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Compliance-Management im US-Exportrecht

In: OFAC Settlement Agreements

Author

Listed:
  • Darius O. Schindler

    (CiTEX Forschungsgesellschaft mbH)

Abstract

ZusammenfassungDas Kapitel ordnet Compliance-Management als operatives Kerninstrument zur Beherrschung der Risiken aus US-Exportkontrolle und US-Sanktionen ein. Es zeigt, dass sich trotz unterschiedlicher Quellen – Wassenaar-Best-Practices, Nunn-Wolfowitz-Report, BIS Export Compliance Guidelines, OFAC Enforcement Guidelines und OFAC Compliance Framework sowie die Tri-Seal Compliance Note (2024) – ein konsistenter Mindeststandard herausbildet: Management Commitment, risikobasierte Analyse, wirksame interne Kontrollen, Screening und Genehmigungsprozesse, Dokumentation/Recordkeeping, Schulung sowie Testing/Audits und Korrekturmaßnahmen. Für Nicht-US-Unternehmen folgt daraus die Notwendigkeit eines integrierten ICP, das Exportkontrolle und Sanktionscompliance gemeinsam abdeckt und durch die US-Enforcement-Praxis faktisch zum globalen Erwartungsmaßstab geworden ist.

Suggested Citation

  • Darius O. Schindler, 2026. "Compliance-Management im US-Exportrecht," Springer Books, in: OFAC Settlement Agreements, chapter 6, pages 37-51, Springer.
    • Handle: RePEc:spr:sprchp:978-3-658-50017-7_6
    DOI: 10.1007/978-3-658-50017-7_6
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