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A New Method for State of Charge Estimation of Lithium-Ion Batteries Using Square Root Cubature Kalman Filter

Author

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  • Xiangyu Cui

    (State Key Laboratory of Advanced Design and Manufacture for Vehicle Body, Hunan University, Changsha 410082, China)

  • Zhu Jing

    (State Key Laboratory of Advanced Design and Manufacture for Vehicle Body, Hunan University, Changsha 410082, China
    Haima Automobile Group Co., Ltd., Haikou 570216, China)

  • Maji Luo

    (Hubei Key Laboratory of Advanced Technology for Automotive Components, Wuhan University of Technology, Wuhan 430070, China)

  • Yazhou Guo

    (Hubei Key Laboratory of Advanced Technology for Automotive Components, Wuhan University of Technology, Wuhan 430070, China)

  • Huimin Qiao

    (State Key Laboratory of Advanced Design and Manufacture for Vehicle Body, Hunan University, Changsha 410082, China)

Abstract

State of charge (SOC) is a key parameter for lithium-ion battery management systems. The square root cubature Kalman filter (SRCKF) algorithm has been developed to estimate the SOC of batteries. SRCKF calculates 2 n points that have the same weights according to cubature transform to approximate the mean of state variables. After these points are propagated by nonlinear functions, the mean and the variance of the capture can achieve third-order precision of the real values of the nonlinear functions. SRCKF directly propagates and updates the square root of the state covariance matrix in the form of Cholesky decomposition, guarantees the nonnegative quality of the covariance matrix, and avoids the divergence of the filter. Simulink models and the test bench of extended Kalman filter (EKF), Unscented Kalman filter (UKF), cubature Kalman filter (CKF) and SRCKF are built. Three experiments have been carried out to evaluate the performances of the proposed methods. The results of the comparison of accuracy, robustness, and convergence rate with EKF, UKF, CKF and SRCKF are presented. Compared with the traditional EKF, UKF and CKF algorithms, the SRCKF algorithm is found to yield better SOC estimation accuracy, higher robustness and better convergence rate.

Suggested Citation

  • Xiangyu Cui & Zhu Jing & Maji Luo & Yazhou Guo & Huimin Qiao, 2018. "A New Method for State of Charge Estimation of Lithium-Ion Batteries Using Square Root Cubature Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-21, January.
  • Handle: RePEc:gam:jeners:v:11:y:2018:i:1:p:209-:d:127083
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    References listed on IDEAS

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    Cited by:

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    4. Dong, Zhe & Liu, Miao & Guo, Zhiwu & Huang, Xiaojin & Zhang, Yajun & Zhang, Zuoyi, 2019. "Adaptive state-observer for monitoring flexible nuclear reactors," Energy, Elsevier, vol. 171(C), pages 893-909.
    5. Zhang, Yajun & Liu, Yajie & Wang, Jia & Zhang, Tao, 2022. "State-of-health estimation for lithium-ion batteries by combining model-based incremental capacity analysis with support vector regression," Energy, Elsevier, vol. 239(PB).
    6. Zhu, Rui & Duan, Bin & Zhang, Junming & Zhang, Qi & Zhang, Chenghui, 2020. "Co-estimation of model parameters and state-of-charge for lithium-ion batteries with recursive restricted total least squares and unscented Kalman filter," Applied Energy, Elsevier, vol. 277(C).
    7. Li, Kangqun & Zhou, Fei & Chen, Xing & Yang, Wen & Shen, Junjie & Song, Zebin, 2023. "State-of-charge estimation combination algorithm for lithium-ion batteries with Frobenius-norm-based QR decomposition modified adaptive cubature Kalman filter and H-infinity filter based on electro-th," Energy, Elsevier, vol. 263(PC).
    8. Zhongbao Wei & Feng Leng & Zhongjie He & Wenyu Zhang & Kaiyuan Li, 2018. "Online State of Charge and State of Health Estimation for a Lithium-Ion Battery Based on a Data–Model Fusion Method," Energies, MDPI, vol. 11(7), pages 1-16, July.
    9. Neha Bhushan & Saad Mekhilef & Kok Soon Tey & Mohamed Shaaban & Mehdi Seyedmahmoudian & Alex Stojcevski, 2022. "Overview of Model- and Non-Model-Based Online Battery Management Systems for Electric Vehicle Applications: A Comprehensive Review of Experimental and Simulation Studies," Sustainability, MDPI, vol. 14(23), pages 1-31, November.
    10. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    11. Guo, Yuanjun & Yang, Zhile & Liu, Kailong & Zhang, Yanhui & Feng, Wei, 2021. "A compact and optimized neural network approach for battery state-of-charge estimation of energy storage system," Energy, Elsevier, vol. 219(C).
    12. Zeyan Lv & Yanghong Xia & Junwei Chai & Miao Yu & Wei Wei, 2018. "Distributed Coordination Control Based on State-of-Charge for Bidirectional Power Converters in a Hybrid AC/DC Microgrid," Energies, MDPI, vol. 11(4), pages 1-15, April.
    13. Jing Hou & He He & Yan Yang & Tian Gao & Yifan Zhang, 2019. "A Variational Bayesian and Huber-Based Robust Square Root Cubature Kalman Filter for Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(9), pages 1-23, May.
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