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La crise de la régulation par la sanction ex post : les nouvelles voies de la régulation financière, de la crise des subprimes au trading haute fréquence

Author

Listed:
  • Frédéric Marty

    (GREDEG - Groupe de Recherche en Droit, Economie et Gestion - UNS - Université Nice Sophia Antipolis (1965 - 2019) - CNRS - Centre National de la Recherche Scientifique - UniCA - Université Côte d'Azur, CIRANO - Centre interuniversitaire de recherche en analyse des organisations - UQAM - Université du Québec à Montréal = University of Québec in Montréal)

  • Thierry Kirat

    (IRISSO - Institut de Recherche Interdisciplinaire en Sciences Sociales - Université Paris Dauphine-PSL - PSL - Université Paris sciences et lettres - INRAE - Institut National de Recherche pour l’Agriculture, l’Alimentation et l’Environnement)

  • Hugues Bouthinon-Dumas

    (ESSEC Business School)

  • Amir Rezaee

    (ISG - ISG International Business School [Paris])

Abstract

Unaltered operation of the financial markets and the protection of investors and savers require the implementation of financial regulation to prevent and punish illicit practices such as failure to comply with rules and market abuse. The increasing complexity of financial activities may make it more difficult to characterize unlawful practices and thus deter them by financial or pecuniary sanctions in litigation proceedings. This article explores the interests and limitations of three of the ways in which the financial regulator can respond to these challenges: the use of settlements, the implementation of procedural regulation strategies, and the use of algorithmic regulation devices

Suggested Citation

  • Frédéric Marty & Thierry Kirat & Hugues Bouthinon-Dumas & Amir Rezaee, 2020. "La crise de la régulation par la sanction ex post : les nouvelles voies de la régulation financière, de la crise des subprimes au trading haute fréquence," Post-Print halshs-02561198, HAL.
    • Handle: RePEc:hal:journl:halshs-02561198
    DOI: 10.3917/drs1.104.0071
    as

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