IDEAS home Printed from https://ideas.repec.org/p/osf/socarx/w6usk.html
   My bibliography  Save this paper

Local participatory budgeting in a multilevel government – an institutional analysis of Ecuadorian municipal expenditure policies

Author

Listed:
  • Droste, Nils

    (Lund University)

  • Lienhoop, Nele
  • Hansjürgens, Bernd

Abstract

This paper analyses participatory budgeting in multilevel governance settings. The Institutional Development and Analysis framework is applied to evaluate two Ecuadorian municipal case studies. Here, participatory budgeting piloted bottom-up institutions to include citizens’ preferences in the allocation of local government expenditures. To formalize and up-scale these local innovations, participatory budgeting became a requirement for all government levels under the 2008 constitution. Higher government level requirements for planning subsequently introduced conflicting demands on decentral budgetary processes and led to partial re-centralization of municipal investment planning. The study thus exemplifies difficulties of i) vertical policy coordination in multilevel participatory budgeting and ii) integrating long-term planning in yearly participatory budgeting investment decisions. These problems need to be resolved to facilitate legitimate and effective participatory budgeting in multilevel governments.

Suggested Citation

  • Droste, Nils & Lienhoop, Nele & Hansjürgens, Bernd, 2021. "Local participatory budgeting in a multilevel government – an institutional analysis of Ecuadorian municipal expenditure policies," SocArXiv w6usk, Center for Open Science.
    • Handle: RePEc:osf:socarx:w6usk
    DOI: 10.31219/osf.io/w6usk
    as

    Download full text from publisher

    File URL: https://osf.io/download/610a59b1e38013013d960e27/
    Download Restriction: no
    File URL: https://libkey.io/10.31219/osf.io/w6usk?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Elinor Ostrom, 2010. "Beyond Markets and States: Polycentric Governance of Complex Economic Systems," American Economic Review, American Economic Association, vol. 100(3), pages 641-672, June.
    2. Jack S. Levy, 2008. "Case Studies: Types, Designs, and Logics of Inference," Conflict Management and Peace Science, Peace Science Society (International), vol. 25(1), pages 1-18, February.
    3. Björn Tyrefors Hinnerich & Per Pettersson‐Lidbom, 2014. "Democracy, Redistribution, and Political Participation: Evidence From Sweden 1919–1938," Econometrica, Econometric Society, vol. 82(3), pages 961-993, May.
    4. Faguet, Jean-Paul, 2004. "Does decentralization increase government responsiveness to local needs?: Evidence from Bolivia," Journal of Public Economics, Elsevier, vol. 88(3-4), pages 867-893, March.
    5. Charles M. Tiebout, 1956. "A Pure Theory of Local Expenditures," Journal of Political Economy, University of Chicago Press, vol. 64(5), pages 416-416.
    6. de Mello, Luiz Jr, 2000. "Fiscal Decentralization and Intergovernmental Fiscal Relations: A Cross-Country Analysis," World Development, Elsevier, vol. 28(2), pages 365-380, February.
    7. Michael McGinnis & James Walker, 2010. "Foundations of the Ostrom workshop: institutional analysis, polycentricity, and self-governance of the commons," Public Choice, Springer, vol. 143(3), pages 293-301, June.
    8. Pranab Bardhan, 2002. "Decentralization of Governance and Development," Journal of Economic Perspectives, American Economic Association, vol. 16(4), pages 185-205, Fall.
    9. Theesfeld, Insa & Dufhues, Tom & Buchenrieder, Gertrud, 2017. "The effects of rules on local political decision-making processes: How can rules facilitate participation?," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 50(4), pages 675-696.
    10. Hendrik Ewens & Joris van der Voet, 2019. "Organizational complexity and participatory innovation: participatory budgeting in local government," Public Management Review, Taylor & Francis Journals, vol. 21(12), pages 1848-1866, December.
    11. Bland, Gary, 2011. "Supporting Post-conflict Democratic Development? External Promotion of Participatory Budgeting in El Salvador," World Development, Elsevier, vol. 39(5), pages 863-873, May.
    12. Weingast, Barry R., 2014. "Second Generation Fiscal Federalism: Political Aspects of Decentralization and Economic Development," World Development, Elsevier, vol. 53(C), pages 14-25.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Jorge Martinez-Vazquez & Santiago Lago-Peñas & Agnese Sacchi, 2017. "The Impact Of Fiscal Decentralization: A Survey," Journal of Economic Surveys, Wiley Blackwell, vol. 31(4), pages 1095-1129, September.
    2. Reingewertz, Yaniv, 2014. "Fiscal Decentralization - a Survey of the Empirical Literature," MPRA Paper 59889, University Library of Munich, Germany.
    3. Kis-Katos, Krisztina & Sjahrir, Bambang Suharnoko, 2017. "The impact of fiscal and political decentralization on local public investment in Indonesia," Journal of Comparative Economics, Elsevier, vol. 45(2), pages 344-365.
    4. Emilie Caldeira & Martial Foucault & Gregoire Rota-Graziosi, 2015. "Decentralization in Africa and the nature of local governments’ competition: evidence from Benin," International Tax and Public Finance, Springer;International Institute of Public Finance, vol. 22(6), pages 1048-1076, December.
    5. Ricardo Dahis & Christiane Szerman, 2023. "Decentralizing Development: Evidence from Government Splits," Monash Economics Working Papers 2023-18, Monash University, Department of Economics.
    6. Tristan Canare, 2021. "Decentralization and welfare: theory and an empirical analysis using Philippine data," Public Sector Economics, Institute of Public Finance, vol. 45(1), pages 93-123.
    7. Mandel Philipp & Süssmuth Bernd, 2015. "Public Education, Accountability, and Yardstick Competition in a Federal System," The B.E. Journal of Economic Analysis & Policy, De Gruyter, vol. 15(4), pages 1679-1703, October.
    8. Nils Droste & Claudia Becker & Irene Ring & Rui Santos, 2018. "Decentralization Effects in Ecological Fiscal Transfers: A Bayesian Structural Time Series Analysis for Portugal," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 71(4), pages 1027-1051, December.
    9. repec:hal:spmain:info:hdl:2441/7o52iohb7k6srk09ni5kl0m3m is not listed on IDEAS
    10. Andrea Filippetti & Giovanni Cerulli, 2014. "Decentralization and the quality of local governments: Evidence in European regions with a dose-response approach," ERSA conference papers ersa14p367, European Regional Science Association.
    11. Uchimura, Hiroko & Jütting, Johannes P., 2009. "Fiscal Decentralization, Chinese Style: Good for Health Outcomes?," World Development, Elsevier, vol. 37(12), pages 1926-1934, December.
    12. Droste, Nils & Becker, Claudia & Ring, Irene & Santos, Rui, 2017. "Decentralization effects in ecological fiscal transfers: The case of Portugal," UFZ Discussion Papers 3/2017, Helmholtz Centre for Environmental Research (UFZ), Division of Social Sciences (ÖKUS).
    13. Agnese Sacchi & Simone Salotti, 2016. "A Comprehensive Analysis of Expenditure Decentralization and of the Composition of Local Public Spending," Regional Studies, Taylor & Francis Journals, vol. 50(1), pages 93-109, January.
    14. Dahis, Ricardo & Szerman, Christiane, 2024. "Decentralizing Development: Evidence from Government Splits," IZA Discussion Papers 16761, Institute of Labor Economics (IZA).
    15. Santiago Lago-Peñas & Agnese Sacchi & Pablo Simon-Cosano, 2014. "Who honor the rules of federalism? Party system nationalization and fiscal performance," Working Papers. Collection A: Public economics, governance and decentralization 1409, Universidade de Vigo, GEN - Governance and Economics research Network.
    16. Joseph J. Capuno, 2005. "The quality of local governance and development under decentralization in the Philippines," UP School of Economics Discussion Papers 200506, University of the Philippines School of Economics.
    17. Benjamin Larin & Bernd Süssmuth, 2014. "Fiscal Autonomy and Fiscal Sustainability: Subnational Taxation and Public Indebtedness in Contemporary Spain," CESifo Working Paper Series 4726, CESifo.
    18. Tiwari, Smriti, 2017. "Does Local Development Influence Outmigration Decisions? Evidence from Indonesia," World Development, Elsevier, vol. 93(C), pages 108-124.
    19. Grégoire ROTA-GRAZIOSI & Emilie CALDEIRA, 2014. "La décentralisation dans les pays en développement : une revue de la littérature - Decentralization in developing countries: A literature review," Working Papers 201411, CERDI.
    20. Andrea Filippetti & Giovanni Cerulli, 2018. "Are local public services better delivered in more autonomous regions? Evidence from European regions using a dose‐response approach," Papers in Regional Science, Wiley Blackwell, vol. 97(3), pages 801-826, August.
    21. Emilie Caldeira & Martial Foucault & Grégoire Rota-Graziosi, 2014. "Does Decentralization Facilitate Access to Poverty-Related Services? Evidence from Benin," NBER Chapters, in: African Successes, Volume I: Government and Institutions, pages 57-102, National Bureau of Economic Research, Inc.

    More about this item

    NEP fields

    This paper has been announced in the following NEP Reports:

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:osf:socarx:w6usk. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: OSF (email available below). General contact details of provider: https://arabixiv.org .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.