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An Online SOC and SOH Estimation Model for Lithium-Ion Batteries

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  • Shyh-Chin Huang

    (Department of Mechanical Engineering, Ming Chi University of Technology, New Taipei City 24301, Taiwan
    College of Engineering, Chang Gung University, Taoyuan 33302, Taiwan)

  • Kuo-Hsin Tseng

    (Department of Mechanical Engineering, Ming Chi University of Technology, New Taipei City 24301, Taiwan)

  • Jin-Wei Liang

    (Department of Mechanical Engineering, Ming Chi University of Technology, New Taipei City 24301, Taiwan)

  • Chung-Liang Chang

    (Center for Reliability Engineering, Ming Chi University of Technology, New Taipei City 24301, Taiwan)

  • Michael G. Pecht

    (Center for Advanced Life Cycle Engineering, University of Maryland, College Park, MD 20742, USA)

Abstract

The monitoring and prognosis of cell degradation in lithium-ion (Li-ion) batteries are essential for assuring the reliability and safety of electric and hybrid vehicles. This paper aims to develop a reliable and accurate model for online, simultaneous state-of-charge (SOC) and state-of-health (SOH) estimations of Li-ion batteries. Through the analysis of battery cycle-life test data, the instantaneous discharging voltage (V) and its unit time voltage drop, V′, are proposed as the model parameters for the SOC equation. The SOH equation is found to have a linear relationship with 1/V′ times the modification factor, which is a function of SOC. Four batteries are tested in the laboratory, and the data are regressed for the model coefficients. The results show that the model built upon the data from one single cell is able to estimate the SOC and SOH of the three other cells within a 5% error bound. The derived model is also proven to be robust. A random sampling test to simulate the online real-time SOC and SOH estimation proves that this model is accurate and can be potentially used in an electric vehicle battery management system (BMS).

Suggested Citation

  • Shyh-Chin Huang & Kuo-Hsin Tseng & Jin-Wei Liang & Chung-Liang Chang & Michael G. Pecht, 2017. "An Online SOC and SOH Estimation Model for Lithium-Ion Batteries," Energies, MDPI, vol. 10(4), pages 1-18, April.
    • Handle: RePEc:gam:jeners:v:10:y:2017:i:4:p:512-:d:95404
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    References listed on IDEAS

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    Cited by:

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    2. Xin Zhang & Jiawei Hou & Zekun Wang & Yueqiu Jiang, 2022. "Joint SOH-SOC Estimation Model for Lithium-Ion Batteries Based on GWO-BP Neural Network," Energies, MDPI, vol. 16(1), pages 1-17, December.
    3. Phattara Khumprom & Nita Yodo, 2019. "A Data-Driven Predictive Prognostic Model for Lithium-ion Batteries based on a Deep Learning Algorithm," Energies, MDPI, vol. 12(4), pages 1-21, February.
    4. Panpan Hu & W. F. Tang & C. H. Li & Shu-Lun Mak & C. Y. Li & C. C. Lee, 2023. "Joint State of Charge (SOC) and State of Health (SOH) Estimation for Lithium-Ion Batteries Packs of Electric Vehicles Based on NSSR-LSTM Neural Network," Energies, MDPI, vol. 16(14), pages 1-19, July.
    5. Shehzar Shahzad Sheikh & Mahnoor Anjum & Muhammad Abdullah Khan & Syed Ali Hassan & Hassan Abdullah Khalid & Adel Gastli & Lazhar Ben-Brahim, 2020. "A Battery Health Monitoring Method Using Machine Learning: A Data-Driven Approach," Energies, MDPI, vol. 13(14), pages 1-16, July.
    6. Bizhong Xia & Zheng Zhang & Zizhou Lao & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang, 2018. "Strong Tracking of a H-Infinity Filter in Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 11(6), pages 1-20, June.
    7. Angelo Bonfitto, 2020. "A Method for the Combined Estimation of Battery State of Charge and State of Health Based on Artificial Neural Networks," Energies, MDPI, vol. 13(10), pages 1-13, May.
    8. Sung-Min Cho & Jin-Su Kim & Jae-Chul Kim, 2019. "Optimal Operation Parameter Estimation of Energy Storage for Frequency Regulation," Energies, MDPI, vol. 12(9), pages 1-21, May.
    9. Li, Kuo & Gao, Xiao & Liu, Caixia & Chang, Chun & Li, Xiaoyu, 2023. "A novel Co-estimation framework of state-of-charge, state-of-power and capacity for lithium-ion batteries using multi-parameters fusion method," Energy, Elsevier, vol. 269(C).
    10. Donghoon Shin & Beomjin Yoon & Seungryeol Yoo, 2021. "Compensation Method for Estimating the State of Charge of Li-Polymer Batteries Using Multiple Long Short-Term Memory Networks Based on the Extended Kalman Filter," Energies, MDPI, vol. 14(2), pages 1-19, January.
    11. Thien-An Nguyen-Huu & Van Thang Nguyen & Kyeon Hur & Jae Woong Shim, 2020. "Coordinated Control of a Hybrid Energy Storage System for Improving the Capability of Frequency Regulation and State-of-Charge Management," Energies, MDPI, vol. 13(23), pages 1-21, November.
    12. Liu, Gengfeng & Zhang, Xiangwen & Liu, Zhiming, 2022. "State of health estimation of power batteries based on multi-feature fusion models using stacking algorithm," Energy, Elsevier, vol. 259(C).
    13. Shuqing Li & Chuankun Ju & Jianliang Li & Ri Fang & Zhifei Tao & Bo Li & Tingting Zhang, 2021. "State-of-Charge Estimation of Lithium-Ion Batteries in the Battery Degradation Process Based on Recurrent Neural Network," Energies, MDPI, vol. 14(2), pages 1-21, January.
    14. Chehade, Abdallah & Savargaonkar, Mayuresh & Krivtsov, Vasiliy, 2022. "Conditional Gaussian mixture model for warranty claims forecasting," Reliability Engineering and System Safety, Elsevier, vol. 218(PB).
    15. Hashemi, Seyed Reza & Mahajan, Ajay Mohan & Farhad, Siamak, 2021. "Online estimation of battery model parameters and state of health in electric and hybrid aircraft application," Energy, Elsevier, vol. 229(C).
    16. Xuning Feng & Caihao Weng & Xiangming He & Li Wang & Dongsheng Ren & Languang Lu & Xuebing Han & Minggao Ouyang, 2018. "Incremental Capacity Analysis on Commercial Lithium-Ion Batteries using Support Vector Regression: A Parametric Study," Energies, MDPI, vol. 11(9), pages 1-21, September.
    17. Qiaohua Fang & Xuezhe Wei & Tianyi Lu & Haifeng Dai & Jiangong Zhu, 2019. "A State of Health Estimation Method for Lithium-Ion Batteries Based on Voltage Relaxation Model," Energies, MDPI, vol. 12(7), pages 1-18, April.
    18. Damian Burzyński & Robert Pietracho & Leszek Kasprzyk & Andrzej Tomczewski, 2019. "Analysis and Modeling of the Wear-Out Process of a Lithium-Nickel-Manganese-Cobalt Cell during Cycling Operation under Constant Load Conditions," Energies, MDPI, vol. 12(20), pages 1-12, October.
    19. Sergi Obrador Rey & Juan Alberto Romero & Lluis Trilla Romero & Àlber Filbà Martínez & Xavier Sanchez Roger & Muhammad Attique Qamar & José Luis Domínguez-García & Levon Gevorkov, 2023. "Powering the Future: A Comprehensive Review of Battery Energy Storage Systems," Energies, MDPI, vol. 16(17), pages 1-21, September.
    20. Sungwoo Jo & Sunkyu Jung & Taemoon Roh, 2021. "Battery State-of-Health Estimation Using Machine Learning and Preprocessing with Relative State-of-Charge," Energies, MDPI, vol. 14(21), pages 1-16, November.
    21. Zhonghua Yun & Wenhu Qin & Weipeng Shi & Peng Ping, 2020. "State-of-Health Prediction for Lithium-Ion Batteries Based on a Novel Hybrid Approach," Energies, MDPI, vol. 13(18), pages 1-22, September.
    22. Sui, Xin & He, Shan & Vilsen, Søren B. & Meng, Jinhao & Teodorescu, Remus & Stroe, Daniel-Ioan, 2021. "A review of non-probabilistic machine learning-based state of health estimation techniques for Lithium-ion battery," Applied Energy, Elsevier, vol. 300(C).
    23. Liu, Chunli & Li, Qiang & Wang, Kai, 2021. "State-of-charge estimation and remaining useful life prediction of supercapacitors," Renewable and Sustainable Energy Reviews, Elsevier, vol. 150(C).

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