IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v11y2019i23p6602-d289914.html
   My bibliography  Save this article

Towards a Reflexive Framework for Fostering Co—Learning and Improvement of Transdisciplinary Collaboration

Author

Listed:
  • Marina Knickel

    (Department of Agriculture, Food and Environment, University of Pisa, via del Borghetto 80, 56124 Pisa, Italy)

  • Karlheinz Knickel

    (PRAC-Policy Research & Consultancy, Im Hopfengarten 19b, D-65812 Bad Soden a.Ts., Germany
    Ruralis–Institute for Rural and Regional Research, Universitetssenteret Dragvoll, N-7491 Trondheim, Norway)

  • Francesca Galli

    (Department of Agriculture, Food and Environment, University of Pisa, via del Borghetto 80, 56124 Pisa, Italy)

  • Damian Maye

    (Countryside and Community Research Institute, University of Gloucestershire, Swindon Road, Cheltenham, Gloucestershire GL50 4AZ, UK)

  • Johannes S. C. Wiskerke

    (Rural Sociology Group, Wageningen University, Hollandseweg 1, 6706 KN Wageningen, The Netherlands)

Abstract

Scholars in sustainability science as well as research funders increasingly recognize that a shift from disciplinary and interdisciplinary science to transdisciplinary (TD) research is required to address ever more complex sustainability challenges. Evidence shows that addressing real-world societal problems can be best achieved through collaborative research where diverse actors contribute different kinds of knowledge. While the potential benefits of TD research are widely recognized, its implementation remains a challenge. In this article, we develop a framework that supports reflection and co-learning. Our approach fosters monitoring of the collaboration processes, helps to assess the progress made and encourages continuous reflection and improvement of the research processes. The TD co-learning framework has four dimensions and 44 criteria. It is based on a substantial literature review and was tested in a Horizon 2020-funded research project ROBUST, which is applying experimental governance techniques to improve rural-urban relations in eleven European regions. The results demonstrate that the framework covers the key facets of TD collaboration and that all four broad dimensions matter. Each research-practice team reflected on how their collaboration is going and what needs to be improved. Indeed, the coordination team was able to see how well TD collaboration is functioning at a project level. We believe the framework will be valuable for actors involved in the planning and implementation of any type of multi-actor, interactive, innovation, transformation and action-oriented research project.

Suggested Citation

  • Marina Knickel & Karlheinz Knickel & Francesca Galli & Damian Maye & Johannes S. C. Wiskerke, 2019. "Towards a Reflexive Framework for Fostering Co—Learning and Improvement of Transdisciplinary Collaboration," Sustainability, MDPI, vol. 11(23), pages 1-22, November.
  • Handle: RePEc:gam:jsusta:v:11:y:2019:i:23:p:6602-:d:289914
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/11/23/6602/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/11/23/6602/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Jahn, Thomas & Bergmann, Matthias & Keil, Florian, 2012. "Transdisciplinarity: Between mainstreaming and marginalization," Ecological Economics, Elsevier, vol. 79(C), pages 1-10.
    2. Jacquelin Burgess & Jason Chilvers, 2006. "Upping the ante: A conceptual framework for designing and evaluating participatory technology assessments," Science and Public Policy, Oxford University Press, vol. 33(10), pages 713-728, December.
    3. Joanna Becker, 2004. "Making sustainable development evaluations work," Sustainable Development, John Wiley & Sons, Ltd., vol. 12(4), pages 200-211.
    4. Pauline Zardo & Adrian G Barnett & Nicolas Suzor & Tim Cahill, 2018. "Does engagement predict research use? An analysis of The Conversation Annual Survey 2016," PLOS ONE, Public Library of Science, vol. 13(2), pages 1-21, February.
    5. Jha, Yamini & Welch, Eric W., 2010. "Relational mechanisms governing multifaceted collaborative behavior of academic scientists in six fields of science and engineering," Research Policy, Elsevier, vol. 39(9), pages 1174-1184, November.
    6. Blackstock, K.L. & Waylen, K.A. & Dunglinson, J. & Marshall, K.M., 2012. "Linking process to outcomes — Internal and external criteria for a stakeholder involvement in River Basin Management Planning," Ecological Economics, Elsevier, vol. 77(C), pages 113-122.
    7. Wout Joseph & Tom Deryckere & Luc Martens, 2010. "User-driven innovation? Challenges of user involvement in future technology analysis," Science and Public Policy, Oxford University Press, vol. 37(1), pages 51-61, February.
    8. Brian M. Belcher & Katherine E. Rasmussen & Matthew R. Kemshaw & Deborah A. Zornes, 2016. "Defining and assessing research quality in a transdisciplinary context," Research Evaluation, Oxford University Press, vol. 25(1), pages 1-17.
    9. Hirsch Hadorn, Gertrude & Bradley, David & Pohl, Christian & Rist, Stephan & Wiesmann, Urs, 2006. "Implications of transdisciplinarity for sustainability research," Ecological Economics, Elsevier, vol. 60(1), pages 119-128, November.
    10. Kabo, Felichism W. & Cotton-Nessler, Natalie & Hwang, Yongha & Levenstein, Margaret C. & Owen-Smith, Jason, 2014. "Proximity effects on the dynamics and outcomes of scientific collaborations," Research Policy, Elsevier, vol. 43(9), pages 1469-1485.
    11. Marc Schut & Annemarie van Paassen & Cees Leeuwis & Laurens Klerkx, 2014. "Towards dynamic research configurations: A framework for reflection on the contribution of research to policy and innovation processes," Science and Public Policy, Oxford University Press, vol. 41(2), pages 207-218.
    12. Ponomariov, Branco L. & Boardman, P. Craig, 2010. "Influencing scientists' collaboration and productivity patterns through new institutions: University research centers and scientific and technical human capital," Research Policy, Elsevier, vol. 39(5), pages 613-624, June.
    13. Sabine Maasen & Olivier Lieven, 2006. "Transdisciplinarity: a new mode of governing science?," Science and Public Policy, Oxford University Press, vol. 33(6), pages 399-410, July.
    14. Bammer, Gabriele, 2008. "Enhancing research collaborations: Three key management challenges," Research Policy, Elsevier, vol. 37(5), pages 875-887, June.
    15. Carr, Gemma & Loucks, Daniel P. & Blöschl, Günter, 2018. "Gaining insight into interdisciplinary research and education programmes: A framework for evaluation," Research Policy, Elsevier, vol. 47(1), pages 35-48.
    16. Siedlok, Frank & Hibbert, Paul & Sillince, John, 2015. "From practice to collaborative community in interdisciplinary research contexts," Research Policy, Elsevier, vol. 44(1), pages 96-107.
    17. Hoffmann, Sabine & Pohl, Christian & Hering, Janet G., 2017. "Exploring transdisciplinary integration within a large research program: Empirical lessons from four thematic synthesis processes," Research Policy, Elsevier, vol. 46(3), pages 678-692.
    18. Heinze, Thomas & Shapira, Philip & Rogers, Juan D. & Senker, Jacqueline M., 2009. "Organizational and institutional influences on creativity in scientific research," Research Policy, Elsevier, vol. 38(4), pages 610-623, May.
    19. Blackstock, K.L. & Kelly, G.J. & Horsey, B.L., 2007. "Developing and applying a framework to evaluate participatory research for sustainability," Ecological Economics, Elsevier, vol. 60(4), pages 726-742, February.
    20. Marina van Geenhuizen, 2018. "A framework for the evaluation of living labs as boundary spanners in innovation," Environment and Planning C, , vol. 36(7), pages 1280-1298, November.
    21. Brandt, Patric & Ernst, Anna & Gralla, Fabienne & Luederitz, Christopher & Lang, Daniel J. & Newig, Jens & Reinert, Florian & Abson, David J. & von Wehrden, Henrik, 2013. "A review of transdisciplinary research in sustainability science," Ecological Economics, Elsevier, vol. 92(C), pages 1-15.
    22. Walter, Alexander I. & Helgenberger, Sebastian & Wiek, Arnim & Scholz, Roland W., 2007. "Measuring societal effects of transdisciplinary research projects: Design and application of an evaluation method," Evaluation and Program Planning, Elsevier, vol. 30(4), pages 325-338, November.
    23. Jakobsen, Christine Haugaard & Hels, Tove & McLaughlin, William J., 2004. "Barriers and facilitators to integration among scientists in transdisciplinary landscape analyses: a cross-country comparison," Forest Policy and Economics, Elsevier, vol. 6(1), pages 15-31, January.
    24. Walker, Warren E. & Rahman, S. Adnan & Cave, Jonathan, 2001. "Adaptive policies, policy analysis, and policy-making," European Journal of Operational Research, Elsevier, vol. 128(2), pages 282-289, January.
    25. Cummings, Jonathon N. & Kiesler, Sara, 2007. "Coordination costs and project outcomes in multi-university collaborations," Research Policy, Elsevier, vol. 36(10), pages 1620-1634, December.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Soini, Katriina & Anderson, Carl Cyrus & Polderman, Annemarie & Teresa, Carlone & Sisay, Debele & Kumar, Prashant & Mannocchi, Matteo & Mickovski, Slobodan & Panga, Depy & Pilla, Francesco & Preuschma, 2023. "Context matters: Co-creating nature-based solutions in rural living labs," Land Use Policy, Elsevier, vol. 133(C).
    2. Bellandi, Marco & Donati, Letizia & Cataneo, Alessandra, 2021. "Social innovation governance and the role of universities: Cases of quadruple helix partnerships in Italy," Technological Forecasting and Social Change, Elsevier, vol. 164(C).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Carr, Gemma & Loucks, Daniel P. & Blöschl, Günter, 2018. "Gaining insight into interdisciplinary research and education programmes: A framework for evaluation," Research Policy, Elsevier, vol. 47(1), pages 35-48.
    2. Jana Zscheischler & Sebastian Rogga & Maria Busse, 2017. "The Adoption and Implementation of Transdisciplinary Research in the Field of Land-Use Science—A Comparative Case Study," Sustainability, MDPI, vol. 9(11), pages 1-20, October.
    3. Hoffmann, Sabine & Pohl, Christian & Hering, Janet G., 2017. "Exploring transdisciplinary integration within a large research program: Empirical lessons from four thematic synthesis processes," Research Policy, Elsevier, vol. 46(3), pages 678-692.
    4. Flurina Schneider & Zarina Patel & Katsia Paulavets & Tobias Buser & Jacqueline Kado & Stefanie Burkhart, 2023. "Fostering transdisciplinary research for sustainability in the Global South: Pathways to impact for funding programmes," Palgrave Communications, Palgrave Macmillan, vol. 10(1), pages 1-11, December.
    5. Schmidt, Laura & Falk, Thomas & Siegmund-Schultze, Marianna & Spangenberg, Joachim H., 2020. "The Objectives of Stakeholder Involvement in Transdisciplinary Research. A Conceptual Framework for a Reflective and Reflexive Practise," Ecological Economics, Elsevier, vol. 176(C).
    6. Gabriela Tejada & Marina Cracco & Clémence Ranquet Bouleau & Jean-Claude Bolay & Silvia Hostettler, 2019. "Testing Analytical Frameworks in Transdisciplinary Research for Sustainable Development," Sustainability, MDPI, vol. 11(16), pages 1-28, August.
    7. Siebenhüner, Bernd, 2018. "Conflicts in Transdisciplinary Research: Reviewing Literature and Analysing a Case of Climate Adaptation in Northwestern Germany," Ecological Economics, Elsevier, vol. 154(C), pages 117-127.
    8. Spangenberg, Joachim H. & Görg, Christoph & Settele, Josef, 2015. "Stakeholder involvement in ESS research and governance: Between conceptual ambition and practical experiences – risks, challenges and tested tools," Ecosystem Services, Elsevier, vol. 16(C), pages 201-211.
    9. Paul Stock & Rob J.F. Burton, 2011. "Defining Terms for Integrated (Multi-Inter-Trans-Disciplinary) Sustainability Research," Sustainability, MDPI, vol. 3(8), pages 1-24, July.
    10. Arora-Jonsson, Seema, 2016. "Does resilience have a culture? Ecocultures and the politics of knowledge production," Ecological Economics, Elsevier, vol. 121(C), pages 98-107.
    11. Melissa Robson-Williams & Bruce Small & Roger Robson-Williams & Nick Kirk, 2021. "Handrails through the Swamp? A Pilot to Test the Integration and Implementation Science Framework in Complex Real-World Research," Sustainability, MDPI, vol. 13(10), pages 1-23, May.
    12. Evelien de Hoop, 2020. "More Democratic Sustainability Governance through Participatory Knowledge Production? A Framework and Systematic Analysis," Sustainability, MDPI, vol. 12(15), pages 1-30, July.
    13. Stephanie Jahn & Jens Newig & Daniel J. Lang & Judith Kahle & Matthias Bergmann, 2022. "Demarcating transdisciplinary research in sustainability science—Five clusters of research modes based on evidence from 59 research projects," Sustainable Development, John Wiley & Sons, Ltd., vol. 30(2), pages 343-357, April.
    14. Viola Hakkarainen & Katri Mäkinen‐Rostedt & Andra Horcea‐Milcu & Dalia D'Amato & Johanna Jämsä & Katriina Soini, 2022. "Transdisciplinary research in natural resources management: Towards an integrative and transformative use of co‐concepts," Sustainable Development, John Wiley & Sons, Ltd., vol. 30(2), pages 309-325, April.
    15. Troullaki, Katerina & Rozakis, Stelios & Kostakis, Vasilis, 2021. "Bridging barriers in sustainability research: Α review from sustainability science to life cycle sustainability assessment," Ecological Economics, Elsevier, vol. 184(C).
    16. Brandt, Patric & Ernst, Anna & Gralla, Fabienne & Luederitz, Christopher & Lang, Daniel J. & Newig, Jens & Reinert, Florian & Abson, David J. & von Wehrden, Henrik, 2013. "A review of transdisciplinary research in sustainability science," Ecological Economics, Elsevier, vol. 92(C), pages 1-15.
    17. Davies, Andrew & Manning, Stephan & Söderlund, Jonas, 2018. "When neighboring disciplines fail to learn from each other: The case of innovation and project management research," Research Policy, Elsevier, vol. 47(5), pages 965-979.
    18. Ana Guzmán Ruiz & Meredith Dobbie & Rebekah Brown, 2017. "Insights and future directions of transdisciplinary practice in the urban water sector," Journal of Environmental Studies and Sciences, Springer;Association of Environmental Studies and Sciences, vol. 7(2), pages 251-263, June.
    19. Simone Gingrich & Martin Schmid & Thomas Dirnböck & Iwona Dullinger & Rita Garstenauer & Veronika Gaube & Helmut Haberl & Martin Kainz & Daniel Kreiner & Renate Mayer & Michael Mirtl & Oliver Sass & T, 2016. "Long-Term Socio-Ecological Research in Practice: Lessons from Inter- and Transdisciplinary Research in the Austrian Eisenwurzen," Sustainability, MDPI, vol. 8(8), pages 1-14, August.
    20. Luis Antonio Orozco Castro, 2015. "Diversidad y heterogeneidad en redes de colaboración científica. Un estudio de las escuelas de administración de América Latina," Books, Universidad Externado de Colombia, Facultad de Administración de Empresas, edition 1, number 44, August.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:11:y:2019:i:23:p:6602-:d:289914. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.