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Ein Erfahrungsbericht der Volksbank Mittelhessen eG bei der Umsetzung von Compliance

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  • Hanker Peter

    (seit 2001 Vorstandssprecher der Volksbank Mittelhessen eG sowie Mitherausgeber diverser Fachzeitschriften („Bankpraktiker“; „Bank und Markt“) und Autor mehrerer Wirtschaftsbücher.)

  • Müller Silke

    (arbeitet im Bereich Beauftragtenwesen der Volksbank Mittelhessen eG als Compliance-Beauftragte und betreut die Aufgabengebiete Compliance, Dokumentation, Direktbanking sowie steuerliche Fragen.)

  • Wagner Benjamin

    (ist im Zentralen Vertrieb der Volksbank Mittelhessen eG tätig.)

Abstract

This field report prepared by the Volksbank Mittelhessen eG addresses the requirements related to the introduction of MaComp, the requirements of the compliance function, and highlights the activities, qualifications, and tasks of a corresponding position. In addition, we discuss the operating experiences and the challenges regarding the sensitisation of employees, and the implications for the departments affected. Finally, we provide an outlook on the pending MaRisk-compliance.

Suggested Citation

  • Hanker Peter & Müller Silke & Wagner Benjamin, 2014. "Ein Erfahrungsbericht der Volksbank Mittelhessen eG bei der Umsetzung von Compliance," Zeitschrift für das gesamte Genossenschaftswesen, De Gruyter, vol. 64(2), pages 147-158, June.
    • Handle: RePEc:bpj:zfgewe:v:64:y:2014:i:2:p:147-158:n:9
    DOI: 10.1515/zfgg-2014-0209
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