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How environmental NGOs have influenced decision making in a ‘semi-authoritarian’ state: The case of forest policy in Ethiopia

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  • Ayana, Alemayehu N.
  • Arts, Bas
  • Wiersum, K. Freerk

Abstract

Much has been written about the increasing contributions of non-governmental actors, such as environmental NGOs (ENGOs), to sustainable development, particularly in forest and environmental governance. However, little empirical evidence exists concerning the role and impact of these new actors in policy decisions where pluralist politics are lacking. By presenting the case of forest policy-making in Ethiopia, this paper illustrates the strategies of ENGOs, and how and to what extent they have impacted policy decisions, in a ‘semi-authoritarian’ context, where public policies are typically the exclusive mandate of governmental actors. We applied the policy arrangement approach (PAA), enriched with an ENGO classification, to analyze and explain the dynamics and nuances of policy processes. Our study finds that ENGOs do have an influence on policy-making under ‘semi-authoritarianism’, even without being formally invited to do so. However, influencing policy under such circumstances requires a circumspect approach and follows more complex pathways than the conventional policy-making steps in a democratic context. When the formal avenue for their participation in the policy-making process is restricted, these actors employ indirect strategies of catalyzing policy processes, such as demonstrating innovative policy approaches by implementing pilot projects, documenting and communicating field evidence and best practices, forming strong networks with like-minded actors, forging alliances with key decision makers, and investing sufficient human and financial resources to push the adoption of a new policy. The findings and the conclusions drawn in this paper are consistent with the conceptual framework employed. The PAA has proved to be a suitable analytical tool to understand and explain policy processes in various polities, from pluralist democracies to (semi-)authoritarianism.

Suggested Citation

  • Ayana, Alemayehu N. & Arts, Bas & Wiersum, K. Freerk, 2018. "How environmental NGOs have influenced decision making in a ‘semi-authoritarian’ state: The case of forest policy in Ethiopia," World Development, Elsevier, vol. 109(C), pages 313-322.
  • Handle: RePEc:eee:wdevel:v:109:y:2018:i:c:p:313-322
    DOI: 10.1016/j.worlddev.2018.05.010
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    References listed on IDEAS

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    1. Cubbage, Frederick W. & Newman, David H., 2006. "Forest policy reformed: A United States perspective," Forest Policy and Economics, Elsevier, vol. 9(3), pages 261-273, December.
    2. David Humphreys, 2004. "Redefining the Issues: NGO Influence on International Forest Negotiations," Global Environmental Politics, MIT Press, vol. 4(2), pages 51-74, May.
    3. Hoben, Allan, 1995. "Paradigms and politics: The cultural construction of environmental policy in Ethiopia," World Development, Elsevier, vol. 23(6), pages 1007-1021, June.
    4. Hildy Teegen & Jonathan P Doh & Sushil Vachani, 2004. "The importance of nongovernmental organizations (NGOs) in global governance and value creation: an international business research agenda," Journal of International Business Studies, Palgrave Macmillan;Academy of International Business, vol. 35(6), pages 463-483, November.
    5. Gabriel Ménard, 2013. "Environmental non-governmental organizations: key players in development in a changing climate—a case study of Mali," Environment, Development and Sustainability: A Multidisciplinary Approach to the Theory and Practice of Sustainable Development, Springer, vol. 15(1), pages 117-131, February.
    6. Barnes, Clare & van Laerhoven, Frank & Driessen, Peter P.J., 2016. "Advocating for Change? How a Civil Society-led Coalition Influences the Implementation of the Forest Rights Act in India," World Development, Elsevier, vol. 84(C), pages 162-175.
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    1. Lu Feng & Qimei Wu & Weijun Wu & Wenjie Liao, 2020. "Decision-Maker-Oriented VS. Collaboration: China’s Public Participation in Environmental Decision-Making," Sustainability, MDPI, vol. 12(4), pages 1-24, February.
    2. Aryal, Kishor & Laudari, Hari Krishna & Maraseni, Tek & Pathak, Bhoj Raj, 2022. "Navigating policy debates of and discourse coalitions on Nepal's Scientific Forest Management," Forest Policy and Economics, Elsevier, vol. 141(C).
    3. Wanting Chen & Zhi-Hua Hu, 2020. "Analysis of Multi-Stakeholders’ Behavioral Strategies Considering Public Participation under Carbon Taxes and Subsidies: An Evolutionary Game Approach," Sustainability, MDPI, vol. 12(3), pages 1-26, January.
    4. Busck-Lumholt, Louise Marie & Corbera, Esteve & Mertz, Ole, 2022. "How are institutions included in Integrated Conservation and Development Projects? Developing and testing a diagnostic approach on the World Bank’s Forest and Community project in Salta, Argentina," World Development, Elsevier, vol. 157(C).
    5. Mbzibain, Aurelian & Tchoudjen, Teodyl Nkuintchua, 2021. "NGO-state relations in the monitoring of illegal forest logging and wildlife trafficking in Central Africa," World Development, Elsevier, vol. 148(C).
    6. Bo Wang & Heng Wang & Xianfeng Zeng & Baojun Li, 2022. "Towards a Better Understanding of Social-Ecological Systems for Basin Governance: A Case Study from the Weihe River Basin, China," Sustainability, MDPI, vol. 14(9), pages 1-11, April.

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