IDEAS home Printed from https://ideas.repec.org/a/spr/orspec/v43y2021i2d10.1007_s00291-021-00618-z.html
   My bibliography  Save this article

Solution procedures for block selection and sequencing in flat-bedded potash underground mines

Author

Listed:
  • Cinna Seifi

    (Clausthal University of Technology)

  • Marco Schulze

    (K+S Aktiengesellschaft)

  • Jürgen Zimmermann

    (Clausthal University of Technology)

Abstract

Phosphates, and especially potash, play an essential role in the increase in crop yields. Potash is mined in Germany in underground mines using a conventional drill-and-blast technique. The most commercially valuable mineral contained in potash is the potassium chloride that is separated from the potash in aboveground processing plants. The processing plants perform economically best if the amount of potassium contained in the output is equal to a specific value, the so-called optimal operating point. Therefore, quality-oriented extraction plays a decisive role in reducing processing costs. In this paper, we mathematically formulate a block selection and sequencing problem with a quality-oriented objective function that aims at an even extraction of potash regarding the potassium content. We, thereby, have to observe some precedence relations, maximum and minimum limits of the output, and a quality tolerance range within a given planning horizon. We model the problem as a mixed-integer nonlinear program which is then linearized. We show that our problem is $${\mathcal {NP}}$$ NP -hard in the strong sense with the result that a MILP-solver cannot find feasible solutions for the most challenging problem instances at hand. Accordingly, we develop a problem-specific constructive heuristic that finds feasible solutions for each of our test instances. A comprehensive experimental performance analysis shows that a sophisticated combination of the proposed heuristic with the mathematical program improves the feasible solutions achieved by the heuristic, on average, by $$92.5\%$$ 92.5 % .

Suggested Citation

  • Cinna Seifi & Marco Schulze & Jürgen Zimmermann, 2021. "Solution procedures for block selection and sequencing in flat-bedded potash underground mines," OR Spectrum: Quantitative Approaches in Management, Springer;Gesellschaft für Operations Research e.V., vol. 43(2), pages 409-440, June.
  • Handle: RePEc:spr:orspec:v:43:y:2021:i:2:d:10.1007_s00291-021-00618-z
    DOI: 10.1007/s00291-021-00618-z
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s00291-021-00618-z
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s00291-021-00618-z?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Renaud Chicoisne & Daniel Espinoza & Marcos Goycoolea & Eduardo Moreno & Enrique Rubio, 2012. "A New Algorithm for the Open-Pit Mine Production Scheduling Problem," Operations Research, INFORMS, vol. 60(3), pages 517-528, June.
    2. Michelle L. Blom & Adrian R. Pearce & Peter J. Stuckey, 2016. "A Decomposition-Based Algorithm for the Scheduling of Open-Pit Networks Over Multiple Time Periods," Management Science, INFORMS, vol. 62(10), pages 3059-3084, October.
    3. King, Barry & Goycoolea, Marcos & Newman, A., 2017. "Optimizing the open pit-to-underground mining transition," European Journal of Operational Research, Elsevier, vol. 257(1), pages 297-309.
    4. Lamghari, Amina & Dimitrakopoulos, Roussos, 2016. "Network-flow based algorithms for scheduling production in multi-processor open-pit mines accounting for metal uncertainty," European Journal of Operational Research, Elsevier, vol. 250(1), pages 273-290.
    5. Ahlam Azzamouri & Pierre Fénies & Frédéric Fontane & Vincent Giard, 2018. "Scheduling of open-pit phosphate mine extraction," International Journal of Production Research, Taylor & Francis Journals, vol. 56(23), pages 7122-7141, December.
    6. W. Lambert & A. Newman, 2014. "Tailored Lagrangian Relaxation for the open pit block sequencing problem," Annals of Operations Research, Springer, vol. 222(1), pages 419-438, November.
    7. Martin L. Smith & Stewart J. Wicks, 2014. "Medium-Term Production Scheduling of the Lumwana Mining Complex," Interfaces, INFORMS, vol. 44(2), pages 176-194, April.
    8. Amin Mousavi & Erhan Kozan & Shi Qiang Liu, 2016. "Comparative analysis of three metaheuristics for short-term open pit block sequencing," Journal of Heuristics, Springer, vol. 22(3), pages 301-329, June.
    9. Marco Schulze & Julia Rieck & Cinna Seifi & Jürgen Zimmermann, 2016. "Machine scheduling in underground mining: an application in the potash industry," OR Spectrum: Quantitative Approaches in Management, Springer;Gesellschaft für Operations Research e.V., vol. 38(2), pages 365-403, March.
    10. Jélvez, Enrique & Morales, Nelson & Nancel-Penard, Pierre & Peypouquet, Juan & Reyes, Patricio, 2016. "Aggregation heuristic for the open-pit block scheduling problem," European Journal of Operational Research, Elsevier, vol. 249(3), pages 1169-1177.
    11. Jélvez, Enrique & Morales, Nelson & Nancel-Penard, Pierre & Cornillier, Fabien, 2020. "A new hybrid heuristic algorithm for the Precedence Constrained Production Scheduling Problem: A mining application," Omega, Elsevier, vol. 94(C).
    12. Samavati, Mehran & Essam, Daryl & Nehring, Micah & Sarker, Ruhul, 2017. "A local branching heuristic for the open pit mine production scheduling problem," European Journal of Operational Research, Elsevier, vol. 257(1), pages 261-271.
    13. Martinez, Michael A. & Newman, Alexandra M., 2011. "A solution approach for optimizing long- and short-term production scheduling at LKAB's Kiruna mine," European Journal of Operational Research, Elsevier, vol. 211(1), pages 184-197, May.
    14. Alexandra M. Newman & Enrique Rubio & Rodrigo Caro & Andrés Weintraub & Kelly Eurek, 2010. "A Review of Operations Research in Mine Planning," Interfaces, INFORMS, vol. 40(3), pages 222-245, June.
    15. Samavati, Mehran & Essam, Daryl & Nehring, Micah & Sarker, Ruhul, 2018. "A new methodology for the open-pit mine production scheduling problem," Omega, Elsevier, vol. 81(C), pages 169-182.
    16. Mousavi, Amin & Sellers, Ewan, 2019. "Optimisation of production planning for an innovative hybrid underground mining method," Resources Policy, Elsevier, vol. 62(C), pages 184-192.
    17. Mai, Ngoc Luan & Topal, Erkan & Erten, Oktay & Sommerville, Bruce, 2019. "A new risk-based optimisation method for the iron ore production scheduling using stochastic integer programming," Resources Policy, Elsevier, vol. 62(C), pages 571-579.
    18. Montiel, Luis & Dimitrakopoulos, Roussos, 2015. "Optimizing mining complexes with multiple processing and transportation alternatives: An uncertainty-based approach," European Journal of Operational Research, Elsevier, vol. 247(1), pages 166-178.
    19. Lorenzo Reus & Mathias Belbèze & Hans Feddersen & Enrique Rubio, 2018. "Extraction Planning Under Capacity Uncertainty at the Chuquicamata Underground Mine," Interfaces, INFORMS, vol. 48(6), pages 543-555, November.
    20. Marco Schulze & Jürgen Zimmermann, 2017. "Staff and machine shift scheduling in a German potash mine," Journal of Scheduling, Springer, vol. 20(6), pages 635-656, December.
    21. Thomas W. M. Vossen & R. Kevin Wood & Alexandra M. Newman, 2016. "Hierarchical Benders Decomposition for Open-Pit Mine Block Sequencing," Operations Research, INFORMS, vol. 64(4), pages 771-793, August.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zeng, Lanyan & Liu, Shi Qiang & Kozan, Erhan & Corry, Paul & Masoud, Mahmoud, 2021. "A comprehensive interdisciplinary review of mine supply chain management," Resources Policy, Elsevier, vol. 74(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Zeng, Lanyan & Liu, Shi Qiang & Kozan, Erhan & Corry, Paul & Masoud, Mahmoud, 2021. "A comprehensive interdisciplinary review of mine supply chain management," Resources Policy, Elsevier, vol. 74(C).
    2. Nancel-Penard, Pierre & Morales, Nelson & Cornillier, Fabien, 2022. "A recursive time aggregation-disaggregation heuristic for the multidimensional and multiperiod precedence-constrained knapsack problem: An application to the open-pit mine block sequencing problem," European Journal of Operational Research, Elsevier, vol. 303(3), pages 1088-1099.
    3. Moreno, Eduardo & Rezakhah, Mojtaba & Newman, Alexandra & Ferreira, Felipe, 2017. "Linear models for stockpiling in open-pit mine production scheduling problems," European Journal of Operational Research, Elsevier, vol. 260(1), pages 212-221.
    4. Zhang, Jian & Nault, Barrie R. & Dimitrakopoulos, Roussos G., 2019. "Optimizing a mineral value chain with market uncertainty using benders decomposition," European Journal of Operational Research, Elsevier, vol. 274(1), pages 227-239.
    5. Samavati, Mehran & Essam, Daryl & Nehring, Micah & Sarker, Ruhul, 2017. "A methodology for the large-scale multi-period precedence-constrained knapsack problem: an application in the mining industry," International Journal of Production Economics, Elsevier, vol. 193(C), pages 12-20.
    6. Akshay Chowdu & Peter Nesbitt & Andrea Brickey & Alexandra M. Newman, 2022. "Operations Research in Underground Mine Planning: A Review," Interfaces, INFORMS, vol. 52(2), pages 109-132, March.
    7. Tabesh, Mohammad & Moradi Afrapoli, Ali & Askari-Nasab, Hooman, 2023. "A two-stage simultaneous optimization of NPV and throughput in production planning of open pit mines," Resources Policy, Elsevier, vol. 80(C).
    8. Jélvez, Enrique & Morales, Nelson & Nancel-Penard, Pierre & Cornillier, Fabien, 2020. "A new hybrid heuristic algorithm for the Precedence Constrained Production Scheduling Problem: A mining application," Omega, Elsevier, vol. 94(C).
    9. Gonzalo Muñoz & Daniel Espinoza & Marcos Goycoolea & Eduardo Moreno & Maurice Queyranne & Orlando Rivera Letelier, 2018. "A study of the Bienstock–Zuckerberg algorithm: applications in mining and resource constrained project scheduling," Computational Optimization and Applications, Springer, vol. 69(2), pages 501-534, March.
    10. Samavati, Mehran & Essam, Daryl & Nehring, Micah & Sarker, Ruhul, 2018. "A new methodology for the open-pit mine production scheduling problem," Omega, Elsevier, vol. 81(C), pages 169-182.
    11. Nelis, Gonzalo & Morales, Nelson & Jelvez, Enrique, 2023. "Optimal mining cut definition and short-term open pit production scheduling under geological uncertainty," Resources Policy, Elsevier, vol. 81(C).
    12. Haonan, Zhou & Samavati, Mehran & Hill, Andrew J., 2021. "Heuristics for integrated blending optimisation in a mining supply chain," Omega, Elsevier, vol. 102(C).
    13. César Flores-Fonseca & Rodrigo Linfati & John Willmer Escobar, 2022. "Exact algorithms for production planning in mining considering the use of stockpiles and sequencing of power shovels in open-pit mines," Operational Research, Springer, vol. 22(3), pages 2529-2553, July.
    14. Jélvez, Enrique & Morales, Nelson & Nancel-Penard, Pierre & Peypouquet, Juan & Reyes, Patricio, 2016. "Aggregation heuristic for the open-pit block scheduling problem," European Journal of Operational Research, Elsevier, vol. 249(3), pages 1169-1177.
    15. Noriega, Roberto & Pourrahimian, Yashar, 2022. "A systematic review of artificial intelligence and data-driven approaches in strategic open-pit mine planning," Resources Policy, Elsevier, vol. 77(C).
    16. Alipour, Aref & Khodaiari, Ali Asghar & Jafari, Ahmad & Tavakkoli-Moghaddam, Reza, 2022. "An integrated approach to open-pit mines production scheduling," Resources Policy, Elsevier, vol. 75(C).
    17. Barry King & Alexandra Newman, 2018. "Optimizing the Cutoff Grade for an Operational Underground Mine," Interfaces, INFORMS, vol. 48(4), pages 357-371, August.
    18. Armstrong, Margaret & Lagos, Tomas & Emery, Xavier & Homem-de-Mello, Tito & Lagos, Guido & Sauré, Denis, 2021. "Adaptive open-pit mining planning under geological uncertainty," Resources Policy, Elsevier, vol. 72(C).
    19. Zhang, Jian & Dimitrakopoulos, Roussos G., 2017. "A dynamic-material-value-based decomposition method for optimizing a mineral value chain with uncertainty," European Journal of Operational Research, Elsevier, vol. 258(2), pages 617-625.
    20. Sotoudeh, Farzad & Nehring, Micah & Kizil, Mehmet & Knights, Peter & Mousavi, Amin, 2020. "Production scheduling optimisation for sublevel stoping mines using mathematical programming: A review of literature and future directions," Resources Policy, Elsevier, vol. 68(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:orspec:v:43:y:2021:i:2:d:10.1007_s00291-021-00618-z. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.