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Pension Funds' Risk-Management Framework: Regulation and Supervisory Oversight

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  • Fiona Stewart

    (OECD)

Abstract

Drawing on the experience of the pensions and other financial sectors, this paper examines what sort of risk-management framework pension funds should have in place. Such frameworks are broken down into four main categories: management oversight and culture; strategy and risk assessment; control systems; and information and reporting. Ways in which supervisory authorities can check that such systems are operating are also considered, with a check list provided to assist pension supervisory authorities with their oversight of this important area. Cadre pour la gestion des risques des fonds de pension : réglementation et surveillance A partir de l’expérience du secteur des retraites et des autres activités financières, ce document examine le type de cadre de gestion des risques dont devraient être dotés les fonds de pension. Un tel cadre devrait reposer sur quatre grands piliers : surveillance de la gestion et culture de gestion ; stratégie et évaluation des risques ; systèmes de contrôle ; information et reporting. Ce document traite également des modalités de surveillance de ces systèmes par les instances de supervision et il contient une liste de référence à l’intention des autorités compétentes à l’égard des organismes de retraite.

Suggested Citation

  • Fiona Stewart, 2010. "Pension Funds' Risk-Management Framework: Regulation and Supervisory Oversight," OECD Working Papers on Insurance and Private Pensions 40, OECD Publishing.
  • Handle: RePEc:oec:dafaab:40-en
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    File URL: https://doi.org/10.1787/5kmlcz7qq3zx-en
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    More about this item

    Keywords

    contrôles internes; gestion des risques; internal controls; pensions; retraites; risk assessment; risk-management; évaluation des risques;

    JEL classification:

    • G23 - Financial Economics - - Financial Institutions and Services - - - Non-bank Financial Institutions; Financial Instruments; Institutional Investors
    • G32 - Financial Economics - - Corporate Finance and Governance - - - Financing Policy; Financial Risk and Risk Management; Capital and Ownership Structure; Value of Firms; Goodwill

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