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Financial compliance in the AI era: Overcoming risks and seizing opportunities

Author

Listed:
  • Madureira, Micaela

    (Head of Compliance, Banco Carregosa, Portugal)

Abstract

Risk management is a cornerstone of financial compliance, requiring institutions to integrate risk considerations into their strategic frameworks. This paper advocates for a holistic approach to compliance risk management, emphasising the importance of cultivating an appropriate organisational culture, utilising advanced tools and ensuring the presence of skilled human resources. By fostering collaboration, selecting relevant structured and unstructured data and leveraging emerging technologies, financial institutions can strengthen their resilience and effectively navigate evolving regulatory demands. This paper delves into the pivotal role of compliance specialists in shaping the future of financial risk management, offering a structured framework to enhance organisational resilience and compliance in the face of new challenges. It also explores the role of artificial intelligence (AI) and its application in compliance risk management, including the regulatory frameworks governing AI technologies and their role in minimising compliance risks. This article is also included in The Business & Management Collection which can be accessed at https://hstalks.com/business/.

Suggested Citation

  • Madureira, Micaela, 2025. "Financial compliance in the AI era: Overcoming risks and seizing opportunities," Journal of Financial Compliance, Henry Stewart Publications, vol. 9(1), pages 7-16, August.
    • Handle: RePEc:aza:jfc000:y:2025:v:9:i:1:p:7-16
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    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K2 - Law and Economics - - Regulation and Business Law

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