IDEAS home Printed from https://ideas.repec.org/p/arx/papers/2512.05559.html

A Unified AI System For Data Quality Control and DataOps Management in Regulated Environments

Author

Listed:
  • Devender Saini
  • Bhavika Jain
  • Nitish Ujjwal
  • Philip Sommer
  • Dan Romuald Mbanga
  • Dhagash Mehta

Abstract

In regulated domains such as finance, the integrity and governance of data pipelines are critical - yet existing systems treat data quality control (QC) as an isolated preprocessing step rather than a first-class system component. We present a unified AI-driven Data QC and DataOps Management framework that embeds rule-based, statistical, and AI-based QC methods into a continuous, governed layer spanning ingestion, model pipelines, and downstream applications. Our architecture integrates open-source tools with custom modules for profiling, audit logging, breach handling, configuration-driven policies, and dynamic remediation. We demonstrate deployment in a production-grade financial setup: handling streaming and tabular data across multiple asset classes and transaction streams, with configurable thresholds, cloud-native storage interfaces, and automated alerts. We show empirical gains in anomaly detection recall, reduction of manual remediation effort, and improved auditability and traceability in high-throughput data workflows. By treating QC as a system concern rather than an afterthought, our framework provides a foundation for trustworthy, scalable, and compliant AI pipelines in regulated environments.

Suggested Citation

  • Devender Saini & Bhavika Jain & Nitish Ujjwal & Philip Sommer & Dan Romuald Mbanga & Dhagash Mehta, 2025. "A Unified AI System For Data Quality Control and DataOps Management in Regulated Environments," Papers 2512.05559, arXiv.org.
  • Handle: RePEc:arx:papers:2512.05559
    as

    Download full text from publisher

    File URL: http://arxiv.org/pdf/2512.05559
    File Function: Latest version
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. van Buuren, Stef & Groothuis-Oudshoorn, Karin, 2011. "mice: Multivariate Imputation by Chained Equations in R," Journal of Statistical Software, Foundation for Open Access Statistics, vol. 45(i03).
    2. Horton, Nicholas J. & Kleinman, Ken P., 2007. "Much Ado About Nothing: A Comparison of Missing Data Methods and Software to Fit Incomplete Data Regression Models," The American Statistician, American Statistical Association, vol. 61, pages 79-90, February.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Kristian Kleinke & Mark Stemmler & Jost Reinecke & Friedrich Lösel, 2011. "Efficient ways to impute incomplete panel data," AStA Advances in Statistical Analysis, Springer;German Statistical Society, vol. 95(4), pages 351-373, December.
    2. Yi-Sheng Chao & Hsing-Chien Wu & Chao-Jung Wu & Wei-Chih Chen, 2018. "Index or illusion: The case of frailty indices in the Health and Retirement Study," PLOS ONE, Public Library of Science, vol. 13(7), pages 1-19, July.
    3. Göran Kauermann & Mehboob Ali, 2021. "Semi-parametric regression when some (expensive) covariates are missing by design," Statistical Papers, Springer, vol. 62(4), pages 1675-1696, August.
    4. repec:jss:jstsof:45:i03 is not listed on IDEAS
    5. Hapfelmeier, A. & Ulm, K., 2014. "Variable selection by Random Forests using data with missing values," Computational Statistics & Data Analysis, Elsevier, vol. 80(C), pages 129-139.
    6. Lena Walther & Lukas M. Fuchs & Jürgen Schupp & Christian von Scheve, 2019. "Living Conditions and the Mental Health and Well-being of Refugees: Evidence from a Representative German Panel Study," SOEPpapers on Multidisciplinary Panel Data Research 1029, DIW Berlin, The German Socio-Economic Panel (SOEP).
    7. Noémi Kreif & Richard Grieve & Iván Díaz & David Harrison, 2015. "Evaluation of the Effect of a Continuous Treatment: A Machine Learning Approach with an Application to Treatment for Traumatic Brain Injury," Health Economics, John Wiley & Sons, Ltd., vol. 24(9), pages 1213-1228, September.
    8. Abhilash Bandam & Eedris Busari & Chloi Syranidou & Jochen Linssen & Detlef Stolten, 2022. "Classification of Building Types in Germany: A Data-Driven Modeling Approach," Data, MDPI, vol. 7(4), pages 1-23, April.
    9. repec:jss:jstsof:45:i04 is not listed on IDEAS
    10. Boonstra Philip S. & Little Roderick J.A. & West Brady T. & Andridge Rebecca R. & Alvarado-Leiton Fernanda, 2021. "A Simulation Study of Diagnostics for Selection Bias," Journal of Official Statistics, Sciendo, vol. 37(3), pages 751-769, September.
    11. Lin Lin & Rachel L Spreng & Kelly E Seaton & S Moses Dennison & Lindsay C Dahora & Daniel J Schuster & Sheetal Sawant & Peter B Gilbert & Youyi Fong & Neville Kisalu & Andrew J Pollard & Georgia D Tom, 2024. "GeM-LR: Discovering predictive biomarkers for small datasets in vaccine studies," PLOS Computational Biology, Public Library of Science, vol. 20(11), pages 1-23, November.
    12. Rapp, Hannah & Fredrick, Stephanie & Nickerson, Amanda, 2025. "Cyber victimization reports between parents and children: an examination of agreement predictors," Children and Youth Services Review, Elsevier, vol. 177(C).
    13. Christopher J Greenwood & George J Youssef & Primrose Letcher & Jacqui A Macdonald & Lauryn J Hagg & Ann Sanson & Jenn Mcintosh & Delyse M Hutchinson & John W Toumbourou & Matthew Fuller-Tyszkiewicz &, 2020. "A comparison of penalised regression methods for informing the selection of predictive markers," PLOS ONE, Public Library of Science, vol. 15(11), pages 1-14, November.
    14. Liangyuan Hu & Lihua Li, 2022. "Using Tree-Based Machine Learning for Health Studies: Literature Review and Case Series," IJERPH, MDPI, vol. 19(23), pages 1-13, December.
    15. Norah Alyabs & Sy Han Chiou, 2022. "The Missing Indicator Approach for Accelerated Failure Time Model with Covariates Subject to Limits of Detection," Stats, MDPI, vol. 5(2), pages 1-13, May.
    16. Feldkircher, Martin, 2014. "The determinants of vulnerability to the global financial crisis 2008 to 2009: Credit growth and other sources of risk," Journal of International Money and Finance, Elsevier, vol. 43(C), pages 19-49.
    17. repec:plo:pone00:0154450 is not listed on IDEAS
    18. Eunsil Seok & Akhgar Ghassabian & Yuyan Wang & Mengling Liu, 2024. "Statistical Methods for Modeling Exposure Variables Subject to Limit of Detection," Statistics in Biosciences, Springer;International Chinese Statistical Association, vol. 16(2), pages 435-458, July.
    19. Ida Kubiszewski & Kenneth Mulder & Diane Jarvis & Robert Costanza, 2022. "Toward better measurement of sustainable development and wellbeing: A small number of SDG indicators reliably predict life satisfaction," Sustainable Development, John Wiley & Sons, Ltd., vol. 30(1), pages 139-148, February.
    20. Georges Steffgen & Philipp E. Sischka & Martha Fernandez de Henestrosa, 2020. "The Quality of Work Index and the Quality of Employment Index: A Multidimensional Approach of Job Quality and Its Links to Well-Being at Work," IJERPH, MDPI, vol. 17(21), pages 1-31, October.
    21. Christopher Kath & Florian Ziel, 2018. "The value of forecasts: Quantifying the economic gains of accurate quarter-hourly electricity price forecasts," Papers 1811.08604, arXiv.org.
    22. Esef Hakan Toytok & Sungur Gürel, 2019. "Does Project Children’s University Increase Academic Self-Efficacy in 6th Graders? A Weak Experimental Design," Sustainability, MDPI, vol. 11(3), pages 1-12, February.
    23. Louis Anthony (Tony) Cox, Jr & Douglas A. Popken, 2008. "Overcoming Confirmation Bias in Causal Attribution: A Case Study of Antibiotic Resistance Risks," Risk Analysis, John Wiley & Sons, vol. 28(5), pages 1155-1172, October.

    More about this item

    NEP fields

    This paper has been announced in the following NEP Reports:

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:arx:papers:2512.05559. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: arXiv administrators (email available below). General contact details of provider: http://arxiv.org/ .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.