. Alexander, Gordon J. & Baptista, Alexandre M., 2002. "Economic implications of using a mean-VaR model for portfolio selection: A comparison with mean-variance analysis," Journal of Economic Dynamics and Control, Elsevier, vol. 26(7-8), pages 1159-1193, July. [Downloadable!] (restricted)
  6. William F. Sharpe, 1965. "Mutual Fund Performance," Journal of Business, University of Chicago Press, vol. 39, pages 119. [Downloadable!]
  7. Dowd, Kevin, 2000. "Adjusting for risk:: An improved Sharpe ratio," International Review of Economics & Finance, Elsevier, vol. 9(3), pages 209-222, July. [Downloadable!] (restricted)
  8. Stephen Satchell & Soosung Hwang, 1999. "Modelling Emerging Market Risk Premia Using Higher Moments," Working Papers wp99-17, Warwick Business School, Financial Econometrics Research Centre. [Downloadable!]
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