IDEAS home Printed from https://ideas.repec.org/a/kap/pubcho/v197y2023i1d10.1007_s11127-023-01085-6.html
   My bibliography  Save this article

The political economy of imperial power successions in ancient China

Author

Listed:
  • Yaguang Zhang

    (Peking University)

  • Sitian Yu

    (Capital University of Economics and Business)

  • Shengyi Zhang

    (Peking University)

Abstract

This paper studies the succession of power between emperor and crown prince in imperial China as a political game. We begin by developing a model of the succession game that defines the probability of a crown prince being deposed as a function of the strength of the ruling emperor. The model predicts an inverted U-shaped relationship between the probability of crown prince-deposition and the strength of the ruler. We then test the model’s implication against the historical evidence. We find that from the Western Han Dynasty to the Ming Dynasty (206 BC–1644 AD), the power of crown princes first increased, then fluctuated and finally decreased. This trend was linearly correlated to changes in relative imperial power.

Suggested Citation

  • Yaguang Zhang & Sitian Yu & Shengyi Zhang, 2023. "The political economy of imperial power successions in ancient China," Public Choice, Springer, vol. 197(1), pages 137-166, October.
  • Handle: RePEc:kap:pubcho:v:197:y:2023:i:1:d:10.1007_s11127-023-01085-6
    DOI: 10.1007/s11127-023-01085-6
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11127-023-01085-6
    File Function: Abstract
    Download Restriction: Access to full text is restricted to subscribers.

    File URL: https://libkey.io/10.1007/s11127-023-01085-6?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Peter Kurrild-Klitgaard, 2000. "The Constitutional Economics of Autocratic Succession," Public Choice, Springer, vol. 103(1), pages 63-84, April.
    2. Blockmans, Wim & De Weerdt, Hilde, 2016. "The Diverging Legacies of Classical Empires in China and Europe," European Review, Cambridge University Press, vol. 24(2), pages 306-324, May.
    3. Anne Meng, 2021. "Winning the Game of Thrones: Leadership Succession in Modern Autocracies," Journal of Conflict Resolution, Peace Science Society (International), vol. 65(5), pages 950-981, May.
    4. Graziella Bertocchi, 2006. "The Law of Primogeniture and the Transition from Landed Aristocracy to Industrial Democracy," Journal of Economic Growth, Springer, vol. 11(1), pages 43-70, March.
    5. Daron Acemoglu & Georgy Egorov & Konstantin Sonin, 2009. "Do Juntas Lead to Personal Rule?," American Economic Review, American Economic Association, vol. 99(2), pages 298-303, May.
    6. Kai A. Konrad & Vai-Lam Mui, 2017. "The Prince—or Better No Prince? The Strategic Value of Appointing a Successor," Journal of Conflict Resolution, Peace Science Society (International), vol. 61(10), pages 2158-2182, November.
    7. Ma, Debin & Rubin, Jared, 2019. "The Paradox of Power: Principal-agent problems and administrative capacity in Imperial China (and other absolutist regimes)," Journal of Comparative Economics, Elsevier, vol. 47(2), pages 277-294.
    8. Kung, James Kai-sing & Ma, Chicheng, 2014. "Can cultural norms reduce conflicts? Confucianism and peasant rebellions in Qing China," Journal of Development Economics, Elsevier, vol. 111(C), pages 132-149.
    9. Wang, Yuhua, 2022. "Blood is Thicker Than Water: Elite Kinship Networks and State Building in Imperial China," American Political Science Review, Cambridge University Press, vol. 116(3), pages 896-910, August.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Jiwei Qian & Tuan‐Hwee Sng, 2021. "The state in Chinese economic history," Australian Economic History Review, Economic History Society of Australia and New Zealand, vol. 61(3), pages 359-395, November.
    2. Kai A. Konrad & Vai-Lam Mui, 2015. "The Prince – or better no prince? The Strategic Value of Appointing a Successor," Monash Economics Working Papers 15-15, Monash University, Department of Economics.
    3. Roland, Gérard & Jia, Ruixue & Xie, Yang, 2021. "A Theory of Power Structure and Institutional Compatibility: China vs. Europe Revisited," CEPR Discussion Papers 15700, C.E.P.R. Discussion Papers.
    4. Graziella Bertocchi, 2011. "The Vanishing Bequest Tax: The Comparative Evolution Of Bequest Taxation In Historical Perspective," Economics and Politics, Wiley Blackwell, vol. 23(1), pages 107-131, March.
    5. Yu Hao & Kevin Zhengcheng Liu, 2020. "Taxation, fiscal capacity, and credible commitment in eighteenth‐century China: the effects of the formalization and centralization of informal surtaxes," Economic History Review, Economic History Society, vol. 73(4), pages 914-939, November.
    6. Peter Kurrild-Klitgaard, 2004. "Ulysses and the Rent-Seekers: The Benefits and Challenges of Constitutional Constraints on Leviathan," Advances in Austrian Economics, in: The Dynamics of Intervention: Regulation and Redistribution in the Mixed Economy, pages 245-278, Emerald Group Publishing Limited.
    7. Sayantan Ghosal & Eugenio Proto, 2006. "Why did (not) the East Extend the Franchise? Democracy, Intra-Elite Conflict and Risk Sharing," DEGIT Conference Papers c011_032, DEGIT, Dynamics, Economic Growth, and International Trade.
    8. Bruno Frey, 2011. "Tullock challenges: happiness, revolutions, and democracy," Public Choice, Springer, vol. 148(3), pages 269-281, September.
    9. Haiwen Zhou, 2023. "State Capacity and Leadership: Why Did China Take off?," Chinese Economy, Taylor & Francis Journals, vol. 56(1), pages 50-68, January.
    10. Graziella Bertocchi & Monica Bozzano, 2015. "Family Structure and the Education Gender Gap: Evidence from Italian Provinces," CESifo Economic Studies, CESifo Group, vol. 61(1), pages 263-300.
    11. Xie, Dongshui & Bai, Caiquan & Zhang, Yuwei, 2023. "Relation-based governance, financial crisis shock, and economic growth in China," Economic Modelling, Elsevier, vol. 129(C).
    12. Stelios Michalopoulos & Alireza Naghavi & Giovanni Prarolo, 2010. "Trade and Geography in the Economic Origins of Islam: Theory and Evidence," Working Papers 2010.75, Fondazione Eni Enrico Mattei.
    13. Raul Magni Berton & Sophie Panel, 2017. "Strategic gerontocracy: why nondemocratic systems produce older leaders," Public Choice, Springer, vol. 171(3), pages 409-427, June.
    14. Miao, Meng & Niu, Guanjie & Noe, Thomas, 2021. "Contracting without contracting institutions: The trusted assistant loan in 19th century China," Journal of Financial Economics, Elsevier, vol. 140(3), pages 987-1007.
    15. Safya Morshed, 2024. "State of forgiveness: Cooperation, conciliation, and state formation in Mughal South Asia (1556–1707)," Economic History Review, Economic History Society, vol. 77(1), pages 60-89, February.
    16. Oded Galor & Omer Moav & Dietrich Vollrath, 2009. "Inequality in Landownership, the Emergence of Human-Capital Promoting Institutions, and the Great Divergence," The Review of Economic Studies, Review of Economic Studies Ltd, vol. 76(1), pages 143-179.
    17. Milan Zafirovski, 2020. "Indicators of Militarism and Democracy in Comparative Context: How Militaristic Tendencies Influence Democratic Processes in OECD Countries 2010–2016," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 147(1), pages 159-202, January.
    18. Boxell, Levi, 2019. "Droughts, conflict, and the African slave trade," Journal of Comparative Economics, Elsevier, vol. 47(4), pages 774-791.
    19. Galor, Oded & Michalopoulos, Stelios, 2006. "The Evolution of Entrepreneurial Spirit and the Process of Development," CEPR Discussion Papers 6022, C.E.P.R. Discussion Papers.
    20. Huning, Thilo R. & Wahl, Fabian, 2021. "The fetters of inheritance? Equal partition and regional economic development," European Economic Review, Elsevier, vol. 136(C).

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:kap:pubcho:v:197:y:2023:i:1:d:10.1007_s11127-023-01085-6. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.