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Simplifying US state-level obligations to help achieve compliance certainty

Author

Listed:
  • Stewart, Kris

    (Senior Director, Wolters Kluwer, USA)

  • Duffus, Elaine F.

    (Senior Specialised Consultant, Wolters Kluwer, USA)

Abstract

This paper provides key insights into how expert augmented intelligence helps simplify and refine state compliance obligation management with dynamic technology. Learn strategies to help financial institutions overcome four unique pain points of achieving complete compliance confidence. Readers will learn how top banks are able to reduce reliance on third-party legal firms, connect various components of regulatory change management together and gain a strategic perspective on how that impact is realised.

Suggested Citation

  • Stewart, Kris & Duffus, Elaine F., 2023. "Simplifying US state-level obligations to help achieve compliance certainty," Journal of Financial Compliance, Henry Stewart Publications, vol. 7(1), pages 75-81, October.
    • Handle: RePEc:aza:jfc000:y:2023:v:7:i:1:p:75-81
    as

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    More about this item

    Keywords

    state obligation management; regulatory change; regulatory compliance; artificial intelligence; state-level legal and regulatory compliance;
    All these keywords.

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K2 - Law and Economics - - Regulation and Business Law

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