This file is part of IDEAS, which uses RePEc data


[ Papers | Articles | Software | Books | Chapters | Authors | Institutions | JEL Classification | NEP reports | Search | New papers by email | Author registration | Rankings | Volunteers | FAQ | Blog | Help! ]

Calibrating volatility surfaces via relative-entropy minimization

Author info | Abstract | Publisher info | Download info | Related research | Statistics
Author Info
Marco Avellaneda, Craig Friedman, Richard Holmes, Dominick Samperi
Abstract

A framework for calibrating a pricing model to a prescribed set of options prices quoted in the market is presented. Our algorithm yields an arbitrage-free diffusion process that minimizes the Kullback-Leibler relative entropy distance to a prior diffusion. It consists in solving a constrained (minimax) optimal control problem using a finite-difference scheme for a Bellman parabolic equation combined with a gradient-based optimization routine. The number of unknowns to be solved for in the optimization step is equal to the number of option prices that need to be calibrated, and is independent of the mesh-size used for the scheme. This results in an efficient, non-parametric calibration method that can match an arbitrary number of option prices to any desired degree of accuracy. The algorithm can be used to interpolate, both in strike and expiration date, between implied volatilities of traded options and to price exotics. The stability and qualitative properties of the computed volatility surface are discussed, including the effect of the Bayesian prior on the shape of the surface and on the implied volatility smile/skew. The method is illustrated by calibrating to market prices of Dollar-Deutschmark over-the-counter options and computing interpolated implied-volatility curves.

Download Info
To download:

If you experience problems downloading a file, check if you have the proper application to view it first. Information about this may be contained in the File-Format links below. In case of further problems read the IDEAS help page. Note that these files are not on the IDEAS site. Please be patient as the files may be large.

File URL: http://taylorandfrancis.metapress.com/link.asp?target=contribution&id=HGNYTRD2JRH8FRDT
File Format: text/html
File Function:
Download Restriction: Access to full text is restricted to subscribers.

As the access to this document is restricted, you may want to look for a different version under "Related research" (further below) or search for a different version of it.

Publisher Info
Article provided by Taylor and Francis Journals in its journal Applied Mathematical Finance.

Volume (Year): 4 (1997)
Issue (Month): 1 (March)
Pages: 37-64
Download reference. The following formats are available: HTML (with abstract), plain text (with abstract), BibTeX, RIS (EndNote, RefMan, ProCite), ReDIF
Handle: RePEc:taf:apmtfi:v:4:y:1997:i:1:p:37-64

Contact details of provider:
Web page: http://taylorandfrancis.metapress.com/link.asp?target=journal&id=100141

Order Information:
Web: http://www.tandf.co.uk/journals/subscription.html

For technical questions regarding this item, or to correct its listing, contact: (Christopher F. Baum).

Related research
Keywords: Option Pricing; Implied Volatility Surface; Calibration; Relative Entropy; Stochastic; Control; Volatility; Smile; Skew;

Other versions of this item:

References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Rubinstein, Mark, 1994. " Implied Binomial Trees," Journal of Finance, American Finance Association, vol. 49(3), pages 771-818, July. [Downloadable!] (restricted)
  2. Jens Carsten Jackwerth., 1996. "Generalized Binomial Trees," Research Program in Finance Working Papers RPF-264, University of California at Berkeley. [Downloadable!]
    Other versions:
  3. Jens Carsten Jackwerth., 1996. "Implied Binomial Trees: Generalizations and Empirical Tests," Research Program in Finance Working Papers RPF-262, University of California at Berkeley. [Downloadable!]
  4. Breeden, Douglas T & Litzenberger, Robert H, 1978. "Prices of State-contingent Claims Implicit in Option Prices," Journal of Business, University of Chicago Press, vol. 51(4), pages 621-51, October. [Downloadable!] (restricted)
  5. Buchen, Peter W. & Kelly, Michael, 1996. "The Maximum Entropy Distribution of an Asset Inferred from Option Prices," Journal of Financial and Quantitative Analysis, Cambridge University Press, vol. 31(01), pages 143-159, March. [Downloadable!]
  6. Mark Rubinstein., 1994. "Implied Binomial Trees," Research Program in Finance Working Papers RPF-232, University of California at Berkeley. [Downloadable!]
  7. Banz, Rolf W & Miller, Merton H, 1978. "Prices for State-contingent Claims: Some Estimates and Applications," Journal of Business, University of Chicago Press, vol. 51(4), pages 653-72, October. [Downloadable!] (restricted)
  8. Stutzer, Michael, 1995. "A Bayesian approach to diagnosis of asset pricing models," Journal of Econometrics, Elsevier, vol. 68(2), pages 367-397, August. [Downloadable!] (restricted)
Full references

Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Rama Cont & Andreea Minca, 2008. "Recovering portfolio default intensities implied by CDO quotes," Working Papers hal-00413730_v1, HAL. [Downloadable!]
  2. Bernd Engelmann & Matthias Fengler & Morten Nalholm & Peter Schwendner, 2006. "Static versus dynamic hedges: an empirical comparison for barrier options," Review of Derivatives Research, Springer, vol. 9(3), pages 239-264, November. [Downloadable!] (restricted)
  3. Lishang Jiang & Qihong Chen & Lijun Wang & Jin E. Zhang, 2000. "Recovery of Implied Volatility: An optimal control approach," Finance Working Papers 193, East Asian Bureau of Economic Research. [Downloadable!]
  4. Bertram Düring & Ansgar Jüngel & S. Volkwein, 2006. "A Sequential Quadratic Programming Method for Volatility Estimation in Option Pricing," CoFE Discussion Paper 06-02, Center of Finance and Econometrics, University of Konstanz. [Downloadable!]
  5. Vladislav Kargin, 2003. "Consistent Estimation of Pricing Kernels from Noisy Price Data," Finance 0311001, EconWPA. [Downloadable!]
Statistics
Access and download statistics

Did you know? RePEc stands for Research Papers in Economics.

This page was last updated on 2009-11-14.


This information is provided to you by IDEAS at the Department of Economics, College of Liberal Arts and Sciences, University of Connecticut using RePEc data on a server sponsored by the Society for Economic Dynamics.