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Towards a theory of transformative social innovation: A relational framework and 12 propositions

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  • Pel, Bonno
  • Haxeltine, Alex
  • Avelino, Flor
  • Dumitru, Adina
  • Kemp, René
  • Bauler, Tom
  • Kunze, Iris
  • Dorland, Jens
  • Wittmayer, Julia
  • Jørgensen, Michael Søgaard

Abstract

This paper responds to the need in innovation research for conceptual clarity and solid theory on social innovation (SI). The paper conceptualizes SI as changing social relations, involving new ways of doing, knowing, framing and organizing, and theorizes transformative social innovation (TSI) as the process of SI challenging, altering, or replacing dominant institutions in a specific social-material context. Three advances towards TSI theory are proposed. First, we reflect epistemologically on the challenges of theory-building, and propose an appropriate research design and methodology. Middle-range theory is developed through iteration between theoretical insights and comparative empirical study of 20 transnational SI networks and about 100 associated initiatives. Second, we synthesize various innovation theories and social theories into a relational framework that articulates the distributed agency and institutional hybridization involved. Third, we formulate twelve propositions on the emergence of SI initiatives, on the development of SI ecosystems, on institutionalization processes, and on the historical shaping of SI. The paper ends with a critical assessment of the advances made, also identifying further challenges for TSI theory and practice.

Suggested Citation

  • Pel, Bonno & Haxeltine, Alex & Avelino, Flor & Dumitru, Adina & Kemp, René & Bauler, Tom & Kunze, Iris & Dorland, Jens & Wittmayer, Julia & Jørgensen, Michael Søgaard, 2020. "Towards a theory of transformative social innovation: A relational framework and 12 propositions," Research Policy, Elsevier, vol. 49(8).
  • Handle: RePEc:eee:respol:v:49:y:2020:i:8:s004873332030158x
    DOI: 10.1016/j.respol.2020.104080
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    1. Tim Strasser & Joop de Kraker & René Kemp, 2020. "Three Dimensions of Transformative Impact and Capacity: A Conceptual Framework Applied in Social Innovation Practice," Sustainability, MDPI, vol. 12(11), pages 1-40, June.
    2. Solis-Navarrete, José Alberto & Bucio-Mendoza, Saray & Paneque-Gálvez, Jaime, 2021. "What is not social innovation," Technological Forecasting and Social Change, Elsevier, vol. 173(C).
    3. Wegner, Douglas & Hölsgens, Rick & Bitencourt, Claudia Cristina, 2023. "Orchestrating collaborative networks for social innovation: Orchestrators' roles in socially innovative initiatives," Technological Forecasting and Social Change, Elsevier, vol. 195(C).
    4. Wittmayer, Julia M. & Avelino, Flor & Pel, Bonno & Campos, Inês, 2021. "Contributing to sustainable and just energy systems? The mainstreaming of renewable energy prosumerism within and across institutional logics," Energy Policy, Elsevier, vol. 149(C).
    5. Ploeg, Matthias & Knoben, Joris & Vermeulen, Patrick, 2022. "We are in it together: Communitarianism and the performance-innovation relationship✰," Research Policy, Elsevier, vol. 51(5).
    6. Calderini, Mario & Fia, Magali & Gerli, Francesco, 2023. "Organizing for transformative innovation policies: The role of social enterprises. Theoretical insights and evidence from Italy," Research Policy, Elsevier, vol. 52(7).
    7. Horstink, Lanka & Wittmayer, Julia M. & Ng, Kiat, 2021. "Pluralising the European energy landscape: Collective renewable energy prosumers and the EU's clean energy vision," Energy Policy, Elsevier, vol. 153(C).
    8. Reinauer, Tobias & Hansen, Ulrich Elmer, 2021. "Determinants of adoption in open-source hardware: A review of small wind turbines," Technovation, Elsevier, vol. 106(C).

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