IDEAS home Printed from https://ideas.repec.org/a/gam/jeners/v13y2020i4p807-d319902.html
   My bibliography  Save this article

An Improved LightGBM Algorithm for Online Fault Detection of Wind Turbine Gearboxes

Author

Listed:
  • Mingzhu Tang

    (School of Energy and Power Engineering, Changsha University of Science & Technology, Changsha 410114, China
    Institute for Automatic Control and Complex Systems(AKS), University of Duisburg-Essen, 47057 Duisburg, Germany
    Hubei Key Laboratory of Power System Design and Test for Electrical Vehicle, Hubei University of Arts and Science, Xiangyang 441053, China)

  • Qi Zhao

    (School of Energy and Power Engineering, Changsha University of Science & Technology, Changsha 410114, China
    Institute for Automatic Control and Complex Systems(AKS), University of Duisburg-Essen, 47057 Duisburg, Germany)

  • Steven X. Ding

    (Institute for Automatic Control and Complex Systems(AKS), University of Duisburg-Essen, 47057 Duisburg, Germany)

  • Huawei Wu

    (Hubei Key Laboratory of Power System Design and Test for Electrical Vehicle, Hubei University of Arts and Science, Xiangyang 441053, China)

  • Linlin Li

    (Institute for Automatic Control and Complex Systems(AKS), University of Duisburg-Essen, 47057 Duisburg, Germany)

  • Wen Long

    (Guizhou Key Laboratory of Economics System Simulation, Guizhou University of Finance & Economics, Guiyang 550004, China)

  • Bin Huang

    (School of Energy and Power Engineering, Changsha University of Science & Technology, Changsha 410114, China
    School of Engineering, University of South Australia, Adelaide, SA 5095, Australia)

Abstract

It is widely accepted that conventional boost algorithms are of low efficiency and accuracy in dealing with big data collected from wind turbine operations. To address this issue, this paper is devoted to the application of an adaptive LightGBM method for wind turbine fault detections. To this end, the realization of feature selection for fault detection is firstly achieved by utilizing the maximum information coefficient to analyze the correlation among features in supervisory control and data acquisition (SCADA) of wind turbines. After that, a performance evaluation criterion is proposed for the improved LightGBM model to support fault detections. In this scheme, by embedding the confusion matrix as a performance indicator, an improved LightGBM fault detection approach is then developed. Based on the adaptive LightGBM fault detection model, a fault detection strategy for wind turbine gearboxes is investigated. To demonstrate the applications of the proposed algorithms and methods, a case study with a three-year SCADA dataset obtained from a wind farm sited in Southern China is conducted. Results indicate that the proposed approaches established a fault detection framework of wind turbine systems with either lower false alarm rate or lower missing detection rate.

Suggested Citation

  • Mingzhu Tang & Qi Zhao & Steven X. Ding & Huawei Wu & Linlin Li & Wen Long & Bin Huang, 2020. "An Improved LightGBM Algorithm for Online Fault Detection of Wind Turbine Gearboxes," Energies, MDPI, vol. 13(4), pages 1-16, February.
  • Handle: RePEc:gam:jeners:v:13:y:2020:i:4:p:807-:d:319902
    as

    Download full text from publisher

    File URL: https://www.mdpi.com/1996-1073/13/4/807/pdf
    Download Restriction: no

    File URL: https://www.mdpi.com/1996-1073/13/4/807/
    Download Restriction: no
    ---><---

    References listed on IDEAS

    as
    1. Kong, Yun & Wang, Tianyang & Chu, Fulei, 2019. "Meshing frequency modulation assisted empirical wavelet transform for fault diagnosis of wind turbine planetary ring gear," Renewable Energy, Elsevier, vol. 132(C), pages 1373-1388.
    2. Lei, Jinhao & Liu, Chao & Jiang, Dongxiang, 2019. "Fault diagnosis of wind turbine based on Long Short-term memory networks," Renewable Energy, Elsevier, vol. 133(C), pages 422-432.
    3. Mingzhu Tang & Wei Chen & Qi Zhao & Huawei Wu & Wen Long & Bin Huang & Lida Liao & Kang Zhang, 2019. "Development of an SVR Model for the Fault Diagnosis of Large-Scale Doubly-Fed Wind Turbines Using SCADA Data," Energies, MDPI, vol. 12(17), pages 1-15, September.
    4. Marvuglia, Antonino & Messineo, Antonio, 2012. "Monitoring of wind farms’ power curves using machine learning techniques," Applied Energy, Elsevier, vol. 98(C), pages 574-583.
    5. Zhi-Xin Yang & Xian-Bo Wang & Jian-Hua Zhong, 2016. "Representational Learning for Fault Diagnosis of Wind Turbine Equipment: A Multi-Layered Extreme Learning Machines Approach," Energies, MDPI, vol. 9(6), pages 1-17, May.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Zhan, Jun & Wu, Chengkun & Yang, Canqun & Miao, Qiucheng & Wang, Shilin & Ma, Xiandong, 2022. "Condition monitoring of wind turbines based on spatial-temporal feature aggregation networks," Renewable Energy, Elsevier, vol. 200(C), pages 751-766.
    2. José Ramón del Álamo Salgado & Mario J. Durán Martínez & Francisco J. Muñoz Gutiérrez & Jorge Alarcon, 2021. "Analysis of the Gearbox Oil Maintenance Procedures in Wind Energy II," Energies, MDPI, vol. 14(12), pages 1-18, June.
    3. K. Ramakrishna Kini & Fouzi Harrou & Muddu Madakyaru & Ying Sun, 2023. "Enhancing Wind Turbine Performance: Statistical Detection of Sensor Faults Based on Improved Dynamic Independent Component Analysis," Energies, MDPI, vol. 16(15), pages 1-25, August.
    4. Jing Xu & Ren Zhang & Yangjun Wang & Hengqian Yan & Quanhong Liu & Yutong Guo & Yongcun Ren, 2022. "Assessing China’s Investment Risk of the Maritime Silk Road: A Model Based on Multiple Machine Learning Methods," Energies, MDPI, vol. 15(16), pages 1-15, August.
    5. Mingzhu Tang & Zixin Liang & Huawei Wu & Zimin Wang, 2021. "Fault Diagnosis Method for Wind Turbine Gearboxes Based on IWOA-RF," Energies, MDPI, vol. 14(19), pages 1-13, October.
    6. Rui Xia & Yunpeng Gao & Yanqing Zhu & Dexi Gu & Jiangzhao Wang, 2022. "An Efficient Method Combined Data-Driven for Detecting Electricity Theft with Stacking Structure Based on Grey Relation Analysis," Energies, MDPI, vol. 15(19), pages 1-25, October.
    7. Gorg Abdelmassih & Mohammed Al-Numay & Abdelali El Aroudi, 2021. "Map Optimization Fuzzy Logic Framework in Wind Turbine Site Selection with Application to the USA Wind Farms," Energies, MDPI, vol. 14(19), pages 1-15, September.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Li, Yanting & Jiang, Wenbo & Zhang, Guangyao & Shu, Lianjie, 2021. "Wind turbine fault diagnosis based on transfer learning and convolutional autoencoder with small-scale data," Renewable Energy, Elsevier, vol. 171(C), pages 103-115.
    2. Camila Correa-Jullian & Sergio Cofre-Martel & Gabriel San Martin & Enrique Lopez Droguett & Gustavo de Novaes Pires Leite & Alexandre Costa, 2022. "Exploring Quantum Machine Learning and Feature Reduction Techniques for Wind Turbine Pitch Fault Detection," Energies, MDPI, vol. 15(8), pages 1-29, April.
    3. Mehrjoo, Mehrdad & Jafari Jozani, Mohammad & Pawlak, Miroslaw, 2021. "Toward hybrid approaches for wind turbine power curve modeling with balanced loss functions and local weighting schemes," Energy, Elsevier, vol. 218(C).
    4. Gonzalez, Elena & Stephen, Bruce & Infield, David & Melero, Julio J., 2019. "Using high-frequency SCADA data for wind turbine performance monitoring: A sensitivity study," Renewable Energy, Elsevier, vol. 131(C), pages 841-853.
    5. Wu, Zhe & Zhang, Qiang & Cheng, Lifeng & Hou, Shuyong & Tan, Shengyue, 2020. "The VMTES: Application to the structural health monitoring and diagnosis of rotating machines," Renewable Energy, Elsevier, vol. 162(C), pages 2380-2396.
    6. Stetco, Adrian & Dinmohammadi, Fateme & Zhao, Xingyu & Robu, Valentin & Flynn, David & Barnes, Mike & Keane, John & Nenadic, Goran, 2019. "Machine learning methods for wind turbine condition monitoring: A review," Renewable Energy, Elsevier, vol. 133(C), pages 620-635.
    7. He, Guolin & Ding, Kang & Wu, Xiaomeng & Yang, Xiaoqing, 2019. "Dynamics modeling and vibration modulation signal analysis of wind turbine planetary gearbox with a floating sun gear," Renewable Energy, Elsevier, vol. 139(C), pages 718-729.
    8. Xu, Qifa & Fan, Zhenhua & Jia, Weiyin & Jiang, Cuixia, 2020. "Fault detection of wind turbines via multivariate process monitoring based on vine copulas," Renewable Energy, Elsevier, vol. 161(C), pages 939-955.
    9. Lydia, M. & Kumar, S. Suresh & Selvakumar, A. Immanuel & Prem Kumar, G. Edwin, 2014. "A comprehensive review on wind turbine power curve modeling techniques," Renewable and Sustainable Energy Reviews, Elsevier, vol. 30(C), pages 452-460.
    10. Jianjun Chen & Weihao Hu & Di Cao & Bin Zhang & Qi Huang & Zhe Chen & Frede Blaabjerg, 2019. "An Imbalance Fault Detection Algorithm for Variable-Speed Wind Turbines: A Deep Learning Approach," Energies, MDPI, vol. 12(14), pages 1-15, July.
    11. Zhannan Guo & Yinlin Hao & Hanwen Shi & Zhenyu Wu & Yuhu Wu & Ximing Sun, 2023. "A Fault Diagnosis Algorithm for the Dedicated Equipment Based on the CNN-LSTM Mechanism," Energies, MDPI, vol. 16(13), pages 1-16, July.
    12. Kong, Yun & Wang, Tianyang & Feng, Zhipeng & Chu, Fulei, 2020. "Discriminative dictionary learning based sparse representation classification for intelligent fault identification of planet bearings in wind turbine," Renewable Energy, Elsevier, vol. 152(C), pages 754-769.
    13. Marino Marrocu & Luca Massidda, 2017. "A Simple and Effective Approach for the Prediction of Turbine Power Production From Wind Speed Forecast," Energies, MDPI, vol. 10(12), pages 1-14, November.
    14. Long, Huan & Zhang, Zijun & Su, Yan, 2014. "Analysis of daily solar power prediction with data-driven approaches," Applied Energy, Elsevier, vol. 126(C), pages 29-37.
    15. Ana Rita Nunes & Hugo Morais & Alberto Sardinha, 2021. "Use of Learning Mechanisms to Improve the Condition Monitoring of Wind Turbine Generators: A Review," Energies, MDPI, vol. 14(21), pages 1-22, November.
    16. Maurizio Volpe & Carmelo D'Anna & Simona Messineo & Roberto Volpe & Antonio Messineo, 2014. "Sustainable Production of Bio-Combustibles from Pyrolysis of Agro-Industrial Wastes," Sustainability, MDPI, vol. 6(11), pages 1-17, November.
    17. Francisco Bilendo & Angela Meyer & Hamed Badihi & Ningyun Lu & Philippe Cambron & Bin Jiang, 2022. "Applications and Modeling Techniques of Wind Turbine Power Curve for Wind Farms—A Review," Energies, MDPI, vol. 16(1), pages 1-38, December.
    18. Tugce Demirdelen & Pırıl Tekin & Inayet Ozge Aksu & Firat Ekinci, 2019. "The Prediction Model of Characteristics for Wind Turbines Based on Meteorological Properties Using Neural Network Swarm Intelligence," Sustainability, MDPI, vol. 11(17), pages 1-18, September.
    19. Chen, Hansi & Liu, Hang & Chu, Xuening & Liu, Qingxiu & Xue, Deyi, 2021. "Anomaly detection and critical SCADA parameters identification for wind turbines based on LSTM-AE neural network," Renewable Energy, Elsevier, vol. 172(C), pages 829-840.
    20. Zemali, Zakaria & Cherroun, Lakhmissi & Hadroug, Nadji & Hafaifa, Ahmed & Iratni, Abdelhamid & Alshammari, Obaid S. & Colak, Ilhami, 2023. "Robust intelligent fault diagnosis strategy using Kalman observers and neuro-fuzzy systems for a wind turbine benchmark," Renewable Energy, Elsevier, vol. 205(C), pages 873-898.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:gam:jeners:v:13:y:2020:i:4:p:807-:d:319902. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: MDPI Indexing Manager (email available below). General contact details of provider: https://www.mdpi.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.