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Risk measures for derivatives with Markov-modulated pure jump processes

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Author Info
Robert Elliott ()
Leunglung Chan ()
Tak Siu ()

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Abstract

We consider a regime-switching HJB approach to evaluate risk measures for derivative securities when the price process of the underlying risky asset is governed by the exponential of a pure jump process with drift and a Markov switching compensator. The pure jump process is flexible enough to incorporate both the infinite, (small), jump activity and the finite, (large), jump activity. The drift and the compensator of the pure jump process switch over time according to the state of a continuous-time hidden Markov chain representing the state of an economy. The market described by our model is incomplete. Hence, there is more than one pricing kernel and there is no perfect hedging strategy for a derivative security. We derive the regime-switching HJB equations for coherent risk measures for the unhedged position of derivative securities, including standard European options and barrier options. For measuring risk inherent in the unhedged option position, we first need to mark the position into the market by valuing the option. We employ a well-known tool in actuarial science, namely, the Esscher transform to select a pricing kernel for valuation of an option and to generate a family of real-world probabilities for risk measurement. We also derive the regime-switching HJB-variational inequalities for coherent risk measures for American-style options. Copyright Springer Science+Business Media, LLC 2006

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File URL: http://hdl.handle.net/10.1007/s10690-007-9038-9
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Publisher Info
Article provided by Springer in its journal Asia-Pacific Financial Markets.

Volume (Year): 13 (2006)
Issue (Month): 2 (June)
Pages: 129-149
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Handle: RePEc:kap:apfinm:v:13:y:2006:i:2:p:129-149

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Web page: http://springerlink.metapress.com/link.asp?id=102851

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Related research
Keywords: Coherent risk measures; Pure jump processes; Esscher transform; Jump risk; American options; Exotic options; Regime-switching HJB equations; Combined optimal stopping and control; HJB-variational inequalities;

References listed on IDEAS
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  1. Robert J. Elliott & Leunglung Chan & Tak Kuen Siu, 2005. "Option pricing and Esscher transform under regime switching," Annals of Finance, Springer, vol. 1(4), pages 423-432, October. [Downloadable!] (restricted)
  2. Robert J. Elliott & John van der Hoek, 1997. "An application of hidden Markov models to asset allocation problems (*)," Finance and Stochastics, Springer, vol. 1(3), pages 229-238. [Downloadable!] (restricted)
  3. Robert Elliott & Tak Siu & Leunglung Chan, 2008. "A PDE approach for risk measures for derivatives with regime switching," Annals of Finance, Springer, vol. 4(1), pages 55-74, January. [Downloadable!] (restricted)
  4. Robert Elliott & Carlton-James Osakwe, 2006. "Option Pricing for Pure Jump Processes with Markov Switching Compensators," Finance and Stochastics, Springer, vol. 10(2), pages 250-275, April. [Downloadable!] (restricted)
  5. Elliott, R. J. & Malcolm, W. P. & Tsoi, Allanus H., 2003. "Robust parameter estimation for asset price models with Markov modulated volatilities," Journal of Economic Dynamics and Control, Elsevier, vol. 27(8), pages 1391-1409, June. [Downloadable!] (restricted)
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