IDEAS home Printed from https://ideas.repec.org/a/sae/risrel/v237y2023i1p16-28.html

Using LSTM neural network to predict remaining useful life of electrolytic capacitors in dynamic operating conditions

Author

Listed:
  • Ameneh Forouzandeh Shahraki
  • Sameer Al-Dahidi
  • Ali Rahim Taleqani
  • Om Prakash Yadav

Abstract

A critical aspect for prognostics and health management is the prediction of the remaining useful life (RUL). The existing RUL prediction techniques for aluminum electrolytic capacitors mostly assume the operating conditions remain constant for the entire prediction timeline. In practice, the electrolytic capacitors experience large variations in operating conditions during their lifetime that influence their degradation process and RUL. This paper proposes a RUL prediction method based on deep learning. The proposed framework uses the original condition monitoring and operating condition data without the necessity of assuming any particular type of degradation process and, therefore, avoiding the requirement of establishing link between model parameters and operating conditions. The proposed framework first identifies the degrading point and then develops the Long Short-Term Memory (LSTM) model to predict the RUL of capacitors. The LSTM-based method can reduce the computational time and complexity while ensuring high prediction performance. Its effectiveness is demonstrated by utilizing the simulated degradation process and temperature condition time-series of aluminum electrolytic capacitors used in electric vehicle powertrain.

Suggested Citation

  • Ameneh Forouzandeh Shahraki & Sameer Al-Dahidi & Ali Rahim Taleqani & Om Prakash Yadav, 2023. "Using LSTM neural network to predict remaining useful life of electrolytic capacitors in dynamic operating conditions," Journal of Risk and Reliability, , vol. 237(1), pages 16-28, February.
  • Handle: RePEc:sae:risrel:v:237:y:2023:i:1:p:16-28
    DOI: 10.1177/1748006X221087503
    as

    Download full text from publisher

    File URL: https://journals.sagepub.com/doi/10.1177/1748006X221087503
    Download Restriction: no

    File URL: https://libkey.io/10.1177/1748006X221087503?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Maximilian Hoffmann & Leander Kotzur & Detlef Stolten & Martin Robinius, 2020. "A Review on Time Series Aggregation Methods for Energy System Models," Energies, MDPI, vol. 13(3), pages 1-61, February.
    2. An, Dawn & Kim, Nam H. & Choi, Joo-Ho, 2015. "Practical options for selecting data-driven or physics-based prognostics algorithms with reviews," Reliability Engineering and System Safety, Elsevier, vol. 133(C), pages 223-236.
    3. Linkan Bian & Nagi Gebraeel & Jeffrey P. Kharoufeh, 2015. "Degradation modeling for real-time estimation of residual lifetimes in dynamic environments," IISE Transactions, Taylor & Francis Journals, vol. 47(5), pages 471-486, May.
    4. Qianhui Wu & Keqin Ding & Biqing Huang, 2020. "Approach for fault prognosis using recurrent neural network," Journal of Intelligent Manufacturing, Springer, vol. 31(7), pages 1621-1633, October.
    5. Chen, Jinglong & Jing, Hongjie & Chang, Yuanhong & Liu, Qian, 2019. "Gated recurrent unit based recurrent neural network for remaining useful life prediction of nonlinear deterioration process," Reliability Engineering and System Safety, Elsevier, vol. 185(C), pages 372-382.
    6. Hameed, Z. & Hong, Y.S. & Cho, Y.M. & Ahn, S.H. & Song, C.K., 2009. "Condition monitoring and fault detection of wind turbines and related algorithms: A review," Renewable and Sustainable Energy Reviews, Elsevier, vol. 13(1), pages 1-39, January.
    7. John A. Flory & Jeffrey P. Kharoufeh & Nagi Z. Gebraeel, 2014. "A switching diffusion model for lifetime estimation in randomly varying environments," IISE Transactions, Taylor & Francis Journals, vol. 46(11), pages 1227-1241, November.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zongyao Wang & Wei Shangguan & Zhiqiang Xu & Cong Peng & Enrico Zio & Baigen Cai, 2026. "A predictive maintenance strategy for multi-component systems based on uncertain process and CEEMDAN-LS: A case study on lithium-Ion Batteries," Journal of Risk and Reliability, , vol. 240(1), pages 64-80, February.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Li, Naipeng & Gebraeel, Nagi & Lei, Yaguo & Bian, Linkan & Si, Xiaosheng, 2019. "Remaining useful life prediction of machinery under time-varying operating conditions based on a two-factor state-space model," Reliability Engineering and System Safety, Elsevier, vol. 186(C), pages 88-100.
    2. Zang, Yu & Shangguan, Wei & Cai, Baigen & Wang, Huasheng & Pecht, Michael. G., 2021. "Hybrid remaining useful life prediction method. A case study on railway D-cables," Reliability Engineering and System Safety, Elsevier, vol. 213(C).
    3. Prakash, Om & Samantaray, Arun Kumar, 2021. "Prognosis of Dynamical System Components with Varying Degradation Patterns using model–data–fusion," Reliability Engineering and System Safety, Elsevier, vol. 213(C).
    4. Jingyuan Shen & Lirong Cui, 2017. "Reliability performance for dynamic multi-state repairable systems with regimes," IISE Transactions, Taylor & Francis Journals, vol. 49(9), pages 911-926, September.
    5. Zhang, Zhengxin & Si, Xiaosheng & Hu, Changhua & Lei, Yaguo, 2018. "Degradation data analysis and remaining useful life estimation: A review on Wiener-process-based methods," European Journal of Operational Research, Elsevier, vol. 271(3), pages 775-796.
    6. Yu Mo & Liang Li & Biqing Huang & Xiu Li, 2023. "Few-shot RUL estimation based on model-agnostic meta-learning," Journal of Intelligent Manufacturing, Springer, vol. 34(5), pages 2359-2372, June.
    7. Altinpulluk, Nur Banu & Altinpulluk, Deniz & Yildirim, Murat & Zhao, Shijia & Qiu, Feng & Greco, Aaron, 2025. "A survey on degradation modeling, prognosis, and prognostics-driven maintenance in wind energy systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 211(C).
    8. de Guibert, Paul & Shirizadeh, Behrang & Quirion, Philippe, 2020. "Variable time-step: A method for improving computational tractability for energy system models with long-term storage," Energy, Elsevier, vol. 213(C).
    9. Zhihui Feng & Yaozhong Zhang & Jiaqi Liu & Tao Wang & Ping Cai & Lixiong Xu, 2025. "Analysis of Renewable Energy Absorption Potential via Security-Constrained Power System Production Simulation," Energies, MDPI, vol. 18(11), pages 1-24, June.
    10. Basora, Luis & Viens, Arthur & Chao, Manuel Arias & Olive, Xavier, 2025. "A benchmark on uncertainty quantification for deep learning prognostics," Reliability Engineering and System Safety, Elsevier, vol. 253(C).
    11. Chen, Zhelun & O’Neill, Zheng & Wen, Jin & Pradhan, Ojas & Yang, Tao & Lu, Xing & Lin, Guanjing & Miyata, Shohei & Lee, Seungjae & Shen, Chou & Chiosa, Roberto & Piscitelli, Marco Savino & Capozzoli, , 2023. "A review of data-driven fault detection and diagnostics for building HVAC systems," Applied Energy, Elsevier, vol. 339(C).
    12. Beganovic, Nejra & Söffker, Dirk, 2016. "Structural health management utilization for lifetime prognosis and advanced control strategy deployment of wind turbines: An overview and outlook concerning actual methods, tools, and obtained results," Renewable and Sustainable Energy Reviews, Elsevier, vol. 64(C), pages 68-83.
    13. Jiang, Deyin & Chen, Tianyu & Xie, Juanzhang & Cui, Weimin & Song, Bifeng, 2023. "A mechanical system reliability degradation analysis and remaining life estimation method——With the example of an aircraft hatch lock mechanism," Reliability Engineering and System Safety, Elsevier, vol. 230(C).
    14. Habibi, Hamed & Howard, Ian & Simani, Silvio, 2019. "Reliability improvement of wind turbine power generation using model-based fault detection and fault tolerant control: A review," Renewable Energy, Elsevier, vol. 135(C), pages 877-896.
    15. Xu, Zhiqiang & Zhang, Yujie & Miao, Qiang, 2024. "An attention-based multi-scale temporal convolutional network for remaining useful life prediction," Reliability Engineering and System Safety, Elsevier, vol. 250(C).
    16. Yang, Tongguang & Wu, Dailin & Qiu, Songrui & Guo, Shuaiping & Li, Xuejun & Han, Qingkai, 2025. "The STAP-Net: A new health perception and prediction framework for bearing-rotor systems under special working conditions," Reliability Engineering and System Safety, Elsevier, vol. 254(PB).
    17. Wen, Yuxin & Wu, Jianguo & Das, Devashish & Tseng, Tzu-Liang(Bill), 2018. "Degradation modeling and RUL prediction using Wiener process subject to multiple change points and unit heterogeneity," Reliability Engineering and System Safety, Elsevier, vol. 176(C), pages 113-124.
    18. Ta, Yuntian & Li, Yanfeng & Cai, Wenan & Zhang, Qianqian & Wang, Zhijian & Dong, Lei & Du, Wenhua, 2023. "Adaptive staged remaining useful life prediction method based on multi-sensor and multi-feature fusion," Reliability Engineering and System Safety, Elsevier, vol. 231(C).
    19. Li, Yuanfu & Chen, Yifan & Shao, Haonan & Zhang, Huisheng, 2023. "A novel dual attention mechanism combined with knowledge for remaining useful life prediction based on gated recurrent units," Reliability Engineering and System Safety, Elsevier, vol. 239(C).
    20. Theresa Liegl & Simon Schramm & Philipp Kuhn & Thomas Hamacher, 2023. "Considering Socio-Technical Parameters in Energy System Models—The Current Status and Next Steps," Energies, MDPI, vol. 16(20), pages 1-19, October.

    More about this item

    Keywords

    ;
    ;
    ;
    ;

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:sae:risrel:v:237:y:2023:i:1:p:16-28. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: SAGE Publications (email available below). General contact details of provider: .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.