IDEAS home Printed from https://ideas.repec.org/a/gam/jsusta/v13y2021i13p7106-d581647.html
   My bibliography  Save this article

Assessing Livelihood Vulnerability of Minority Ethnic Groups to Climate Change: A Case Study from the Northwest Mountainous Regions of Vietnam

Author

Listed:
  • Van Thanh Tran

    (Centre for Applied Climate Sciences, University of Southern Queensland, Toowoomba 4350, Australia
    Faculty of Natural Resources and Environment, Vietnam National University of Agriculture (VNUA), Trauquy, Gialam, Hanoi 12406, Vietnam)

  • Duc-Anh An-Vo

    (Centre for Applied Climate Sciences, University of Southern Queensland, Toowoomba 4350, Australia)

  • Geoff Cockfield

    (Centre for Sustainable Agricultural Systems, University of Southern Queensland, Toowoomba 4350, Australia)

  • Shahbaz Mushtaq

    (Centre for Applied Climate Sciences, University of Southern Queensland, Toowoomba 4350, Australia)

Abstract

Climate variability, climate change, and extreme events can compound the vulnerability of people heavily reliant on agriculture. Those with intersecting disadvantages, such as women, the poor, and ethnic minority groups, may be particularly affected. Understanding and assessing diverse vulnerabilities, especially those related to ethnicity, are therefore potentially important to the development of policies and programs aimed at enabling adaptation in such groups. This study uses a livelihood vulnerability index (LVI) method, along with qualitative data analysis, to compare the vulnerability of different smallholder farmers in Son La province, one of the poorest provinces in Vietnam. Data were collected from 240 households, representing four minority ethnic groups. The results indicated that household vulnerability is influenced by factors such as income diversity, debt, organizational membership, support from and awareness by local authorities, access to health services, water resources, and location. Results revealed that two of the ethnic groups’ households were, on average, more vulnerable, particularly regarding livelihood strategies, health, water, housing and productive land, and social network items when compared to the other two ethnic groups. The study shows the need for targeted interventions to reduce the vulnerability of these and similarly placed small ethnic communities.

Suggested Citation

  • Van Thanh Tran & Duc-Anh An-Vo & Geoff Cockfield & Shahbaz Mushtaq, 2021. "Assessing Livelihood Vulnerability of Minority Ethnic Groups to Climate Change: A Case Study from the Northwest Mountainous Regions of Vietnam," Sustainability, MDPI, vol. 13(13), pages 1-22, June.
  • Handle: RePEc:gam:jsusta:v:13:y:2021:i:13:p:7106-:d:581647
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/2071-1050/13/13/7106/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/2071-1050/13/13/7106/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Do, Trang & Nguyen, Cuong & Phung, Tung, 2013. "Assessment of Natural Disasters in Vietnam’s Northern Mountains," MPRA Paper 54209, University Library of Munich, Germany.
    2. Songporne Tongruksawattana & Vera Junge & Hermann Waibel & Javier Revilla Diez & Erich Schmidt, 2013. "Ex-Post Coping Strategies of Rural Households in Thailand and Vietnam," Palgrave Macmillan Books, in: Stephan Klasen & Hermann Waibel (ed.), Vulnerability to Poverty, chapter 9, pages 216-257, Palgrave Macmillan.
    3. Peter Chaudhry and Greet Ruysschaert, 2007. "Climate Change and Human Development in Viet Nam," Human Development Occasional Papers (1992-2007) HDOCPA-2007-46, Human Development Report Office (HDRO), United Nations Development Programme (UNDP).
    4. Alam, GM Monirul & Alam, Khorshed & Mushtaq, Shahbaz, 2016. "Influence of institutional access and social capital on adaptation decision: Empirical evidence from hazard-prone rural households in Bangladesh," Ecological Economics, Elsevier, vol. 130(C), pages 243-251.
    5. Gideon Baffoe & Hirotaka Matsuda, 2018. "An Empirical Assessment of Households Livelihood Vulnerability: The Case of Rural Ghana," Social Indicators Research: An International and Interdisciplinary Journal for Quality-of-Life Measurement, Springer, vol. 140(3), pages 1225-1257, December.
    6. Rajiv Pandey & ShashidharKumar Jha, 2012. "Climate vulnerability index - measure of climate change vulnerability to communities: a case of rural Lower Himalaya, India," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 17(5), pages 487-506, June.
    7. N. Gunasekara & S. Kazama & D. Yamazaki & T. Oki, 2014. "Water Conflict Risk due to Water Resource Availability and Unequal Distribution," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 28(1), pages 169-184, January.
    8. Muhammad Masud & Md. Rahman & Abul Al-Amin & Fatimah Kari & Walter Filho, 2014. "Impact of climate change: an empirical investigation of Malaysian rice production," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 19(4), pages 431-444, April.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Shan Liu & Xuhua Li & Qing Lin & Jiang Qiu, 2023. "Spatial Distribution of Ethnic Villages in the Mountainous Region of Northwest Yunnan and Their Relationship with Natural Factors," Sustainability, MDPI, vol. 15(16), pages 1-19, August.
    2. Huong Hoang-Thi & Shah Fahad & Ashfaq Ahmad Shah & Tung Nguyen-Huu-Minh & Tuan Nguyen-Anh & Song Nguyen-Van & Nguyen To-The & Huong Nguyen-Thi-Lan, 2023. "Evaluating the farmers’ adoption behavior of water conservation in mountainous region Vietnam: extrinsic and intrinsic determinants," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 115(2), pages 1313-1330, January.
    3. Shuo Ding, 2022. "A Comparative Analysis of Vulnerability to Poverty between Urban and Rural Households in China," Economies, MDPI, vol. 10(10), pages 1-28, October.
    4. Rijan Bhakta Kayastha & Woo-Kyun Lee & Nischal Shrestha & Sonam Wangyel Wang, 2023. "Assessing the Livelihood Vulnerability of Nomads to Changing Climate in the Third Pole Region of Nepal," Land, MDPI, vol. 12(5), pages 1-14, May.
    5. Adeniyi Okanlawon Basiru & Abiodun Olusegun Oladoye & Olubusayo Omotola Adekoya & Lucas Aderemi Akomolede & Vincent Onguso Oeba & Opeyemi Oluwaseun Awodutire & Fredrick Charity & Emmanuel Kolawole Abo, 2022. "Livelihood Vulnerability Index: Gender Dimension to Climate Change and Variability in REDD + Piloted Sites, Cross River State, Nigeria," Land, MDPI, vol. 11(8), pages 1-34, August.
    6. Hao Chen & Juanjuan Cao & Hongge Zhu & Yufang Wang, 2022. "Understanding Household Vulnerability and Relative Poverty in Forestry Transition: A Study on Forestry-Worker Families in China’s Greater Khingan Mountains State-Owned Forest Region," Sustainability, MDPI, vol. 14(9), pages 1-18, April.
    7. Arulingam, Indika & Brady, G. & Chaya, M. & Conti, M. & Kgomotso, P. K. & Korzenszky, A. & Njie, D. & Schroth, G. & Suhardiman, Diana, 2022. "Small-scale producers in sustainable agrifood systems transformation," IWMI Reports 329171, International Water Management Institute.
    8. Yuangang Xu & Guoqing Shi & Yingping Dong, 2022. "Effects of the Post-Relocation Support Policy on Livelihood Capital of the Reservoir Resettlers and Its Implications—A Study in Wujiang Sub-Stream of Yangtze River of China," Sustainability, MDPI, vol. 14(5), pages 1-22, February.
    9. Phuong Thi Tran & Tan Quang Nguyen & Chuong Van Huynh & Ty Huu Pham & Ulrike Schinkel, 2023. "A Nuanced Analysis on Livelihood Resilience of Vietnamese Upland Households: An Intersectional Lens of Ethnicity and Gender," Sustainability, MDPI, vol. 15(4), pages 1-19, February.
    10. Arulingam, Indika & Brady, G. & Chaya, M. & Conti, M. & Kgomotso, P. K. & Korzenszky, A. & Njie, D. & Schroth, G. & Suhardiman, Diana, 2022. "Small-scale producers in sustainable agrifood systems transformation," IWMI Books, Reports H051435, International Water Management Institute.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Fatma Aribi & Mongi Sghaier, 2021. "Livelihood vulnerability assessment to climate change and variability: the case of farm households in South-East Tunisia," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 23(8), pages 12631-12658, August.
    2. repec:unu:wpaper:wp2012-81 is not listed on IDEAS
    3. Basem Shomar & Mohamed Darwish & Candace Rowell, 2014. "What does Integrated Water Resources Management from Local to Global Perspective Mean? Qatar as a Case Study, the Very Rich Country with No Water," Water Resources Management: An International Journal, Published for the European Water Resources Association (EWRA), Springer;European Water Resources Association (EWRA), vol. 28(10), pages 2781-2791, August.
    4. Roopam Shukla & Ankit Agarwal & Kamna Sachdeva & Juergen Kurths & P. K. Joshi, 2019. "Climate change perception: an analysis of climate change and risk perceptions among farmer types of Indian Western Himalayas," Climatic Change, Springer, vol. 152(1), pages 103-119, January.
    5. Zhixing Ma & Shili Guo & Xin Deng & Dingde Xu, 2021. "Community resilience and resident's disaster preparedness: evidence from China's earthquake-stricken areas," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 108(1), pages 567-591, August.
    6. Terese E. Venus & Stephanie Bilgram & Johannes Sauer & Arun Khatri-Chettri, 2022. "Livelihood vulnerability and climate change: a comparative analysis of smallholders in the Indo-Gangetic plains," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 24(2), pages 1981-2009, February.
    7. Dao Duy Minh & Philippe Lebailly & Nguyen Dang Hao & Philippe Burny & Ho Thi Minh Hop, 2019. "The Dynamics of Livelihood Vulnerability Index at Farm Household Level: An Empirical Analysis of the Coastal Sandy Zone in Thua Thien Hue Province, Vietnam," International Journal of Economics and Financial Issues, Econjournals, vol. 9(5), pages 77-89.
    8. Abdullah Mamun & Abu Reza Md. Towfiqul Islam & G. M. Monirul Alam & Md Nazirul Islam Sarker & Michael Odei Erdiaw-Kwasie & Humnath Bhandari & Javed Mallick, 2023. "Livelihood vulnerability of char land communities to climate change and natural hazards in Bangladesh: an application of livelihood vulnerability index," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 115(2), pages 1411-1437, January.
    9. Abebe, Fentahun & Zuo, Alec & Wheeler, Sarah Ann & Bjornlund, Henning & Chilundo, Mario & Kissoly, Luitfred & Dube, Thabani, 2022. "The influences on farmers' planned and actual farm adaptation decisions: Evidence from small-scale irrigation schemes in South-Eastern Africa," Ecological Economics, Elsevier, vol. 202(C).
    10. Reddy, A. Amarender & Bhattacharya, Anindita & Reddy, S. Venku & Ricart, Sandra, 2021. "Farmers’ Distress Index: An Approach for an Action Plan to Reduce Vulnerability in the Drylands of India," EconStor Open Access Articles and Book Chapters, ZBW - Leibniz Information Centre for Economics, vol. 10(11), pages 1-1.
    11. Manoranjan Ghosh & Somnath Ghosal, 2021. "Climate change vulnerability of rural households in flood-prone areas of Himalayan foothills, West Bengal, India," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 23(2), pages 2570-2595, February.
    12. James E. Neumann & Sai Ravela & Lindsay C. Ludwig & Caroleen Verly & Kerry A. Emanuel, 2012. "Risks of Coastal Storm Surge and the Effect of Sea Level Rise in the Red River Delta, Vietnam," WIDER Working Paper Series wp-2012-081, World Institute for Development Economic Research (UNU-WIDER).
    13. Rinku Moni Devi & Maneesh Kumar Patasaraiya & Bhaskar Sinha & Jigyasa Bisaria, 2023. "Major drivers for reducing vulnerability of forest-fringe communities in Kanha Tiger Reserve, Madhya Pradesh and designing suitable adaptation strategies," Asia-Pacific Journal of Regional Science, Springer, vol. 7(2), pages 569-590, June.
    14. Wei Liu & Xinyu Wu, 2023. "Poverty Alleviation Resettlement and Household Natural Resources Dependence: A Case Study from Ankang Prefecture, China," Agriculture, MDPI, vol. 13(5), pages 1-17, May.
    15. Ravela, Sai & Verly, Caroleen & Ludwig, Lindsay C. & Neumann, James E. & Emanuel, Kerry A., 2012. "Risks of Coastal Storm Surge and the Effect of Sea Level Rise in the Red River Delta, Vietnam," WIDER Working Paper Series 081, World Institute for Development Economic Research (UNU-WIDER).
    16. Zakayo, Rachel, 2021. "An exploration of the factors that determine the gendered adaptation to climate variability in Kilosa District, Tanzania," Tanzania Journal of Community Development (TAJOCODE), Department of Agricultural Extension and Community Development, Sokoine University of Agriculture, vol. 1(1), pages 37-51, August.
    17. Mastronardi, Luigi & Cavallo, Aurora & Romagnoli, Luca, 2022. "A novel composite environmental fragility index to analyse Italian ecoregions’ vulnerability," Land Use Policy, Elsevier, vol. 122(C).
    18. Amare, Mulubrhan & Waibel, Herman, 2014. "Climate Variability, Shocks and Non-farm Employment: Evidence from Rural Households in Northeast Thailand," 54th Annual Conference, Goettingen, Germany, September 17-19, 2014 187571, German Association of Agricultural Economists (GEWISOLA).
    19. Xia Xu & Fengping Wu & Qianwen Yu & Xiangnan Chen & Yue Zhao, 2022. "Analysis on Management Policies on Water Quantity Conflict in Transboundary Rivers Embedded with Virtual Water—Using Ili River as the Case," Sustainability, MDPI, vol. 14(15), pages 1-19, August.
    20. Cristina Cattaneo & Michel Beine & Christiane J Fröhlich & Dominic Kniveton & Inmaculada Martinez-Zarzoso & Marina Mastrorillo & Katrin Millock & Etienne Piguet & Benjamin Schraven, 2019. "Human Migration in the Era of Climate Change," Review of Environmental Economics and Policy, Association of Environmental and Resource Economists, vol. 13(2), pages 189-206.
    21. Thuzar Linn & Broos Maenhout, 2019. "The impact of environmental uncertainty on the performance of the rice supply chain in the Ayeyarwaddy Region, Myanmar," Agricultural and Food Economics, Springer;Italian Society of Agricultural Economics (SIDEA), vol. 7(1), pages 1-29, December.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jsusta:v:13:y:2021:i:13:p:7106-:d:581647. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.