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Intelligent rotating machinery fault diagnosis based on deep learning using data augmentation

Author

Listed:
  • Xiang Li

    (Northeastern University
    Northeastern University)

  • Wei Zhang

    (Shenyang Aerospace University)

  • Qian Ding

    (Tianjin University)

  • Jian-Qiao Sun

    (University of California, Merced)

Abstract

Intelligent machinery fault diagnosis system has been receiving increasing attention recently due to the potential large benefits of maintenance cost reduction, enhanced operation safety and reliability. This paper proposes a novel deep learning method for rotating machinery fault diagnosis. Since accurately labeled data are usually difficult to obtain in real industries, data augmentation techniques are proposed to artificially create additional valid samples for model training, and the proposed method manages to achieve high diagnosis accuracy with small original training dataset. Two augmentation methods are investigated including sample-based and dataset-based methods, and five augmentation techniques are considered in general, i.e. additional Gaussian noise, masking noise, signal translation, amplitude shifting and time stretching. The effectiveness of the proposed method is validated by carrying out experiments on two popular rolling bearing datasets. Fairly high diagnosis accuracy up to 99.9% can be obtained using limited training data. By comparing with the latest advanced researches on the same datasets, the superiority of the proposed method is demonstrated. Furthermore, the diagnostic performance of the deep neural network is extensively evaluated with respect to data augmentation strength, network depth and so forth. The results of this study suggest that the proposed intelligent fault diagnosis method offers a new and promising approach.

Suggested Citation

  • Xiang Li & Wei Zhang & Qian Ding & Jian-Qiao Sun, 2020. "Intelligent rotating machinery fault diagnosis based on deep learning using data augmentation," Journal of Intelligent Manufacturing, Springer, vol. 31(2), pages 433-452, February.
  • Handle: RePEc:spr:joinma:v:31:y:2020:i:2:d:10.1007_s10845-018-1456-1
    DOI: 10.1007/s10845-018-1456-1
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    References listed on IDEAS

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    1. Meng Gan & Cong Wang & Chang’an Zhu, 2018. "Fault feature enhancement for rotating machinery based on quality factor analysis and manifold learning," Journal of Intelligent Manufacturing, Springer, vol. 29(2), pages 463-480, February.
    2. Chenxi Wu & Tefang Chen & Rong Jiang & Liwei Ning & Zheng Jiang, 2017. "A novel approach to wavelet selection and tree kernel construction for diagnosis of rolling element bearing fault," Journal of Intelligent Manufacturing, Springer, vol. 28(8), pages 1847-1858, December.
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    Cited by:

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    2. Prashant Kumar & Salman Khalid & Heung Soo Kim, 2023. "Prognostics and Health Management of Rotating Machinery of Industrial Robot with Deep Learning Applications—A Review," Mathematics, MDPI, vol. 11(13), pages 1-37, July.
    3. Jinhai Chen & Wenyuan Zhang & Heng Wang, 2021. "Intelligent bearing structure and temperature field analysis based on finite element simulation for sustainable and green manufacturing," Journal of Intelligent Manufacturing, Springer, vol. 32(3), pages 745-756, March.
    4. Vrignat, Pascal & Kratz, Frédéric & Avila, Manuel, 2022. "Sustainable manufacturing, maintenance policies, prognostics and health management: A literature review," Reliability Engineering and System Safety, Elsevier, vol. 218(PA).
    5. Asif Khan & Hyunho Hwang & Heung Soo Kim, 2021. "Synthetic Data Augmentation and Deep Learning for the Fault Diagnosis of Rotating Machines," Mathematics, MDPI, vol. 9(18), pages 1-26, September.
    6. Jannis N. Kahlen & Michael Andres & Albert Moser, 2021. "Improving Machine-Learning Diagnostics with Model-Based Data Augmentation Showcased for a Transformer Fault," Energies, MDPI, vol. 14(20), pages 1-20, October.
    7. Zhicheng Xu & Vignesh Selvaraj & Sangkee Min, 2024. "State identification of a 5-axis ultra-precision CNC machine tool using energy consumption data assisted by multi-output densely connected 1D-CNN model," Journal of Intelligent Manufacturing, Springer, vol. 35(1), pages 147-160, January.
    8. Dengyu Xiao & Chengjin Qin & Honggan Yu & Yixiang Huang & Chengliang Liu, 2021. "Unsupervised deep representation learning for motor fault diagnosis by mutual information maximization," Journal of Intelligent Manufacturing, Springer, vol. 32(2), pages 377-391, February.
    9. Mohamed Elhefnawy & Ahmed Ragab & Mohamed-Salah Ouali, 2022. "Fault classification in the process industry using polygon generation and deep learning," Journal of Intelligent Manufacturing, Springer, vol. 33(5), pages 1531-1544, June.
    10. Chia-Yu Hsu & Wei-Chen Liu, 2021. "Multiple time-series convolutional neural network for fault detection and diagnosis and empirical study in semiconductor manufacturing," Journal of Intelligent Manufacturing, Springer, vol. 32(3), pages 823-836, March.
    11. Dionísio H. C. S. S. Martins & Amaro A. Lima & Milena F. Pinto & Douglas de O. Hemerly & Thiago de M. Prego & Fabrício L. e Silva & Luís Tarrataca & Ulisses A. Monteiro & Ricardo H. R. Gutiérrez & Die, 2023. "Hybrid data augmentation method for combined failure recognition in rotating machines," Journal of Intelligent Manufacturing, Springer, vol. 34(4), pages 1795-1813, April.
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