IDEAS home Printed from https://ideas.repec.org/a/spr/soinre/v152y2020i3d10.1007_s11205-020-02479-5.html
   My bibliography  Save this article

Measuring Household Resilience in Hazard-Prone Mountain Areas: A Capacity-Based Approach

Author

Listed:
  • Jing Tan

    (Southwestern University of Finance and Economics)

  • Li Peng

    (Sichuan Normal University
    Sichuan Normal University)

  • Shili Guo

    (Southwestern University of Finance and Economics)

Abstract

Assessment of the disaster resilience index (DRI) is an effective decision support tool for managing natural disasters. This study holds that disaster resilience is a dynamic process accompanied by coping capacity, adaptive capacity, and transformative capacity in different phases; therefore, we develop a three-dimensional capacity-based framework using seven indicators (including 38 subindicators) to map the multigoals for measuring resilience at the household level. Our data were acquired through questionnaire responses by 516 representative rural households in mountainous hazard-prone areas in Chongqing, China. The results reveal that more households are deemed “low resilience” and that geographical spatial differences exist in the DRI across the case regions. Several factors affecting the ability to survive, bounce back, and bounce forward from mountain hazards for rural households were found in China. The framework constructed in this paper offers a new perspective for a holistic understanding of disaster resilience.

Suggested Citation

  • Jing Tan & Li Peng & Shili Guo, 2020. "Measuring Household Resilience in Hazard-Prone Mountain Areas: A Capacity-Based Approach," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 152(3), pages 1153-1176, December.
    • Handle: RePEc:spr:soinre:v:152:y:2020:i:3:d:10.1007_s11205-020-02479-5
    DOI: 10.1007/s11205-020-02479-5
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11205-020-02479-5
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.
    File URL: https://libkey.io/10.1007/s11205-020-02479-5?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Alexandra Bec & Char-lee J. Moyle & Brent D. Moyle, 2019. "Community Resilience to Change: Development of an Index," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 142(3), pages 1103-1128, April.
    2. Quandt, Amy, 2018. "Measuring livelihood resilience: The Household Livelihood Resilience Approach (HLRA)," World Development, Elsevier, vol. 107(C), pages 253-263.
    3. Ashfaq Ahmad Shah & Jingzhong Ye & Muhammad Abid & Jahangir Khan & Syed Muhammad Amir, 2018. "Flood hazards: household vulnerability and resilience in disaster-prone districts of Khyber Pakhtunkhwa province, Pakistan," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 93(1), pages 147-165, August.
    4. J. Birkmann & O. Cardona & M. Carreño & A. Barbat & M. Pelling & S. Schneiderbauer & S. Kienberger & M. Keiler & D. Alexander & P. Zeil & T. Welle, 2013. "Framing vulnerability, risk and societal responses: the MOVE framework," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 67(2), pages 193-211, June.
    5. Li Peng & Jing Tan & Lei Lin & Dingde Xu, 2019. "Understanding sustainable disaster mitigation of stakeholder engagement: Risk perception, trust in public institutions, and disaster insurance," Sustainable Development, John Wiley & Sons, Ltd., vol. 27(5), pages 885-897, September.
    6. Shanshan Dai & Honggang Xu & Fangfang Chen, 2019. "A Hierarchical Measurement Model of Perceived Resilience of Urban Tourism Destination," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 145(2), pages 777-804, September.
    7. C. Emdad Haque & Mahed-Ul-Islam Choudhury & Md. Sowayib Sikder, 2019. "“Events and failures are our only means for making policy changes”: learning in disaster and emergency management policies in Manitoba, Canada," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 98(1), pages 137-162, August.
    8. Schouten, Marleen A.H. & van der Heide, Martijn M. & Heijman, Wim J.M., 2009. "Resilience Of Social-Ecological Systems In European Rural Areas: Theory And Prospects," 113th Seminar, December 9-11, 2009, Belgrade, Serbia 57343, European Association of Agricultural Economists.
    9. Gina Ziervogel & Anna Cowen & John Ziniades, 2016. "Moving from Adaptive to Transformative Capacity: Building Foundations for Inclusive, Thriving, and Regenerative Urban Settlements," Sustainability, MDPI, vol. 8(9), pages 1-20, September.
    10. Huong Dinh & Ben Freyens & Anne Daly & Yogi Vidyattama, 2017. "Measuring Community Economic Resilience in Australia: Estimates of Recent Levels and Trends," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 132(3), pages 1217-1236, July.
    11. Johansson, Jonas & Hassel, Henrik, 2010. "An approach for modelling interdependent infrastructures in the context of vulnerability analysis," Reliability Engineering and System Safety, Elsevier, vol. 95(12), pages 1335-1344.
    12. Moser, Caroline O. N., 1998. "The asset vulnerability framework: Reassessing urban poverty reduction strategies," World Development, Elsevier, vol. 26(1), pages 1-19, January.
    13. Yongdeng Lei & Jing’ai Wang & Yaojie Yue & Hongjian Zhou & Weixia Yin, 2014. "Rethinking the relationships of vulnerability, resilience, and adaptation from a disaster risk perspective," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 70(1), pages 609-627, January.
    14. W. Neil Adger & Jon Barnett & Katrina Brown & Nadine Marshall & Karen O'Brien, 2013. "Cultural dimensions of climate change impacts and adaptation," Nature Climate Change, Nature, vol. 3(2), pages 112-117, February.
    15. Linda Liebenberg & Jeff Christopher Moore, 2018. "A Social Ecological Measure of Resilience for Adults: The RRC-ARM," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 136(1), pages 1-19, February.
    16. Mazur, Christoph & Hoegerle, Yannick & Brucoli, Maria & van Dam, Koen & Guo, Miao & Markides, Christos N. & Shah, Nilay, 2019. "A holistic resilience framework development for rural power systems in emerging economies," Applied Energy, Elsevier, vol. 235(C), pages 219-232.
    17. Kelly Bergstrand & Brian Mayer & Babette Brumback & Yi Zhang, 2015. "Assessing the Relationship Between Social Vulnerability and Community Resilience to Hazards," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 122(2), pages 391-409, June.
    18. Hongjian Zhou & Jing’ai Wang & Jinhong Wan & Huicong Jia, 2010. "Resilience to natural hazards: a geographic perspective," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 53(1), pages 21-41, April.
    19. Thulstrup, Andreas Waaben, 2015. "Livelihood Resilience and Adaptive Capacity: Tracing Changes in Household Access to Capital in Central Vietnam," World Development, Elsevier, vol. 74(C), pages 352-362.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Ying Zhou & Qihao Su & Yulian Li & Xingwei Li, 2022. "Spatial-Temporal Characteristics of Multi-Hazard Resilience in Ecologically Fragile Areas of Southwest China: A Case Study in Aba," IJERPH, MDPI, vol. 19(19), pages 1-21, September.
    2. Manh Hung Do, 2023. "The Role of Savings and Income Diversification in Households’ Resilience Strategies: Evidence from Rural Vietnam," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 168(1), pages 353-388, August.
    3. Peiying Dang & Linjing Ren & Jie Li, 2022. "Livelihood Resilience or Policy Attraction? Factors Determining Households’ Willingness to Participate in Rural Tourism in Western China," IJERPH, MDPI, vol. 19(12), pages 1-19, June.
    4. Shulei Cheng & Yu Yu & Wei Fan & Chunxia Zhu, 2022. "Spatio-Temporal Variation and Decomposition Analysis of Livelihood Resilience of Rural Residents in China," IJERPH, MDPI, vol. 19(17), pages 1-25, August.
    5. Manh Hung Do, 2023. "Saving up and diversifying income for a rainy day: Implications for households' resilience strategies and poverty," TVSEP Working Papers wp-033, Leibniz Universitaet Hannover, Institute of Development and Agricultural Economics, Project TVSEP.
    6. Ma. Janice J. Gumasing & Ma. Daniella M. Sobrevilla, 2023. "Determining Factors Affecting the Protective Behavior of Filipinos in Urban Areas for Natural Calamities Using an Integration of Protection Motivation Theory, Theory of Planned Behavior, and Ergonomic," Sustainability, MDPI, vol. 15(8), pages 1-31, April.
    7. Anna Doś & Monika Wieczorek-Kosmala & Joanna Błach, 2022. "The Effect of Business Legal Form on the Perception of COVID-19-Related Disruptions by Households Running a Business," Risks, MDPI, vol. 10(4), pages 1-17, April.
    8. Xudan Lin & Hong Zhu & Duo Yin, 2022. "Enhancing Rural Resilience in a Tea Town of China: Exploring Tea Farmers’ Knowledge Production for Tea Planting, Tea Processing and Tea Tasting," Land, MDPI, vol. 11(4), pages 1-18, April.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Shiva Salehi & Ali Ardalan & Gholamreza Garmaroudi & Abbas Ostadtaghizadeh & Abbas Rahimiforoushani & Armin Zareiyan, 2019. "Climate change adaptation: a systematic review on domains and indicators," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 96(1), pages 521-550, March.
    2. Caroline Michellier & Patrick Pigeon & Francois Kervyn & Eleonore Wolff, 2016. "Contextualizing vulnerability assessment: a support to geo-risk management in central Africa," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 82(1), pages 27-42, May.
    3. Zhixing Ma & Shili Guo & Xin Deng & Dingde Xu, 2021. "Community resilience and resident's disaster preparedness: evidence from China's earthquake-stricken areas," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 108(1), pages 567-591, August.
    4. Zehua Wang & Fachao Liang & Sheng-Hau Lin, 2023. "Can socially sustainable development be achieved through homestead withdrawal? A hybrid multiple-attributes decision analysis," Palgrave Communications, Palgrave Macmillan, vol. 10(1), pages 1-18, December.
    5. Lecegui, Antonio & Olaizola, Ana María & López-i-Gelats, Feliu & Varela, Elsa, 2022. "Implementing the livelihood resilience framework: An indicator-based model for assessing mountain pastoral farming systems," Agricultural Systems, Elsevier, vol. 199(C).
    6. Xueyan Zhao & Huanhuan Chen & Haili Zhao & Bing Xue, 2022. "Farmer households’ livelihood resilience in ecological-function areas: case of the Yellow River water source area of China," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 24(7), pages 9665-9686, July.
    7. Abdur Rahim Hamidi & Jiangwei Wang & Shiyao Guo & Zhongping Zeng, 2020. "Flood vulnerability assessment using MOVE framework: a case study of the northern part of district Peshawar, Pakistan," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 101(2), pages 385-408, March.
    8. Xue Yang & Shili Guo & Xin Deng & Dingde Xu, 2021. "Livelihood Adaptation of Rural Households under Livelihood Stress: Evidence from Sichuan Province, China," Agriculture, MDPI, vol. 11(6), pages 1-19, May.
    9. Digby Race & Supriya Mathew & Matthew Campbell & Karl Hampton, 2016. "Understanding climate adaptation investments for communities living in desert Australia: experiences of indigenous communities," Climatic Change, Springer, vol. 139(3), pages 461-475, December.
    10. Wei Liu & Xinyu Wu, 2023. "Poverty Alleviation Resettlement and Household Natural Resources Dependence: A Case Study from Ankang Prefecture, China," Agriculture, MDPI, vol. 13(5), pages 1-17, May.
    11. Hongjian Zhou & Xi Wang & Jing’ai Wang, 2016. "A Way to Sustainability: Perspective of Resilience and Adaptation to Disaster," Sustainability, MDPI, vol. 8(8), pages 1-14, August.
    12. Knippenberg, Erwin & Jensen, Nathaniel & Constas, Mark, 2019. "Quantifying household resilience with high frequency data: Temporal dynamics and methodological options," World Development, Elsevier, vol. 121(C), pages 1-15.
    13. Yuchun Xiao & Shuiliang Liu & Jinyou Zuo & Ningling Yin & Jilin Wu & Wenhai Xie, 2022. "Farmer Households’ Livelihood Resilience in Ethnic Tourism Villages: A Case Study of the Wuling Mountain Area, China," Sustainability, MDPI, vol. 15(1), pages 1-19, December.
    14. Xiaolong Xue & Liang Wang & Rebecca J. Yang, 2018. "Exploring the science of resilience: critical review and bibliometric analysis," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 90(1), pages 477-510, January.
    15. Egamberdiev, Bekhzod & Bobojonov, Ihtiyor & Kuhn, Lena & Glauben, Thomas, 2023. "Household resilience capacity and food security: Evidence from Kyrgyzstan," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 15(4), pages 967-988.
    16. Wei Liu & Jie Li & Linjing Ren & Jie Xu & Cong Li & Shuzhuo Li, 2020. "Exploring Livelihood Resilience and Its Impact on Livelihood Strategy in Rural China," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 150(3), pages 977-998, August.
    17. Xu Zhao & Hengxing Xiang & Feifei Zhao, 2023. "Measurement and Spatial Differentiation of Farmers’ Livelihood Resilience Under the COVID-19 Epidemic Outbreak in Rural China," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 166(2), pages 239-267, April.
    18. Gemma Sou, 2019. "Sustainable resilience? Disaster recovery and the marginalization of sociocultural needs and concerns," Progress in Development Studies, , vol. 19(2), pages 144-159, April.
    19. Wei Liu & Liyuan He & Jie Xu & Dingde Xu, 2023. "Linking Natural Resource Dependence to Sustainable Household Wellbeing: A Case Study in Western China," Agriculture, MDPI, vol. 13(10), pages 1-17, October.
    20. Xue Yang & Shili Guo & Xin Deng & Wei Wang & Dingde Xu, 2021. "Study on Livelihood Vulnerability and Adaptation Strategies of Farmers in Areas Threatened by Different Disaster Types under Climate Change," Agriculture, MDPI, vol. 11(11), pages 1-21, November.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:soinre:v:152:y:2020:i:3:d:10.1007_s11205-020-02479-5. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.