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Disparity, Shortfall, and Twice-Endogenous HARA Utility

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Author Info
Walker, Todd
Haley, M. Ryan
McGee, M. Kevin

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Abstract

We demonstrate that shortfall-minimizing portfolio selection based on the Cressie- Read family of divergence measures maps to the HARA family. This means that all HARA utility functions can be interpreted as “endogenous” in the sense described in Stutzer (2003), and that traditional HARA expected utility maximization has an analog to the behavioral notion that an investor seeks to organize their selection of assets to minimize the probability of realizing a return below some pre-determined target or benchmark rate. We show that not only do risk aversion parameters arise endogenously, given the choice set, but that the type of risk aversion, relative or constant, is also determined endogenously. We also connect this approach to portfolio selection to some topics in behavioral economics.

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Publisher Info
Paper provided by University Library of Munich, Germany in its series MPRA Paper with number 17139.

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Date of creation: 06 Sep 2009
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Handle: RePEc:pra:mprapa:17139

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Related research
Keywords: Entropy; Measure Change; Cressie-Read; Endogenous Utility; Benchmark;

Find related papers by JEL classification:
G11 - Financial Economics - - General Financial Markets - - - Portfolio Choice; Investment Decisions

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References listed on IDEAS
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  1. Bawa, Vijay S, 1976. "Admissible Portfolios for All Individuals," Journal of Finance, American Finance Association, vol. 31(4), pages 1169-83, September. [Downloadable!] (restricted)
  2. Basu, Ayanendranath & Park, Chanseok & Lindsay, Bruce G. & Li, Haihong, 2004. "Some variants of minimum disparity estimation," Computational Statistics & Data Analysis, Elsevier, vol. 45(4), pages 741-763, May. [Downloadable!] (restricted)
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This page was last updated on 2009-12-4.


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