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Linguistic metrics for patent disclosure: Evidence from university versus corporate patents

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  • Kong, Nancy
  • Dulleck, Uwe
  • Jaffe, Adam B.
  • Sun, Shupeng
  • Vajjala, Sowmya

Abstract

Encouraging disclosure is important for the patent system, yet the technical information in patent applications is often inadequate. We use algorithms from computational linguistics to quantify the effectiveness of disclosure in patent applications. Relying on the expectation that universities have more ability and incentive to disclose their inventions than corporations, we analyze 64 linguistic measures of patent applications, and show that university patents are more readable by 0.4 SD of a synthetic measure of readability. Results are robust to controlling for non-disclosure-related invention heterogeneity. The linguistic metrics are evaluated by a panel of “expert” student engineers and further examined by USPTO 112(a) – lack of disclosure – rejection. The ability to quantify disclosure opens new research paths and potentially facilitates improvement of disclosure.

Suggested Citation

  • Kong, Nancy & Dulleck, Uwe & Jaffe, Adam B. & Sun, Shupeng & Vajjala, Sowmya, 2023. "Linguistic metrics for patent disclosure: Evidence from university versus corporate patents," Research Policy, Elsevier, vol. 52(2).
  • Handle: RePEc:eee:respol:v:52:y:2023:i:2:s0048733322001913
    DOI: 10.1016/j.respol.2022.104670
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    Cited by:

    1. Büttner, Benjamin & Firat, Murat & Raiteri, Emilio, 2022. "Patents and knowledge diffusion," Research Policy, Elsevier, vol. 51(10).
    2. Dosi, Giovanni & Palagi, Elisa & Roventini, Andrea & Russo, Emanuele, 2023. "Do patents really foster innovation in the pharmaceutical sector? Results from an evolutionary, agent-based model," Journal of Economic Behavior & Organization, Elsevier, vol. 212(C), pages 564-589.
    3. Ashtor, Jonathan H., 2022. "Modeling patent clarity," Research Policy, Elsevier, vol. 51(2).
    4. Tania Babina & Alex Xi He & Sabrina T. Howell & Elisabeth Ruth Perlman & Joseph Staudt, 2020. "The Color of Money: Federal vs. Industry Funding of University Research," NBER Working Papers 28160, National Bureau of Economic Research, Inc.
    5. Kyle HIGHAM & NAGAOKA Sadao, 2022. "Language Barriers and the Speed of Knowledge Diffusion," Discussion papers 22074, Research Institute of Economy, Trade and Industry (RIETI).

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    More about this item

    Keywords

    Patent disclosure; Computational linguistic analysis; Readability; University patents; Corporate patents;
    All these keywords.

    JEL classification:

    • K11 - Law and Economics - - Basic Areas of Law - - - Property Law
    • O31 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Innovation and Invention: Processes and Incentives
    • O34 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Intellectual Property and Intellectual Capital

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