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Enforcement may crowd out voluntary support for COVID-19 policies, especially where trust in government is weak and in a liberal society

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  • Katrin Schmelz

    (Department of Economics, University of Konstanz, D-78457 Konstanz, Germany; Thurgau Institute of Economics, CH-8280, Kreuzlingen, Switzerland)

Abstract

Effective states govern by some combination of enforcement and voluntary compliance. To contain the COVID-19 pandemic, a critical decision is the extent to which policy makers rely on voluntary as opposed to enforced compliance, and nations vary along this dimension. While enforcement may secure higher compliance, there is experimental and other evidence that it may also crowd out voluntary motivation. How does enforcement affect citizens’ support for anti–COVID-19 policies? A survey conducted with 4,799 respondents toward the end of the first lockdown in Germany suggests that a substantial share of the population will support measures more under voluntary than under enforced implementation. Negative responses to enforcement—termed control aversion—vary across the nature of the policy intervention (e.g., they are rare for masks and frequent for vaccination and a cell-phone tracing app). Control aversion is less common among those with greater trust in the government and the information it provides, and among those who were brought up under the coercive regime of East Germany. Taking account of the likely effectiveness of enforcement and the extent to which near-universal compliance is crucial, the differing degrees of opposition to enforcement across policies suggest that for some anti–COVID-19 policies an enforced mandate would be unwise, while for others it would be essential. Similar reasoning may also be relevant for policies to address future pandemics and other societal challenges like climate change.

Suggested Citation

  • Katrin Schmelz, 2021. "Enforcement may crowd out voluntary support for COVID-19 policies, especially where trust in government is weak and in a liberal society," Proceedings of the National Academy of Sciences, Proceedings of the National Academy of Sciences, vol. 118(1), pages 2016385118-, January.
  • Handle: RePEc:nas:journl:v:118:y:2021:p:e2016385118
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    Cited by:

    1. Kalewold Hailu Kalewold, 2023. "Lockdowns and the ethics of intergenerational compensation," Politics, Philosophy & Economics, , vol. 22(3), pages 271-289, August.
    2. Yusuke Narita & Ayumi Sudo, 2021. "Curse of Democracy: Evidence from the 21st Century," Papers 2104.07617, arXiv.org, revised Sep 2021.
    3. Marcella Alsan & Luca Braghieri & Sarah Eichmeyer & Minjeong Joyce Kim & Stefanie Stantcheva & David Y. Yang, 2023. "Civil Liberties in Times of Crisis," American Economic Journal: Applied Economics, American Economic Association, vol. 15(4), pages 389-421, October.
    4. Borisova, Ekaterina & Gründler, Klaus & Hackenberger, Armin & Harter, Anina & Potrafke, Niklas & Schoors, Koen, 2023. "Crisis experience and the deep roots of COVID-19 vaccination preferences," European Economic Review, Elsevier, vol. 160(C).
    5. Umer, Hamza, 2022. "Does pro-sociality or trust better predict staying home behavior during the Covid-19?," Journal of Behavioral and Experimental Economics (formerly The Journal of Socio-Economics), Elsevier, vol. 100(C).
    6. Étienne Dagorn & Martina Dattilo & Matthieu Pourieux, 2022. "Preferences matter! Political Responses to the COVID-19 and Population’s Preferences," Economics Working Paper Archive (University of Rennes 1 & University of Caen) 2022-01, Center for Research in Economics and Management (CREM), University of Rennes 1, University of Caen and CNRS.
    7. Schippers, M.C. & Ioannidis, J.P.A. & Joffe, A.R., 2022. "Aggressive Measures, Rising Inequalities and Mass Formation During the COVID-19 Crisis: An Overview and Proposed Way Forward," ERIM Report Series Research in Management ERS-2022-004-LIS, Erasmus Research Institute of Management (ERIM), ERIM is the joint research institute of the Rotterdam School of Management, Erasmus University and the Erasmus School of Economics (ESE) at Erasmus University Rotterdam.
    8. Yusuke Narita & Ayumi Sudo, 2021. "Curse of Democracy: Evidence from 2020," Cowles Foundation Discussion Papers 2281, Cowles Foundation for Research in Economics, Yale University.
    9. Kirill Chmel & Israel Marques II & Michael Mironyuk & Dina Rosenberg & Aleksei Turobov, 2021. "Privacy Versus Security In Trying Times: Evidence From Russian Public Opinion," HSE Working papers WP BRP 82/PS/2021, National Research University Higher School of Economics.
    10. Borisova, Ekaterina & Ivanov, Denis, 2021. "Covid-19 vaccine efficacy and Russian public support for anti-pandemic measures," BOFIT Discussion Papers 09/2021, Bank of Finland, Institute for Economies in Transition.
    11. Li Huang & Oliver Zhen Li & Baiqiang Wang & Zilong Zhang, 2022. "Individualism and the fight against COVID-19," Palgrave Communications, Palgrave Macmillan, vol. 9(1), pages 1-20, December.
    12. Naatu, Felicia & Nyarko, Samuel Anokye & Munim, Ziaul Haque & Alon, Ilan, 2022. "Crowd-out effect on consumers attitude towards corporate social responsibility communication," Technological Forecasting and Social Change, Elsevier, vol. 177(C).
    13. repec:zbw:bofitp:2021_009 is not listed on IDEAS
    14. Costa-Font, Joan & Vilaplana-Prieto, Cristina, 2023. "Trusting the health system and COVID 19 restriction compliance," LSE Research Online Documents on Economics 118267, London School of Economics and Political Science, LSE Library.
    15. Costa-Font, Joan & Vilaplana-Prieto, Cristina, 2023. "Trusting the Health System and COVID 19 Restriction Compliance," Economics & Human Biology, Elsevier, vol. 49(C).
    16. Samuel Bowles & Wendy Carlin, 2021. "Shrinking capitalism: components of a new political economy paradigm [‘Environmental Preferences and Technological Choices: Is Market Competition Clean or Dirty?’]," Oxford Review of Economic Policy, Oxford University Press and Oxford Review of Economic Policy Limited, vol. 37(4), pages 794-810.
    17. Anna Petherick & Rafael Goldszmidt & Eduardo B. Andrade & Rodrigo Furst & Thomas Hale & Annalena Pott & Andrew Wood, 2021. "A worldwide assessment of changes in adherence to COVID-19 protective behaviours and hypothesized pandemic fatigue," Nature Human Behaviour, Nature, vol. 5(9), pages 1145-1160, September.
    18. Joan Costa-i-Font & Cristina Vilaplana-Prieto, 2023. "Health System Trust and Compliance with Covid-19 Restrictions," CESifo Working Paper Series 10291, CESifo.
    19. Rehse, Dominik & Tremöhlen, Felix, 2022. "Fostering participation in digital contact tracing," Information Economics and Policy, Elsevier, vol. 58(C).
    20. Costa-Font, Joan & Vilaplana-Prieto, Cristina, 2023. "Health System Trust and Compliance with COVID-19 Restrictions," IZA Discussion Papers 15961, Institute of Labor Economics (IZA).
    21. Thomas Hale & Noam Angrist & Andrew J Hale & Beatriz Kira & Saptarshi Majumdar & Anna Petherick & Toby Phillips & Devi Sridhar & Robin N Thompson & Samuel Webster & Yuxi Zhang, 2021. "Government responses and COVID-19 deaths: Global evidence across multiple pandemic waves," PLOS ONE, Public Library of Science, vol. 16(7), pages 1-14, July.
    22. Haibo Ruan & Li Qiu & Jun Chen & Shuo Liu & Zhiyuan Ma, 2022. "Government Trust, Environmental Pollution Perception, and Environmental Governance Satisfaction," IJERPH, MDPI, vol. 19(16), pages 1-18, August.
    23. Dragomirescu-Gaina, Catalin, 2021. "Facing an unfortunate trade-off: policy responses, lessons and spill-overs during the COVID-19 pandemic," Economics & Human Biology, Elsevier, vol. 43(C).

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