IDEAS home Printed from https://ideas.repec.org/a/aza/jfc000/y2020v3i3p255-261.html
   My bibliography  Save this article

The compliance and ethics officer of the future: What skills are necessary?

Author

Listed:
  • Krenitsky, John

    (Chief Compliance Officer, The Federal Home Loan Mortgage Corporation, USA)

Abstract

This paper discusses the attributes of and the skills necessary to achieve an effective compliance and ethics programme. In doing so, it explores how and some of the reasons why the role of compliance has evolved over the past 20 years and how the role of a Compliance and Ethics Officer has expanded from being a knowledgeable, technical expert over legal and regulatory requirements to leading a corporate-wide programme containing several disciplines. The paper may help regulatory and supervisory agencies guide the institutions they supervise to understand the valuable role and appropriate organisational position of Compliance and Ethics Officers to encourage a full seat at the executive table. It may also help institutions of higher education develop curricula to help better prepare the Compliance and Ethics Officers of the future.

Suggested Citation

  • Krenitsky, John, 2020. "The compliance and ethics officer of the future: What skills are necessary?," Journal of Financial Compliance, Henry Stewart Publications, vol. 3(3), pages 255-261, March.
    • Handle: RePEc:aza:jfc000:y:2020:v:3:i:3:p:255-261
    as

    Download full text from publisher

    File URL: https://hstalks.com/article/5474/download/
    Download Restriction: Requires a paid subscription for full access.
    File URL: https://hstalks.com/article/5474/
    Download Restriction: Requires a paid subscription for full access.
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    More about this item

    Keywords

    compliance and ethics programme elements; skills needed for compliance and ethics programme; leadership skills; importance of communicating inspiring messages;
    All these keywords.

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K2 - Law and Economics - - Regulation and Business Law

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:aza:jfc000:y:2020:v:3:i:3:p:255-261. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    We have no bibliographic references for this item. You can help adding them by using this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Henry Stewart Talks (email available below). General contact details of provider: .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.